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Registro regulatório › ASIC › AFSL 328866
TOP 500 SEC PTY LTD
澳大利亚 ASIC · AFSL 328866 · Authorised (AFS licensee — FX/derivatives-related authorisation)
Apresentação da instituição
TOP 500 SEC PTY LTD是在澳大利亚证券与投资委员会(ASIC)登记的机构,登记地址位于悉尼新南威尔士州。
该机构的牌照/登记号为AFSL 328866,登记状态为授权(AFS持牌人),牌照生效日期为2008年10月22日。
该机构获授权提供一般金融产品建议,涉及衍生品、外汇合约、政府发行的债券、股票或债券以及证券;同时可安排他人进行相关金融产品的发行、申请、获取、变更或处置,服务对象为专业客户。
目前未提供商号、网站或跨境服务相关信息。
请读者注意,以上信息仅基于官方登记内容,建议以ASIC官方网站的登记页面为准,同时警惕可能存在的冒用该名称的克隆网站。
📋 根据官方监管公开信息整理,AI辅助撰写。内容仅限官方登记事实,不含点差、入金、评分等信息;如有出入以官方登记为准。
Campos do registro oficial
| Regulador | ASIC |
| Nº da licença / registro | AFSL 328866 |
| Status de registro | Authorised (AFS licensee — FX/derivatives-related authorisation) |
| ABN/ACN | 79120445089 |
| Data de vigência da licença | 22/10/2008 |
| Região de registro | SYDNEY NSW 2000 Australia |
数据来源:ASIC AFS Licensee dataset (data.gov.au) · 同步日期 2026-10-28
Condições de autorização (ASIC original)
This licence authorises the licensee to carry on a financial services business to:
(a) provide general financial product advice only, for the following classes of financial products:
(i) derivatives;
(ii) foreign exchange contracts;
(iii) debentures, stocks or bonds issued or proposed to be issued by a government; and
(iv) securities; and
(b) deal in a financial product by:
(i) arranging for another person to issue, apply for, acquire, vary or dispose of a financial product in respect of the following classes of financial products:
(A) derivatives; and
(B) foreign exchange contracts; and
(ii) arranging for another person to apply for, acquire, vary or dispose of financial products in respect of the following classes of financial products:
(A) debentures, stocks or bonds issued or proposed to be issued by a government; and
(B) securities;
to wholesale clients.
(a) provide general financial product advice only, for the following classes of financial products:
(i) derivatives;
(ii) foreign exchange contracts;
(iii) debentures, stocks or bonds issued or proposed to be issued by a government; and
(iv) securities; and
(b) deal in a financial product by:
(i) arranging for another person to issue, apply for, acquire, vary or dispose of a financial product in respect of the following classes of financial products:
(A) derivatives; and
(B) foreign exchange contracts; and
(ii) arranging for another person to apply for, acquire, vary or dispose of financial products in respect of the following classes of financial products:
(A) debentures, stocks or bonds issued or proposed to be issued by a government; and
(B) securities;
to wholesale clients.
⚠ Aviso de risco: forex e contratos de diferença (CFD) são produtos alavancados, de alto risco, e as perdas podem exceder o investimento inicial, não sendo adequados para todos os investidores. O conteúdo desta página é apenas para fins educacionais gerais, não constitui conselho de investimento e não constitui recomendação de qualquer produto, corretor ou ação de negociação. Antes de negociar, certifique-se de entender completamente os riscos e siga as leis e regulamentos locais.