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Registro regulatório › ASIC › AFSL 417204
UPRIGHT FUNDS PTY LTD
澳大利亚 ASIC · AFSL 417204 · Authorised (AFS licensee — FX/derivatives-related authorisation)
Apresentação da instituição
UPRIGHT FUNDS PTY LTD 是一家在澳大利亚注册的金融服务机构，登记地址位于墨尔本。
该机构的牌照/登记号为 AFSL 417204，登记状态为授权（AFS持牌人），牌照生效日期为 20/03/2012。
该机构被授权为批发客户提供以下服务：提供一般金融产品建议，涉及管理投资方案权益和证券；交易金融产品，包括衍生品、外汇合约、管理投资方案权益和证券；以及提供非投资者直接投资组合服务的托管或保管服务。
目前未提供商号、网站或跨境服务信息。
请读者注意，以上信息以官方登记页面为准，谨防冒用该名称的克隆网站。
📋 根据官方监管公开信息整理，AI辅助撰写。内容仅限官方登记事实，不含点差、入金、评分等信息；如有出入以官方登记为准。
Campos do registro oficial
| Regulador | ASIC |
| Nº da licença / registro | AFSL 417204 |
| Status de registro | Authorised (AFS licensee — FX/derivatives-related authorisation) |
| ABN/ACN | 36155087899 |
| Data de vigência da licença | 20/03/2012 |
| Região de registro | MELBOURNE VIC 3000 Australia |
数据来源：ASIC AFS Licensee dataset (data.gov.au) · 同步日期 2026-10-28
Condições de autorização (ASIC original)
This licence authorises the licensee to carry on a financial services business to:
(a) provide general financial product advice only, for the following classes of financial products:
(i) interests in managed investment schemes excluding investor directed portfolio services; and
(ii) securities;
(b) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) derivatives;
(B) foreign exchange contracts;
(C) interests in managed investment schemes excluding investor directed portfolio services; and
(D) securities; and
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) deposit and payment products limited to:
(1) basic deposit products;
(B) derivatives;
(C) foreign exchange contracts;
(D) general insurance products;
(E) interests in managed investment schemes excluding investor directed portfolio services; and
(F) securities; and
(c) provide the following custodial or depository services:
(i) operate custodial or depository services other than investor directed portfolio services;
to wholesale clients.
(a) provide general financial product advice only, for the following classes of financial products:
(i) interests in managed investment schemes excluding investor directed portfolio services; and
(ii) securities;
(b) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) derivatives;
(B) foreign exchange contracts;
(C) interests in managed investment schemes excluding investor directed portfolio services; and
(D) securities; and
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) deposit and payment products limited to:
(1) basic deposit products;
(B) derivatives;
(C) foreign exchange contracts;
(D) general insurance products;
(E) interests in managed investment schemes excluding investor directed portfolio services; and
(F) securities; and
(c) provide the following custodial or depository services:
(i) operate custodial or depository services other than investor directed portfolio services;
to wholesale clients.
⚠ Aviso de risco: forex e contratos de diferença (CFD) são produtos alavancados, de alto risco, e as perdas podem exceder o investimento inicial, não sendo adequados para todos os investidores. O conteúdo desta página é apenas para fins educacionais gerais, não constitui conselho de investimento e não constitui recomendação de qualquer produto, corretor ou ação de negociação. Antes de negociar, certifique-se de entender completamente os riscos e siga as leis e regulamentos locais.