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Registro regulatório › ASIC › AFSL 522397
GBA SECURITIES HOLDINGS PTY LTD
澳大利亚 ASIC · AFSL 522397 · Authorised (AFS licensee — FX/derivatives-related authorisation)
Apresentação da instituição
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Campos do registro oficial
| Regulador | ASIC |
| Nº da licença / registro | AFSL 522397 |
| Status de registro | Authorised (AFS licensee — FX/derivatives-related authorisation) |
| ABN/ACN | 79602763299 |
| Data de vigência da licença | 17/09/2020 |
| Região de registro | SYDNEY NSW 2000 Australia |
数据来源：ASIC AFS Licensee dataset (data.gov.au) · 同步日期 2026-10-28
Condições de autorização (ASIC original)
1. Provide financial product advice","1.1 Provide personal and general financial product advice","1.1.1 Basic deposit products","Wholesale clients
,"","1.1.2 Derivatives","Wholesale clients
,"","1.1.3 Foreign exchange contracts","Wholesale clients
,"","1.1.4 General insurance products","Wholesale clients
,"","1.1.5 Managed investment schemes including IDPS","Wholesale clients
,"","1.1.6 Non-basic deposit products","Wholesale clients
,"","1.1.7 Non-cash payment products","Wholesale clients
,"","1.1.8 Securities","Wholesale clients
2. Deal in a financial product","2.1 Issue, apply for, acquire, vary or dispose of a financial product","2.1.1 Derivatives","Wholesale clients
,"","2.1.2 Foreign exchange contracts","Wholesale clients
,"","2.1.3 Managed investment schemes excluding IDPS","Wholesale clients
,"","2.1.4 Non-cash payment products","Wholesale clients
,"","2.1.5 Securities","Wholesale clients
,"2.2 Apply for, acquire, vary or dispose of a financial product on behalf of another person","2.2.1 Basic deposit products","Wholesale clients
,"","2.2.2 Derivatives","Wholesale clients
,"","2.2.3 Foreign exchange contracts","Wholesale clients
,"","2.2.4 General insurance products","Wholesale clients
,"","2.2.5 Managed investment schemes including IDPS","Wholesale clients
,"","2.2.6 Non-basic deposit products","Wholesale clients
,"","2.2.7 Non-cash payment products","Wholesale clients
,"","2.2.8 Securities","Wholesale clients
,"2.3 Underwrite a financial product","2.3.1 Securities","Wholesale clients
3. Provide a custodial or depository service","3.1 Other than IDPS","","Wholesale clients
,"","1.1.2 Derivatives","Wholesale clients
,"","1.1.3 Foreign exchange contracts","Wholesale clients
,"","1.1.4 General insurance products","Wholesale clients
,"","1.1.5 Managed investment schemes including IDPS","Wholesale clients
,"","1.1.6 Non-basic deposit products","Wholesale clients
,"","1.1.7 Non-cash payment products","Wholesale clients
,"","1.1.8 Securities","Wholesale clients
2. Deal in a financial product","2.1 Issue, apply for, acquire, vary or dispose of a financial product","2.1.1 Derivatives","Wholesale clients
,"","2.1.2 Foreign exchange contracts","Wholesale clients
,"","2.1.3 Managed investment schemes excluding IDPS","Wholesale clients
,"","2.1.4 Non-cash payment products","Wholesale clients
,"","2.1.5 Securities","Wholesale clients
,"2.2 Apply for, acquire, vary or dispose of a financial product on behalf of another person","2.2.1 Basic deposit products","Wholesale clients
,"","2.2.2 Derivatives","Wholesale clients
,"","2.2.3 Foreign exchange contracts","Wholesale clients
,"","2.2.4 General insurance products","Wholesale clients
,"","2.2.5 Managed investment schemes including IDPS","Wholesale clients
,"","2.2.6 Non-basic deposit products","Wholesale clients
,"","2.2.7 Non-cash payment products","Wholesale clients
,"","2.2.8 Securities","Wholesale clients
,"2.3 Underwrite a financial product","2.3.1 Securities","Wholesale clients
3. Provide a custodial or depository service","3.1 Other than IDPS","","Wholesale clients
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