| Aktiviti terkawal | Jenis pelanggan | 投资品 |
|---|
| Safeguarding and administration of assets (without arranging) | Eligible Counterparty, Professional, Retail (Investment) | Unit Rights to or interests in investments (Security) Certificates representing certain security Warrant Government and public security Debenture Share |
| Making arrangements with a view to transactions in investments | Retail (Investment), Professional, Eligible Counterparty | Unit Rights to or interests in investments (Security) Certificates representing certain security Warrant Government and public security Debenture Share Option (excluding a commodity option and an option on a commodity future) Commodity option and option on commodity future Future (excluding a commodity future and a rolling spot forex contract) Commodity Future Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet) |
| Dealing in investments as principal | Retail (Investment), Professional, Eligible Counterparty | Unit Rights to or interests in investments (Security) Certificates representing certain security Warrant Government and public security Debenture Share Commodity Future Commodity option and option on commodity future Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet) Future (excluding a commodity future and a rolling spot forex contract) Option (excluding a commodity option and an option on a commodity future) |
| Dealing in investments as agent | Retail (Investment), Professional, Eligible Counterparty | Unit Rights to or interests in investments (Security) Certificates representing certain security Warrant Government and public security Debenture Share Commodity option and option on commodity future Commodity Future Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet) Future (excluding a commodity future and a rolling spot forex contract) Option (excluding a commodity option and an option on a commodity future) |
| Arranging safeguarding and administration of assets | Retail (Investment), Professional, Eligible Counterparty | Unit Rights to or interests in investments (Security) Certificates representing certain security Warrant Government and public security Debenture Share Option (excluding a commodity option and an option on a commodity future) Commodity option and option on commodity future Future (excluding a commodity future and a rolling spot forex contract) Commodity Future Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet) |
| Arranging (bringing about) deals in investments | Retail (Investment), Professional, Eligible Counterparty | Unit Rights to or interests in investments (Security) Certificates representing certain security Warrant Government and public security Debenture Share Option (excluding a commodity option and an option on a commodity future) Commodity option and option on commodity future Future (excluding a commodity future and a rolling spot forex contract) Commodity Future Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet) |