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Banco de Registro Regulatório › ASIC › AFSL 564458
AUSSIE CAPITAL COMPLIANCE PTY LTD
澳大利亚 ASIC · AFSL 564458 · Authorised (AFS licensee — FX/derivatives-related authorisation)
机构介绍
AUSSIE CAPITAL COMPLIANCE PTY LTD 是一家在澳大利亚注册的金融服务机构,登记地址位于 CAMPBELLTOWN SA 5074。
该机构的牌照/登记号为 AFSL 564458,当前登记状态为 Authorised(AFS 许可人 — 外汇/衍生品相关授权),牌照生效日期为 08/04/2025。
该机构被授权向批发客户提供以下服务:提供一般金融产品建议,涉及存款和支付产品、外汇合约、管理投资计划权益及证券;买卖金融产品,包括外汇合约、管理投资计划权益及证券;以及提供非投资者定向组合服务的托管或保管服务。
目前未提供商号、网站或跨境服务信息。
请读者注意,所有信息应以澳大利亚证券与投资委员会(ASIC)的官方登记页面为准,谨防冒用该名称的克隆网站。
📋 根据官方监管公开信息整理,AI辅助撰写(qwen3-30b-a3b-fp8)。内容仅限官方登记事实,不含点差、入金、评分等信息;如有出入以官方登记为准。
官方登记字段
| Instituições reguladoras | ASIC |
| Licenças/números de registro | AFSL 564458 |
| 登记状态 | Authorised (AFS licensee — FX/derivatives-related authorisation) |
| ABN/ACN | 89675271262 |
| 牌照生效日期 | 08/04/2025 |
| 登记地区 | CAMPBELLTOWN SA 5074 Australia |
数据来源:ASIC AFS Licensee dataset (data.gov.au) · 同步日期 2026-10-28 · 明细抓取 2026-10-28
授权条件(ASIC 原文)
This licence authorises the licensee to carry on a financial services business to:
(a) provide general financial product advice only, for the following classes of financial products:
(i) deposit and payment products limited to:
(A) basic deposit products;
(B) deposit products other than basic deposit products;
(ii) foreign exchange contracts;
(iii) interests in managed investment schemes excluding investor directed portfolio services; and
(iv) securities;
(b) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) foreign exchange contracts;
(B) interests in managed investment schemes excluding investor directed portfolio services; and
(C) securities; and
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) deposit and payment products limited to:
(1) basic deposit products;
(2) deposit products other than basic deposit products;
(B) foreign exchange contracts;
(C) interests in managed investment schemes excluding investor directed portfolio services; and
(D) securities; and
(c) provide the following custodial or depository services:
(i) operate custodial or depository services other than investor directed portfolio services;
to wholesale clients.
(a) provide general financial product advice only, for the following classes of financial products:
(i) deposit and payment products limited to:
(A) basic deposit products;
(B) deposit products other than basic deposit products;
(ii) foreign exchange contracts;
(iii) interests in managed investment schemes excluding investor directed portfolio services; and
(iv) securities;
(b) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) foreign exchange contracts;
(B) interests in managed investment schemes excluding investor directed portfolio services; and
(C) securities; and
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) deposit and payment products limited to:
(1) basic deposit products;
(2) deposit products other than basic deposit products;
(B) foreign exchange contracts;
(C) interests in managed investment schemes excluding investor directed portfolio services; and
(D) securities; and
(c) provide the following custodial or depository services:
(i) operate custodial or depository services other than investor directed portfolio services;
to wholesale clients.
⚠ Aviso de risco: forex e contratos de diferença (CFD) são produtos alavancados, de alto risco, e as perdas podem exceder o investimento inicial, não sendo adequados para todos os investidores. O conteúdo desta página é apenas para fins educacionais gerais, não constitui conselho de investimento e não constitui recomendação de qualquer produto, corretor ou ação de negociação. Antes de negociar, certifique-se de entender completamente os riscos e siga as leis e regulamentos locais.