🌐 Esta página ainda não está totalmente traduzida; parte do conteúdo é exibida em chinês simplificado.
Registro regulatório › ASIC › AFSL 474953
HOULIHAN LOKEY (AUSTRALIA) PTY LIMITED
澳大利亚 ASIC · AFSL 474953 · Authorised (AFS licensee — FX/derivatives-related authorisation)
Apresentação da instituição
HOULIHAN LOKEY (AUSTRALIA) PTY LIMITED 是一家在澳大利亚证券与投资委员会（ASIC）登记的金融机构，其登记地址位于悉尼新南威尔士州2000。
该机构的牌照/登记号为AFSL 474953，当前登记状态为“授权（AFS持牌人—涉及外汇/衍生品的授权）”，牌照生效日期为2015年5月22日。
该机构被授权提供以下金融服务：为以下类别的金融产品提供财务产品建议，包括衍生品、外汇合约、政府发行或拟发行的债券、股票或债券、排除投资者定向投资服务的管理投资计划权益以及证券；并为批发客户安排他人发行、申请、获取、变更或处置以下类别的金融产品，包括政府发行或拟发行的债券、股票或债券、排除投资者定向投资服务的管理投资计划权益以及证券。
目前未提供商号、网站或跨境服务信息。
请读者注意，以上信息仅基于官方登记内容，建议通过ASIC官方网站核实详细信息，同时警惕冒用该名称的克隆网站。
📋 根据官方监管公开信息整理，AI辅助撰写。内容仅限官方登记事实，不含点差、入金、评分等信息；如有出入以官方登记为准。
Campos do registro oficial
| Regulador | ASIC |
| Nº da licença / registro | AFSL 474953 |
| Status de registro | Authorised (AFS licensee — FX/derivatives-related authorisation) |
| ABN/ACN | 74601825227 |
| Data de vigência da licença | 22/05/2015 |
| Região de registro | SYDNEY NSW 2000 Australia |
数据来源：ASIC AFS Licensee dataset (data.gov.au) · 同步日期 2026-10-28
Condições de autorização (ASIC original)
This licence authorises the licensee to carry on a financial services business to:
(a) provide financial product advice for the following classes of financial products:
(i) derivatives;
(ii) foreign exchange contracts;
(iii) debentures, stocks or bonds issued or proposed to be issued by a government;
(iv) interests in managed investment schemes excluding investor directed portfolio services; and
(v) securities; and
(b) deal in a financial product by:
(i) arranging for another person to issue, apply for, acquire, vary or dispose of a financial product in respect of the following classes of financial products:
(A) debentures, stocks or bonds issued or proposed to be issued by a government;
(B) interests in managed investment schemes excluding investor directed portfolio services; and
(C) securities;
to wholesale clients.
(a) provide financial product advice for the following classes of financial products:
(i) derivatives;
(ii) foreign exchange contracts;
(iii) debentures, stocks or bonds issued or proposed to be issued by a government;
(iv) interests in managed investment schemes excluding investor directed portfolio services; and
(v) securities; and
(b) deal in a financial product by:
(i) arranging for another person to issue, apply for, acquire, vary or dispose of a financial product in respect of the following classes of financial products:
(A) debentures, stocks or bonds issued or proposed to be issued by a government;
(B) interests in managed investment schemes excluding investor directed portfolio services; and
(C) securities;
to wholesale clients.
⚠ Aviso de risco: forex e contratos de diferença (CFD) são produtos alavancados, de alto risco, e as perdas podem exceder o investimento inicial, não sendo adequados para todos os investidores. O conteúdo desta página é apenas para fins educacionais gerais, não constitui conselho de investimento e não constitui recomendação de qualquer produto, corretor ou ação de negociação. Antes de negociar, certifique-se de entender completamente os riscos e siga as leis e regulamentos locais.