| Aktiviti terkawal | Jenis pelanggan | 投资品 |
|---|
| Agreeing to carry on a regulated activity | | |
| Making arrangements with a view to transactions in investments | Eligible Counterparty, Professional | Debenture
Government and public security
Rights to or interests in investments (Security)
Warrant
Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet)
Share
Certificates representing certain security
Option (excluding a commodity option and an option on a commodity future)
Commodity option and option on commodity future
Commodity Future
Future (excluding a commodity future and a rolling spot forex contract)
Rights to or interests in investments (Contractually Based Investments) |
| Dealing in investments as principal | Eligible Counterparty, Professional | Debenture
Government and public security
Rights to or interests in investments (Security)
Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet)
Certificates representing certain security
Warrant
Share |
| Dealing in investments as agent | Professional, Eligible Counterparty | Debenture
Government and public security
Rights to or interests in investments (Security)
Warrant
Share
Certificates representing certain security
Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet)
Rights to or interests in investments (Contractually Based Investments)
Option (excluding a commodity option and an option on a commodity future)
Commodity option and option on commodity future
Commodity Future
Future (excluding a commodity future and a rolling spot forex contract) |
| Arranging (bringing about) deals in investments | Professional, Eligible Counterparty | Government and public security
Debenture
Rights to or interests in investments (Security)
Share
Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet)
Certificates representing certain security
Warrant
Commodity Future
Commodity option and option on commodity future
Future (excluding a commodity future and a rolling spot forex contract)
Option (excluding a commodity option and an option on a commodity future)
Rights to or interests in investments (Contractually Based Investments) |
| Advising on investments (except on Pension Transfers and Pension Opt Outs) | Professional, Eligible Counterparty | Debenture
Government and public security
Rights to or interests in investments (Security)
Option (excluding a commodity option and an option on a commodity future)
Commodity option and option on commodity future
Future (excluding a commodity future and a rolling spot forex contract)
Commodity Future
Rights to or interests in investments (Contractually Based Investments) |