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Registro regulatório › ASIC › AFSL 247147
GOLDMAN SACHS FINANCIAL MARKETS PTY LTD
澳大利亚 ASIC · AFSL 247147 · Authorised (AFS licensee — FX/derivatives-related authorisation)
Apresentação da instituição
GOLDMAN SACHS FINANCIAL MARKETS PTY LTD 是一家在澳大利亚注册的金融机构，登记地址位于悉尼新南威尔士州。
该机构的牌照/登记号为 AFSL 247147，登记状态为授权（AFS持牌人 — 外汇/衍生品相关授权），牌照生效日期为 2004 年 3 月 10 日。
该机构被授权提供金融产品建议，包括针对零售和批发客户的存款及支付产品、政府发行的债券、管理投资计划及证券。同时，它还被授权为批发客户提供衍生品、外汇合约、标准及非标准保证金贷款服务，并可代表他人处理相关金融产品。
目前未提供商号、网站或跨境服务信息。
请读者注意，所有信息应以澳大利亚证券与投资委员会（ASIC）的官方登记页面为准，谨防冒用该名称的克隆网站。
📋 根据官方监管公开信息整理，AI辅助撰写（qwen3-30b-a3b-fp8）。内容仅限官方登记事实，不含点差、入金、评分等信息；如有出入以官方登记为准。
Campos do registro oficial
| Regulador | ASIC |
| Nº da licença / registro | AFSL 247147 |
| Status de registro | Authorised (AFS licensee — FX/derivatives-related authorisation) |
| ABN/ACN | 16107084640 |
| Data de vigência da licença | 10/03/2004 |
| Região de registro | SYDNEY NSW 2000 Australia |
数据来源：ASIC AFS Licensee dataset (data.gov.au) · 同步日期 2026-10-28 · 明细抓取 2026-10-28
Condições de autorização (ASIC original)
This licence authorises the licensee to carry on a financial services business to:
(a) provide financial product advice to retail and wholesale clients for the following classes of financial products:
(i) deposit and payment products including:
(A) basic deposit products;
(B) deposit products other than basic deposit products; and
(C) non-cash payment products;
(ii) debentures, stocks or bonds issued or proposed to be issued by a government;
(iii) interests in managed investment schemes including:
(A) investor directed portfolio services; and
(iv) securities; and
(b) provide financial product advice to wholesale clients for the following classes of financial products:
(i) derivatives;
(ii) foreign exchange contracts;
(iii) standard margin lending facility; and
(iv) non-standard margin lending facility; and
(c) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product to retail and wholesale clients in respect of the following classes of financial products:
(A) interests in managed investment schemes excluding investor directed portfolio services; and
(B) securities; and
(ii) issuing, applying for, acquiring, varying or disposing of a financial product to wholesale clients in respect of the following classes of financial products:
(A) derivatives;
(B) foreign exchange contracts;
(C) standard margin lending facility; and
(D) non-standard margin lending facility; and
(iii) applying for, acquiring, varying or disposing of a financial product to retail and wholesale clients on behalf of another person in respect of the following classes of products:
(A) deposit and payment products including:
(1) basic deposit products;
(2) deposit products other than basic deposit products; and
(3) non-cash payment products;
(B) debentures, stocks or bonds issued or proposed to be issued by a government;
(C) interests in managed investment schemes including:
(1) investor directed portfolio services; and
(D) securities; and
(iv) applying for, acquiring, varying or disposing of a financial product to wholesale clients on behalf of another person in respect of the following classes of products:
(A) derivatives;
(B) foreign exchange contracts;
(C) standard margin lending facility; and
(D) non-standard margin lending facility; and
(d) underwriting to retail and wholesale clients:
(i) interests in managed investment schemes; and
(ii) an issue of securities; and
(e) make a market to wholesale clients for the following financial products:
(i) foreign exchange contracts;
(ii) derivatives;
(iii) debentures, stocks or bonds issued or proposed to be issued by a government and/or debentures issued by any other body; and
(iv) limited to financial products other than:
(A) derivatives;
(B) foreign exchange contracts; and
(C) debentures, stocks or bonds issued or proposed to be issued by a government and/or debentures issued by any other body; and
(f) provide the following custodial or depository services to retail and wholesale clients:
(i) operate custodial or depository services other than investor directed portfolio services;.
(a) provide financial product advice to retail and wholesale clients for the following classes of financial products:
(i) deposit and payment products including:
(A) basic deposit products;
(B) deposit products other than basic deposit products; and
(C) non-cash payment products;
(ii) debentures, stocks or bonds issued or proposed to be issued by a government;
(iii) interests in managed investment schemes including:
(A) investor directed portfolio services; and
(iv) securities; and
(b) provide financial product advice to wholesale clients for the following classes of financial products:
(i) derivatives;
(ii) foreign exchange contracts;
(iii) standard margin lending facility; and
(iv) non-standard margin lending facility; and
(c) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product to retail and wholesale clients in respect of the following classes of financial products:
(A) interests in managed investment schemes excluding investor directed portfolio services; and
(B) securities; and
(ii) issuing, applying for, acquiring, varying or disposing of a financial product to wholesale clients in respect of the following classes of financial products:
(A) derivatives;
(B) foreign exchange contracts;
(C) standard margin lending facility; and
(D) non-standard margin lending facility; and
(iii) applying for, acquiring, varying or disposing of a financial product to retail and wholesale clients on behalf of another person in respect of the following classes of products:
(A) deposit and payment products including:
(1) basic deposit products;
(2) deposit products other than basic deposit products; and
(3) non-cash payment products;
(B) debentures, stocks or bonds issued or proposed to be issued by a government;
(C) interests in managed investment schemes including:
(1) investor directed portfolio services; and
(D) securities; and
(iv) applying for, acquiring, varying or disposing of a financial product to wholesale clients on behalf of another person in respect of the following classes of products:
(A) derivatives;
(B) foreign exchange contracts;
(C) standard margin lending facility; and
(D) non-standard margin lending facility; and
(d) underwriting to retail and wholesale clients:
(i) interests in managed investment schemes; and
(ii) an issue of securities; and
(e) make a market to wholesale clients for the following financial products:
(i) foreign exchange contracts;
(ii) derivatives;
(iii) debentures, stocks or bonds issued or proposed to be issued by a government and/or debentures issued by any other body; and
(iv) limited to financial products other than:
(A) derivatives;
(B) foreign exchange contracts; and
(C) debentures, stocks or bonds issued or proposed to be issued by a government and/or debentures issued by any other body; and
(f) provide the following custodial or depository services to retail and wholesale clients:
(i) operate custodial or depository services other than investor directed portfolio services;.
⚠ Aviso de risco: forex e contratos de diferença (CFD) são produtos alavancados, de alto risco, e as perdas podem exceder o investimento inicial, não sendo adequados para todos os investidores. O conteúdo desta página é apenas para fins educacionais gerais, não constitui conselho de investimento e não constitui recomendação de qualquer produto, corretor ou ação de negociação. Antes de negociar, certifique-se de entender completamente os riscos e siga as leis e regulamentos locais.