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Registro regulatório › ASIC › AFSL 238276
STATE STREET GLOBAL ADVISORS, AUSTRALIA, LIMITED
澳大利亚 ASIC · AFSL 238276 · Authorised (AFS licensee — FX/derivatives-related authorisation)
Apresentação da instituição
STATE STREET GLOBAL ADVISORS, AUSTRALIA, LIMITED 是一家在澳大利亚证券与投资委员会(ASIC)登记的金融机构,登记地址位于悉尼新南威尔士州2000。
该机构的牌照/登记号为AFSL 238276,登记状态为授权(AFS持牌人 —— 涉及外汇和衍生品的授权),牌照生效日期为2004年3月10日。
该机构被授权提供以下金融服务:为特定类别的金融产品提供一般金融产品建议,包括衍生品、外汇合约、政府发行的债券、基金投资计划(包括投资者指定投资服务)以及证券和养老金;同时可代表客户进行相关金融产品的买卖操作。
目前未提供商号、网站或跨境服务信息。
请读者注意,以上信息仅基于官方登记内容,建议通过ASIC官方网站核实信息,谨防冒用该名称的克隆网站。
📋 根据官方监管公开信息整理,AI辅助撰写。内容仅限官方登记事实,不含点差、入金、评分等信息;如有出入以官方登记为准。
Campos do registro oficial
| Regulador | ASIC |
| Nº da licença / registro | AFSL 238276 |
| Status de registro | Authorised (AFS licensee — FX/derivatives-related authorisation) |
| ABN/ACN | 42003914225 |
| Data de vigência da licença | 10/03/2004 |
| Região de registro | SYDNEY NSW 2000 Australia |
数据来源:ASIC AFS Licensee dataset (data.gov.au) · 同步日期 2026-10-28
Condições de autorização (ASIC original)
This licence authorises the licensee to carry on a financial services business to:
(a) provide general financial product advice for the following classes of financial products:
(i) derivatives;
(ii) foreign exchange contracts;
(iii) debentures, stocks or bonds issued or proposed to be issued by a government;
(iv) interests in managed investment schemes including:
(A) investor directed portfolio services;
(v) securities; and
(vi) superannuation; and
(b) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) derivatives;
(B) foreign exchange contracts;
(C) interests in managed investment schemes excluding investor directed portfolio services; and
(D) securities; and
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) derivatives;
(B) foreign exchange contracts;
(C) debentures, stocks or bonds issued or proposed to be issued by a government;
(D) interests in managed investment schemes including:
(1) investor directed portfolio services;
(E) securities; and
(F) superannuation;
to retail and wholesale clients.
(a) provide general financial product advice for the following classes of financial products:
(i) derivatives;
(ii) foreign exchange contracts;
(iii) debentures, stocks or bonds issued or proposed to be issued by a government;
(iv) interests in managed investment schemes including:
(A) investor directed portfolio services;
(v) securities; and
(vi) superannuation; and
(b) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) derivatives;
(B) foreign exchange contracts;
(C) interests in managed investment schemes excluding investor directed portfolio services; and
(D) securities; and
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) derivatives;
(B) foreign exchange contracts;
(C) debentures, stocks or bonds issued or proposed to be issued by a government;
(D) interests in managed investment schemes including:
(1) investor directed portfolio services;
(E) securities; and
(F) superannuation;
to retail and wholesale clients.
⚠ Aviso de risco: forex e contratos de diferença (CFD) são produtos alavancados, de alto risco, e as perdas podem exceder o investimento inicial, não sendo adequados para todos os investidores. O conteúdo desta página é apenas para fins educacionais gerais, não constitui conselho de investimento e não constitui recomendação de qualquer produto, corretor ou ação de negociação. Antes de negociar, certifique-se de entender completamente os riscos e siga as leis e regulamentos locais.