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Daftar kawal selia › ASIC › AFSL 527623
NAJMAA GROUP PTY LTD
澳大利亚 ASIC · AFSL 527623 · Authorised (AFS licensee — FX/derivatives-related authorisation)
Pengenalan institusi
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Medan daftar rasmi
| Pengawal selia | ASIC |
| No. lesen / daftar | AFSL 527623 |
| Status pendaftaran | Authorised (AFS licensee — FX/derivatives-related authorisation) |
| ABN/ACN | 47616855504 |
| Tarikh kuat kuasa lesen | 18/08/2021 |
| Wilayah berdaftar | AUBURN NSW 2144 Australia |
数据来源:ASIC AFS Licensee dataset (data.gov.au) · 同步日期 2026-10-28
Syarat kebenaran (asal ASIC)
1. Provide financial product advice","1.1 Provide personal and general financial product advice","1.1.1 Basic deposit products","Retail and wholesale clients
,"","1.1.2 Debentures, stocks or bonds issued or proposed to be issued by a government","Wholesale clients
,"","1.1.3 Derivatives limited to those used for hedging purposes","Wholesale clients
,"","1.1.4 Financial products limited to miscellaneous financial risk products limited to mutual risk products","Retail and wholesale clients
,"","1.1.5 Foreign exchange contracts","Wholesale clients
,"","1.1.6 General insurance products","Retail and wholesale clients
,"","1.1.7 Life products limited to investment life insurance products","Retail and wholesale clients
,"","1.1.8 Life products limited to life risk insurance products","Retail and wholesale clients
,"","1.1.9 Managed investment schemes including IDPS","Retail and wholesale clients
,"","1.1.10 Margin lending facilities limited to standard facilities","Wholesale clients
,"","1.1.11 Non-basic deposit products","Retail and wholesale clients
,"","1.1.12 Non-cash payment products","Wholesale clients
,"","1.1.13 Retirement savings accounts","Retail and wholesale clients
,"","1.1.14 Securities","Retail and wholesale clients
,"","1.1.15 Superannuation","Retail and wholesale clients
,"1.2 Provide general financial product advice","1.2.1 Debentures, stocks or bonds issued or proposed to be issued by a government","Retail clients
,"","1.2.2 Derivatives limited to those used for hedging purposes","Retail clients
,"","1.2.3 Foreign exchange contracts","Retail clients
,"","1.2.4 Margin lending facilities limited to standard facilities","Retail clients
,"","1.2.5 Non-cash payment products","Retail clients
2. Deal in a financial product","2.1 Issue, apply for, acquire, vary or dispose of a financial product","2.1.1 Managed investment schemes limited to own managed investment schemes","Wholesale clients
,"2.2 Apply for, acquire, vary or dispose of a financial product on behalf of another person","2.2.1 Basic deposit products","Retail and wholesale clients
,"","2.2.2 Derivatives limited to those used for hedging purposes","Retail and wholesale clients
,"","2.2.3 Financial products limited to miscellaneous financial risk products limited to mutual risk products","Retail and wholesale clients
,"","2.2.4 Foreign exchange contracts","Retail and wholesale clients
,"","2.2.5 General insurance products","Retail and wholesale clients
,"","2.2.6 Managed investment schemes including IDPS","Retail and wholesale clients
,"","2.2.7 Non-basic deposit products","Retail and wholesale clients
,"","2.2.8 Securities","Retail and wholesale clients
,"","2.2.9 Superannuation","Retail and wholesale clients
,"2.3 Arrange for another person to issue, apply for, acquire, vary or dispose of a financial product","2.3.1 Derivatives limited to those used for hedging purposes","Wholesale clients
,"","2.3.2 Financial products limited to miscellaneous financial risk products limited to mutual risk products","Retail and wholesale clients
,"","2.3.3 Foreign exchange contracts","Wholesale clients
,"","2.3.4 Superannuation","Wholesale clients
3. Provide a custodial or depository service","3.1 Other than IDPS","","Wholesale clients
4. Provide a claims handling and settling service","4.1 As or on behalf of the insurer, make a recommendation or state an opinion where the recommendation or statement of opinion: (a) is made in response to an inquiry by or on behalf of another person about an existing or potential claim by that person under an insurance product; and (b) could reasonably be expected to influence a decision whether to continue with the existing claim or to make the potential claim","","Retail and wholesale clients
,"4.2 As or on behalf of the insurer, assist another person to make a claim under an insurance product","","Retail and wholesale clients
,"4.3 As or on behalf of the insurer, assess whether an insurer has a liability under an insurance product or provide assistance in such an assessment","","Retail and wholesale clients
,"4.4 As or on behalf of the insurer, make a decision to accept or reject all or part of a claim under an insurance product","","Retail and wholesale clients
,"4.5 As or on behalf of the insurer, quantify the extent of the insurer's liability to another person under an insurance product or provide assistance in quantifying the extent of such a liability","","Retail and wholesale clients
