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Registro regulatório › ASIC › AFSL 231088
UBS NOMINEES PTY LTD
澳大利亚 ASIC · AFSL 231088 · Authorised (AFS licensee — FX/derivatives-related authorisation)
Apresentação da instituição
UBS NOMINEES PTY LTD 是一家在澳大利亚证券与投资委员会（ASIC）登记的金融机构，注册地址位于悉尼新南威尔士州2000。
该机构的牌照/登记号为AFSL 231088，登记状态为授权（AFS持牌人），牌照生效日期为2004年1月1日。
该机构获授权从事金融产品交易，包括存款和支付产品、衍生品、外汇合约、政府发行的债券、投资管理计划及证券等，并提供投资者定向投资服务（IDPS）及托管或保管服务。
该机构未提供商号或网站信息，也未提及跨境服务。
请读者注意，所有信息应以澳大利亚证券与投资委员会的官方登记页面为准，谨防冒用该名称的克隆网站。
📋 根据官方监管公开信息整理，AI辅助撰写。内容仅限官方登记事实，不含点差、入金、评分等信息；如有出入以官方登记为准。
Campos do registro oficial
| Regulador | ASIC |
| Nº da licença / registro | AFSL 231088 |
| Status de registro | Authorised (AFS licensee — FX/derivatives-related authorisation) |
| ABN/ACN | 32001450522 |
| Data de vigência da licença | 01/01/2004 |
| Região de registro | SYDNEY NSW 2000 Australia |
数据来源：ASIC AFS Licensee dataset (data.gov.au) · 同步日期 2026-10-28
Condições de autorização (ASIC original)
This licence authorises the licensee to carry on a financial services business to:
(a) deal in a financial product by:
(i) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) deposit and payment products limited to:
(1) basic deposit products;
(2) deposit products other than basic deposit products;
(B) derivatives;
(C) foreign exchange contracts;
(D) debentures, stocks or bonds issued or proposed to be issued by a government;
(E) interests in managed investment schemes including:
(1) investor directed portfolio services; and
(F) securities; and
(b) provide the following custodial or depository services:
(i) operate investor directed portfolio services (each of which is referred to as the IDPS); and
(ii) operate custodial or depository services other than investor directed portfolio services;
to retail and wholesale clients.
(a) deal in a financial product by:
(i) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) deposit and payment products limited to:
(1) basic deposit products;
(2) deposit products other than basic deposit products;
(B) derivatives;
(C) foreign exchange contracts;
(D) debentures, stocks or bonds issued or proposed to be issued by a government;
(E) interests in managed investment schemes including:
(1) investor directed portfolio services; and
(F) securities; and
(b) provide the following custodial or depository services:
(i) operate investor directed portfolio services (each of which is referred to as the IDPS); and
(ii) operate custodial or depository services other than investor directed portfolio services;
to retail and wholesale clients.
⚠ Aviso de risco: forex e contratos de diferença (CFD) são produtos alavancados, de alto risco, e as perdas podem exceder o investimento inicial, não sendo adequados para todos os investidores. O conteúdo desta página é apenas para fins educacionais gerais, não constitui conselho de investimento e não constitui recomendação de qualquer produto, corretor ou ação de negociação. Antes de negociar, certifique-se de entender completamente os riscos e siga as leis e regulamentos locais.