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Registro regulatório › ASIC › AFSL 478061
HMC CAPITAL INVESTMENTS LIMITED
澳大利亚 ASIC · AFSL 478061 · Authorised (AFS licensee — FX/derivatives-related authorisation)
Apresentação da instituição
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Campos do registro oficial
| Regulador | ASIC |
| Nº da licença / registro | AFSL 478061 |
| Status de registro | Authorised (AFS licensee — FX/derivatives-related authorisation) |
| ABN/ACN | 34606555480 |
| Data de vigência da licença | 11/03/2016 |
| Região de registro | SYDNEY NSW 2000 Australia |
数据来源:ASIC AFS Licensee dataset (data.gov.au) · 同步日期 2026-10-28
Condições de autorização (ASIC original)
1. Provide financial product advice","1.1 Provide personal and general financial product advice","1.1.1 Basic deposit products","Wholesale clients
,"","1.1.2 Debentures, stocks or bonds issued or proposed to be issued by a government","Wholesale clients
,"","1.1.3 General insurance products","Wholesale clients
,"","1.1.4 Life products limited to investment life insurance products","Wholesale clients
,"","1.1.5 Life products limited to life risk insurance products","Wholesale clients
,"","1.1.6 Managed investment schemes including IDPS","Wholesale clients
,"","1.1.7 Non-basic deposit products","Wholesale clients
,"","1.1.8 Retirement savings accounts","Wholesale clients
,"","1.1.9 Securities","Wholesale clients
,"","1.1.10 Superannuation","Wholesale clients
,"1.2 Provide general financial product advice","1.2.1 Basic deposit products","Retail clients
,"","1.2.2 Debentures, stocks or bonds issued or proposed to be issued by a government","Retail clients
,"","1.2.3 General insurance products","Retail clients
,"","1.2.4 Life products limited to investment life insurance products","Retail clients
,"","1.2.5 Life products limited to life risk insurance products","Retail clients
,"","1.2.6 Managed investment schemes including IDPS","Retail clients
,"","1.2.7 Non-basic deposit products","Retail clients
,"","1.2.8 Retirement savings accounts","Retail clients
,"","1.2.9 Securities","Retail clients
,"","1.2.10 Superannuation","Retail clients
2. Deal in a financial product","2.1 Issue, apply for, acquire, vary or dispose of a financial product","2.1.1 Derivatives","Retail and wholesale clients
,"","2.1.2 Foreign exchange contracts","Wholesale clients
,"","2.1.3 Managed investment schemes excluding IDPS","Retail and wholesale clients
,"","2.1.4 Securities","Retail and wholesale clients
,"2.2 Apply for, acquire, vary or dispose of a financial product on behalf of another person","2.2.1 Basic deposit products","Retail and wholesale clients
,"","2.2.2 Debentures, stocks or bonds issued or proposed to be issued by a government","Retail and wholesale clients
,"","2.2.3 Derivatives","Retail and wholesale clients
,"","2.2.4 Foreign exchange contracts","Retail and wholesale clients
,"","2.2.5 General insurance products","Retail and wholesale clients
,"","2.2.6 Life products limited to investment life insurance products","Retail and wholesale clients
,"","2.2.7 Life products limited to life risk insurance products","Retail and wholesale clients
,"","2.2.8 Managed investment schemes including IDPS","Retail and wholesale clients
,"","2.2.9 Non-basic deposit products","Retail and wholesale clients
,"","2.2.10 Retirement savings accounts","Retail and wholesale clients
,"","2.2.11 Securities","Retail and wholesale clients
,"","2.2.12 Superannuation","Retail and wholesale clients
,"2.3 Underwrite a financial product","2.3.1 Managed investment schemes","Wholesale clients
,"","2.3.2 Securities","Wholesale clients
3. Operate a registered management investment scheme as responsible entity (includes holding any incidental property)","3.1 The following named scheme: HMC Capital High Conviction Alternatives Fund (ARSN 666525677)","3.1.1 Financial assets","Retail and wholesale clients
,"3.2 The specified scheme type(s) only","3.2.1 Direct real property","Retail and wholesale clients
,"","3.2.2 Financial assets","Retail and wholesale clients
,"","3.2.3 Mortgages limited to contributory mortgages - general authority","Retail and wholesale clients
