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Registro regulatório › ASIC › AFSL 233743
ARNOTT CAPITAL PTY LTD
澳大利亚 ASIC · AFSL 233743 · Authorised (AFS licensee — FX/derivatives-related authorisation)
Visão geral
ARNOTT CAPITAL PTY LTD是在澳大利亚证券与投资委员会(ASIC)登记的金融机构,其登记地址位于悉尼新南威尔士州2000。
该机构的牌照/登记号为AFSL 233743,登记状态为“授权(AFS持牌人—外汇/衍生品相关授权)”,牌照生效日期为2003年11月6日。
ARNOTT CAPITAL PTY LTD获授权提供多种金融产品服务,包括为特定类别的金融产品提供财务建议,如存款和支付产品、衍生品、外汇合约、政府发行的债券、基金投资份额、证券、澳大利亚碳信用单位等。此外,还获授权进行金融产品的交易,包括发行、买卖等,以及为批发客户提供托管或保管服务。
目前未提供商号、网站或跨境服务的相关信息。
请读者注意,以上信息基于官方登记内容,如需进一步确认,请访问澳大利亚证券与投资委员会(ASIC)官方网站。同时提醒公众警惕冒用该名称的克隆网站或机构。
📋 根据官方监管公开信息整理,AI辅助撰写(qwen3-30b-a3b-fp8)。内容仅限官方登记事实,不含点差、入金、评分等信息;如有出入以官方登记为准。
Campos do registro oficial
| Regulador | ASIC |
| Nº da licença / registro | AFSL 233743 |
| Status de registro | Authorised (AFS licensee — FX/derivatives-related authorisation) |
| ABN/ACN | 23086081889 |
| Data de vigência da licença | 06/11/2003 |
| Região de registro | SYDNEY NSW 2000 Australia |
数据来源:ASIC AFS Licensee dataset (data.gov.au) · 同步日期 2026-10-28
Condições de autorização (ASIC original)
This licence authorises the licensee to carry on a financial services business to:
(a) provide financial product advice for the following classes of financial products:
(i) deposit and payment products limited to:
(A) basic deposit products;
(B) deposit products other than basic deposit products;
(ii) derivatives;
(iii) foreign exchange contracts;
(iv) debentures, stocks or bonds issued or proposed to be issued by a government;
(v) interests in managed investment schemes excluding investor directed portfolio services;
(vi) securities;
(vii) Australian carbon credit units; and
(viii eligible international emissions units;
(b) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) derivatives; and
(B) interests in managed investment schemes limited to:
(1) own managed investment scheme only; and
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) deposit and payment products limited to:
(1) basic deposit products;
(2) deposit products other than basic deposit products;
(B) derivatives;
(C) foreign exchange contracts;
(D) debentures, stocks or bonds issued or proposed to be issued by a government;
(E) interests in managed investment schemes excluding investor directed portfolio services;
(F) securities;
(G) Australian carbon credit units; and
(H) eligible international emissions units; and
(c) provide the following custodial or depository services:
(i) operate custodial or depository services other than investor directed portfolio services;
to wholesale clients.
(a) provide financial product advice for the following classes of financial products:
(i) deposit and payment products limited to:
(A) basic deposit products;
(B) deposit products other than basic deposit products;
(ii) derivatives;
(iii) foreign exchange contracts;
(iv) debentures, stocks or bonds issued or proposed to be issued by a government;
(v) interests in managed investment schemes excluding investor directed portfolio services;
(vi) securities;
(vii) Australian carbon credit units; and
(viii eligible international emissions units;
(b) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) derivatives; and
(B) interests in managed investment schemes limited to:
(1) own managed investment scheme only; and
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) deposit and payment products limited to:
(1) basic deposit products;
(2) deposit products other than basic deposit products;
(B) derivatives;
(C) foreign exchange contracts;
(D) debentures, stocks or bonds issued or proposed to be issued by a government;
(E) interests in managed investment schemes excluding investor directed portfolio services;
(F) securities;
(G) Australian carbon credit units; and
(H) eligible international emissions units; and
(c) provide the following custodial or depository services:
(i) operate custodial or depository services other than investor directed portfolio services;
to wholesale clients.
⚠ Aviso de risco: forex e contratos de diferença (CFD) são produtos alavancados, de alto risco, e as perdas podem exceder o investimento inicial, não sendo adequados para todos os investidores. O conteúdo desta página é apenas para fins educacionais gerais, não constitui conselho de investimento e não constitui recomendação de qualquer produto, corretor ou ação de negociação. Antes de negociar, certifique-se de entender completamente os riscos e siga as leis e regulamentos locais.