| Atividades reguladas | Tipo de cliente | 投资品 |
|---|
| Agreeing to carry on a regulated activity | | |
| Safeguarding and administration of assets (without arranging) | Professional, Eligible Counterparty, Retail (Investment) | Option (excluding a commodity option and an option on a commodity future)
Future (excluding a commodity future and a rolling spot forex contract)
Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet)
Spread Bet
Rolling spot forex contract
Rights to or interests in investments (Contractually Based Investments) |
| Making arrangements with a view to transactions in investments | Retail (Investment), Professional, Eligible Counterparty | Option (excluding a commodity option and an option on a commodity future)
Future (excluding a commodity future and a rolling spot forex contract)
Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet)
Spread Bet
Rolling spot forex contract
Rights to or interests in investments (Contractually Based Investments) |
| Dealing in investments as principal | Professional, Eligible Counterparty, Retail (Investment) | Option (excluding a commodity option and an option on a commodity future)
Future (excluding a commodity future and a rolling spot forex contract)
Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet)
Spread Bet
Rolling spot forex contract
Rights to or interests in investments (Contractually Based Investments) |
| Dealing in investments as agent | Retail (Investment), Eligible Counterparty, Professional | Rolling spot forex contract
Spread Bet
Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet)
Future (excluding a commodity future and a rolling spot forex contract)
Option (excluding a commodity option and an option on a commodity future)
Rights to or interests in investments (Contractually Based Investments) |
| Arranging safeguarding and administration of assets | Professional, Eligible Counterparty, Retail (Investment) | Option (excluding a commodity option and an option on a commodity future)
Future (excluding a commodity future and a rolling spot forex contract)
Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet)
Spread Bet
Rolling spot forex contract
Rights to or interests in investments (Contractually Based Investments) |
| Arranging (bringing about) deals in investments | Retail (Investment), Professional, Eligible Counterparty | Option (excluding a commodity option and an option on a commodity future)
Future (excluding a commodity future and a rolling spot forex contract)
Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet)
Spread Bet
Rolling spot forex contract
Rights to or interests in investments (Contractually Based Investments) |