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Registro regulatório › ASIC › AFSL 528885
TORONTO DOMINION (SOUTH EAST ASIA) LIMITED
澳大利亚 ASIC · AFSL 528885 · Authorised (AFS licensee — FX/derivatives-related authorisation)
Apresentação da instituição
TORONTO DOMINION (SOUTH EAST ASIA) LIMITED是一家在澳大利亚证券及投资委员会(ASIC)登记的机构。
该机构的牌照/登记号为AFSL 528885,登记状态为“授权”(AFS持牌人——与外汇及衍生品相关的授权),牌照生效日期为2021年9月17日。
该机构获授权的业务包括提供金融产品建议、交易金融产品、以及为他人代理相关操作,涵盖政府发行的债券、衍生品、外汇合约及证券等,服务对象为批发客户。
该机构的商号为TORONTO DOMINION (SOUTH EAST ASIA) LIMITED,登记地址为国际区域,未提及具体网站或跨境服务信息。
请读者注意,所有信息以ASIC官方登记页面为准,谨防冒用该名称的克隆网站。
📋 根据官方监管公开信息整理,AI辅助撰写。内容仅限官方登记事实,不含点差、入金、评分等信息;如有出入以官方登记为准。
Campos do registro oficial
| Regulador | ASIC |
| Nº da licença / registro | AFSL 528885 |
| Status de registro | Authorised (AFS licensee — FX/derivatives-related authorisation) |
| ABN/ACN | 138304542 |
| Data de vigência da licença | 17/09/2021 |
| Região de registro | International |
数据来源:ASIC AFS Licensee dataset (data.gov.au) · 同步日期 2026-10-28
Condições de autorização (ASIC original)
1. Provide financial product advice","1.1 Provide personal and general financial product advice","1.1.1 Debentures, stocks or bonds issued or proposed to be issued by a government","Wholesale clients
,"","1.1.2 Derivatives","Wholesale clients
,"","1.1.3 Foreign exchange contracts","Wholesale clients
,"","1.1.4 Securities","Wholesale clients
2. Deal in a financial product","2.1 Issue, apply for, acquire, vary or dispose of a financial product","2.1.1 Debentures, stocks or bonds issued or proposed to be issued by a government","Wholesale clients
,"","2.1.2 Derivatives","Wholesale clients
,"","2.1.3 Foreign exchange contracts","Wholesale clients
,"","2.1.4 Securities","Wholesale clients
,"2.2 Apply for, acquire, vary or dispose of a financial product on behalf of another person","2.2.1 Debentures, stocks or bonds issued or proposed to be issued by a government","Wholesale clients
,"","2.2.2 Derivatives","Wholesale clients
,"","2.2.3 Foreign exchange contracts","Wholesale clients
,"","2.2.4 Securities","Wholesale clients
,"2.3 Underwrite a financial product","2.3.1 Securities","Wholesale clients
3. Make a market for a financial product, null, null","3.1.1 Debentures, stocks or bonds issued or proposed to be issued by a government and/or debentures issued by any other body","Wholesale clients
,"","3.1.2 Derivatives","Wholesale clients
,"","3.1.3 Financial products other than: (a) derivatives; (b) foreign exchange contracts; and (c) debentures, stocks or bonds issued or proposed to be issued by a government and/or debentures issued by any other body","Wholesale clients
,"","1.1.2 Derivatives","Wholesale clients
,"","1.1.3 Foreign exchange contracts","Wholesale clients
,"","1.1.4 Securities","Wholesale clients
2. Deal in a financial product","2.1 Issue, apply for, acquire, vary or dispose of a financial product","2.1.1 Debentures, stocks or bonds issued or proposed to be issued by a government","Wholesale clients
,"","2.1.2 Derivatives","Wholesale clients
,"","2.1.3 Foreign exchange contracts","Wholesale clients
,"","2.1.4 Securities","Wholesale clients
,"2.2 Apply for, acquire, vary or dispose of a financial product on behalf of another person","2.2.1 Debentures, stocks or bonds issued or proposed to be issued by a government","Wholesale clients
,"","2.2.2 Derivatives","Wholesale clients
,"","2.2.3 Foreign exchange contracts","Wholesale clients
,"","2.2.4 Securities","Wholesale clients
,"2.3 Underwrite a financial product","2.3.1 Securities","Wholesale clients
3. Make a market for a financial product, null, null","3.1.1 Debentures, stocks or bonds issued or proposed to be issued by a government and/or debentures issued by any other body","Wholesale clients
,"","3.1.2 Derivatives","Wholesale clients
,"","3.1.3 Financial products other than: (a) derivatives; (b) foreign exchange contracts; and (c) debentures, stocks or bonds issued or proposed to be issued by a government and/or debentures issued by any other body","Wholesale clients
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