,"","3.2.4 Mortgages limited to contributory mortgages - specific authority","Retail and wholesale clients
,"","3.2.5 Mortgages limited to direct mortgages","Retail and wholesale clients
,"","3.2.6 Mortgages limited to pooled mortgages","Retail and wholesale clients
,"","3.2.7 Mortgages limited to unit trusts","Retail and wholesale clients
4. Provide a custodial or depository service","4.1 Other than IDPS","","Wholesale clients
,"","1.1.2 Debentures, stocks or bonds issued or proposed to be issued by a government","Wholesale clients
,"","1.1.3 General insurance products","Wholesale clients
,"","1.1.4 Life products limited to investment life insurance products","Wholesale clients
,"","1.1.5 Life products limited to life risk insurance products","Wholesale clients
,"","1.1.6 Managed investment schemes including IDPS","Wholesale clients
,"","1.1.7 Non-basic deposit products","Wholesale clients
,"","1.1.8 Retirement savings accounts","Wholesale clients
,"","1.1.9 Securities","Wholesale clients
,"","1.1.10 Superannuation","Wholesale clients
,"1.2 Provide general financial product advice","1.2.1 Basic deposit products","Retail clients
,"","1.2.2 Debentures, stocks or bonds issued or proposed to be issued by a government","Retail clients
,"","1.2.3 General insurance products","Retail clients
,"","1.2.4 Life products limited to investment life insurance products","Retail clients
,"","1.2.5 Life products limited to life risk insurance products","Retail clients
,"","1.2.6 Managed investment schemes including IDPS","Retail clients
,"","1.2.7 Non-basic deposit products","Retail clients
,"","1.2.8 Retirement savings accounts","Retail clients
,"","1.2.9 Securities","Retail clients
,"","1.2.10 Superannuation","Retail clients
2. Deal in a financial product","2.1 Issue, apply for, acquire, vary or dispose of a financial product","2.1.1 Derivatives","Retail and wholesale clients
,"","2.1.2 Foreign exchange contracts","Wholesale clients
,"","2.1.3 Managed investment schemes excluding IDPS","Retail and wholesale clients
,"","2.1.4 Securities","Retail and wholesale clients
,"2.2 Apply for, acquire, vary or dispose of a financial product on behalf of another person","2.2.1 Basic deposit products","Retail and wholesale clients
,"","2.2.2 Debentures, stocks or bonds issued or proposed to be issued by a government","Retail and wholesale clients
,"","2.2.3 Derivatives","Retail and wholesale clients
,"","2.2.4 Foreign exchange contracts","Retail and wholesale clients
,"","2.2.5 General insurance products","Retail and wholesale clients
,"","2.2.6 Life products limited to investment life insurance products","Retail and wholesale clients
,"","2.2.7 Life products limited to life risk insurance products","Retail and wholesale clients
,"","2.2.8 Managed investment schemes including IDPS","Retail and wholesale clients
,"","2.2.9 Non-basic deposit products","Retail and wholesale clients
,"","2.2.10 Retirement savings accounts","Retail and wholesale clients
,"","2.2.11 Securities","Retail and wholesale clients
,"","2.2.12 Superannuation","Retail and wholesale clients
,"2.3 Underwrite a financial product","2.3.1 Managed investment schemes","Wholesale clients
,"","2.3.2 Securities","Wholesale clients
3. Operate a registered management investment scheme as responsible entity (includes holding any incidental property)","3.1 The following named scheme: HMC Capital High Conviction Alternatives Fund (ARSN 666525677)","3.1.1 Financial assets","Retail and wholesale clients
,"3.2 The specified scheme type(s) only","3.2.1 Direct real property","Retail and wholesale clients
,"","3.2.2 Financial assets","Retail and wholesale clients
,"","3.2.3 Mortgages limited to contributory mortgages - general authority","Retail and wholesale clients
,"","3.2.4 Mortgages limited to contributory mortgages - specific authority","Retail and wholesale clients
,"","3.2.5 Mortgages limited to direct mortgages","Retail and wholesale clients
,"","3.2.6 Mortgages limited to pooled mortgages","Retail and wholesale clients
,"","3.2.7 Mortgages limited to unit trusts","Retail and wholesale clients
4. Provide a custodial or depository service","4.1 Other than IDPS","","Wholesale clients
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