,"4.6 As or on behalf of the insurer, offer to settle all or part of a claim under an insurance product","","Retail and wholesale clients
,"4.7 As or on behalf of the insurer, satisfy a liability of the insurer under an insurance product in full or partial settlement of a claim under the insurance product","","Retail and wholesale clients
,"","1.1.2 Debentures, stocks or bonds issued or proposed to be issued by a government","Wholesale clients
,"","1.1.3 Derivatives limited to those used for hedging purposes","Wholesale clients
,"","1.1.4 Financial products limited to miscellaneous financial risk products limited to mutual risk products","Retail and wholesale clients
,"","1.1.5 Foreign exchange contracts","Wholesale clients
,"","1.1.6 General insurance products","Retail and wholesale clients
,"","1.1.7 Life products limited to investment life insurance products","Retail and wholesale clients
,"","1.1.8 Life products limited to life risk insurance products","Retail and wholesale clients
,"","1.1.9 Managed investment schemes including IDPS","Retail and wholesale clients
,"","1.1.10 Margin lending facilities limited to standard facilities","Wholesale clients
,"","1.1.11 Non-basic deposit products","Retail and wholesale clients
,"","1.1.12 Non-cash payment products","Wholesale clients
,"","1.1.13 Retirement savings accounts","Retail and wholesale clients
,"","1.1.14 Securities","Retail and wholesale clients
,"","1.1.15 Superannuation","Retail and wholesale clients
,"1.2 Provide general financial product advice","1.2.1 Debentures, stocks or bonds issued or proposed to be issued by a government","Retail clients
,"","1.2.2 Derivatives limited to those used for hedging purposes","Retail clients
,"","1.2.3 Foreign exchange contracts","Retail clients
,"","1.2.4 Margin lending facilities limited to standard facilities","Retail clients
,"","1.2.5 Non-cash payment products","Retail clients
2. Deal in a financial product","2.1 Issue, apply for, acquire, vary or dispose of a financial product","2.1.1 Managed investment schemes limited to own managed investment schemes","Wholesale clients
,"2.2 Apply for, acquire, vary or dispose of a financial product on behalf of another person","2.2.1 Basic deposit products","Retail and wholesale clients
,"","2.2.2 Derivatives limited to those used for hedging purposes","Retail and wholesale clients
,"","2.2.3 Financial products limited to miscellaneous financial risk products limited to mutual risk products","Retail and wholesale clients
,"","2.2.4 Foreign exchange contracts","Retail and wholesale clients
,"","2.2.5 General insurance products","Retail and wholesale clients
,"","2.2.6 Managed investment schemes including IDPS","Retail and wholesale clients
,"","2.2.7 Non-basic deposit products","Retail and wholesale clients
,"","2.2.8 Securities","Retail and wholesale clients
,"","2.2.9 Superannuation","Retail and wholesale clients
,"2.3 Arrange for another person to issue, apply for, acquire, vary or dispose of a financial product","2.3.1 Derivatives limited to those used for hedging purposes","Wholesale clients
,"","2.3.2 Financial products limited to miscellaneous financial risk products limited to mutual risk products","Retail and wholesale clients
,"","2.3.3 Foreign exchange contracts","Wholesale clients
,"","2.3.4 Superannuation","Wholesale clients
3. Provide a custodial or depository service","3.1 Other than IDPS","","Wholesale clients
4. Provide a claims handling and settling service","4.1 As or on behalf of the insurer, make a recommendation or state an opinion where the recommendation or statement of opinion: (a) is made in response to an inquiry by or on behalf of another person about an existing or potential claim by that person under an insurance product; and (b) could reasonably be expected to influence a decision whether to continue with the existing claim or to make the potential claim","","Retail and wholesale clients
,"4.2 As or on behalf of the insurer, assist another person to make a claim under an insurance product","","Retail and wholesale clients
,"4.3 As or on behalf of the insurer, assess whether an insurer has a liability under an insurance product or provide assistance in such an assessment","","Retail and wholesale clients
,"4.4 As or on behalf of the insurer, make a decision to accept or reject all or part of a claim under an insurance product","","Retail and wholesale clients
,"4.5 As or on behalf of the insurer, quantify the extent of the insurer's liability to another person under an insurance product or provide assistance in quantifying the extent of such a liability","","Retail and wholesale clients
,"4.6 As or on behalf of the insurer, offer to settle all or part of a claim under an insurance product","","Retail and wholesale clients
,"4.7 As or on behalf of the insurer, satisfy a liability of the insurer under an insurance product in full or partial settlement of a claim under the insurance product","","Retail and wholesale clients
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