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Registro regulatório › ASIC › AFSL 221146

CLIME ASSET MANAGEMENT PTY LIMITED

澳大利亚 ASIC · AFSL 221146 · Authorised (AFS licensee — FX/derivatives-related authorisation)

Apresentação da instituição

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Campos do registro oficial

ReguladorASIC
Nº da licença / registroAFSL 221146
Status de registroAuthorised (AFS licensee — FX/derivatives-related authorisation)
ABN/ACN72098420770
Data de vigência da licença11/07/2002
Região de registroSYDNEY NSW 2000 Australia

数据来源:ASIC AFS Licensee dataset (data.gov.au) · 同步日期 2026-10-28

Condições de autorização (ASIC original)

This licence authorises the licensee to carry on a financial services business to:
(a) provide general financial product advice to both retail and wholesale clients for the following classes of financial products:
(i) deposit and payment products limited to:
(A) basic deposit products;
(B) deposit products other than basic deposit products;
(ii) derivatives;
(iii) debentures, stocks or bonds issued or proposed to be issued by a government;
(iv) interests in managed investment schemes including:
(A) investor directed portfolio services; and
(v) securities;
(b) provide general financial product advice to wholesale clients only for the following classes of financial products:
(i) foreign exchange contracts; and
(ii) interests in managed investment schemes limited to:
(A) MDA services; and
(c) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product to retail and wholesale clients in respect of the following classes of financial products:
(A) derivatives;
(B) interests in managed investment schemes excluding investor directed portfolio services; and
(C) securities;
(ii) issuing, applying for, acquiring, varying or disposing of a financial product to wholesale clients in respect of the following classes of financial products:
(A) foreign exchange contracts;
(B) interests in managed investment schemes limited to:
(1) MDA services; and
(iii) applying for, acquiring, varying or disposing of a financial product to retail and wholesale clients on behalf of another person in respect of the following classes of products:
(A) deposit and payment products limited to:
(1) basic deposit products;
(2) deposit products other than basic deposit products;
(B) derivatives;
(C) debentures, stocks or bonds issued or proposed to be issued by a government;
(D) interests in managed investment schemes including:
(1) investor directed portfolio services; and
(E) securities; and
(iv) applying for, acquiring, varying or disposing of a financial product to wholesale clients on behalf of another person in respect of the following classes of products:
(A) foreign exchange contracts; and
(d) provide the following custodial or depository services to retail and wholesale clients:
(i) operate custodial or depository services other than investor directed portfolio services.
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