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Daftar kawal selia › FCA › FRN 140836

CITIC SECURITIES (UK)

英国 FCA · FRN 140836 · Authorised

Pengenalan institusi

CITIC Securities (UK) 是一家在英国金融行为监管局（FCA）登记的金融机构，注册地址位于伦敦。

该机构的牌照/登记号为FRN 140836，登记状态为授权（Authorised），状态自2001年12月1日起生效。

CITIC Securities (UK) 获得授权的业务包括：代表客户进行投资交易、管理资产、提供投资建议等，服务对象主要为专业客户和合格对手方，涉及多种投资产品如股票、债券、期权等。

该机构的当前商号包括CITIC Securities International、CITIC Securities CLSA等，官方网站为https://www.clsa.com/global-2/europe/，提供跨境金融服务。

请注意，以上信息基于官方登记内容，建议读者通过FCA官方网站核实最新信息，并警惕冒用该名称的克隆网站。

📋 根据官方监管公开信息整理，AI辅助撰写。内容仅限官方登记事实，不含点差、入金、评分等信息；如有出入以官方登记为准。

在 FCA 官方登记处核实 ↗

Medan daftar rasmi

Pengawal selia	FCA
No. lesen / daftar	FRN 140836
Status pendaftaran	Authorised（生效 01/12/2001）
Jenis perniagaan	Regulated
Alamat	Level 34, 8 Bishopsgate, London, EC2N 4BQ
Laman web	https://www.clsa.com/global-2/europe/
Nama dagangan semasa	CITIC Securities International CITIC Securities CLSA CITIC Securities CITIC CLSA
Nama lama	Blocsec Laing & Cruickshank Credit Lyonnais Securities CLSA (UK) CL-Alexanders Laing & Cruickshank
Dana pelanggan	Hold and control client money
Companies House	01008262

数据来源：FCA Register API · 同步日期 2026-10-28

Aktiviti dibenarkan (asal FCA Permissions)

Aktiviti terkawal	Jenis pelanggan	投资品
Agreeing to carry on a regulated activity
Safeguarding and administration of assets (without arranging)	Professional, Eligible Counterparty	Share Debenture Warrant Certificates representing certain security Unit Rights to or interests in investments (Security) Option (excluding a commodity option and an option on a commodity future) Commodity option and option on commodity future Future (excluding a commodity future and a rolling spot forex contract) Commodity Future Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet) Spread Bet
Making arrangements with a view to transactions in investments	Professional, Eligible Counterparty	Share Debenture Warrant Certificates representing certain security Unit Rights to or interests in investments (Security) Option (excluding a commodity option and an option on a commodity future) Commodity option and option on commodity future Future (excluding a commodity future and a rolling spot forex contract) Commodity Future Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet) Rights to or interests in investments (Contractually Based Investments)
Dealing in investments as principal	Professional, Eligible Counterparty	Share Debenture Warrant Certificates representing certain security Rights to or interests in investments (Security) Option (excluding a commodity option and an option on a commodity future) Commodity option and option on commodity future Future (excluding a commodity future and a rolling spot forex contract) Commodity Future Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet) Spread Bet Rights to or interests in investments (Contractually Based Investments)
Dealing in investments as agent	Professional, Eligible Counterparty	Share Debenture Warrant Certificates representing certain security Unit Rights to or interests in investments (Security) Option (excluding a commodity option and an option on a commodity future) Commodity option and option on commodity future Future (excluding a commodity future and a rolling spot forex contract) Commodity Future Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet) Spread Bet
Arranging safeguarding and administration of assets	Professional, Eligible Counterparty	Share Debenture Warrant Certificates representing certain security Unit Rights to or interests in investments (Security) Option (excluding a commodity option and an option on a commodity future) Commodity option and option on commodity future Future (excluding a commodity future and a rolling spot forex contract) Commodity Future Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet) Spread Bet
Arranging (bringing about) deals in investments	Professional, Eligible Counterparty	Share Debenture Warrant Certificates representing certain security Unit Rights to or interests in investments (Security) Option (excluding a commodity option and an option on a commodity future) Commodity option and option on commodity future Future (excluding a commodity future and a rolling spot forex contract) Commodity Future Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet) Rights to or interests in investments (Contractually Based Investments)
Advising on investments (except on Pension Transfers and Pension Opt Outs)	Professional, Eligible Counterparty	Share Debenture Warrant Certificates representing certain security Unit Rights to or interests in investments (Security) Option (excluding a commodity option and an option on a commodity future) Commodity option and option on commodity future Future (excluding a commodity future and a rolling spot forex contract) Commodity Future Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet) Spread Bet

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