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Daftar kawal selia › ASIC › AFSL 484453
AUSTRALIAN BOND EXCHANGE PTY. LTD.
澳大利亚 ASIC · AFSL 484453 · Authorised (AFS licensee — FX/derivatives-related authorisation)
Pengenalan institusi
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Medan daftar rasmi
| Pengawal selia | ASIC |
| No. lesen / daftar | AFSL 484453 |
| Status pendaftaran | Authorised (AFS licensee — FX/derivatives-related authorisation) |
| ABN/ACN | 73605038935 |
| Tarikh kuat kuasa lesen | 07/07/2016 |
| Wilayah berdaftar | SYDNEY NSW 2000 Australia |
数据来源:ASIC AFS Licensee dataset (data.gov.au) · 同步日期 2026-10-28
Syarat kebenaran (asal ASIC)
1. Provide financial product advice","1.1 Provide personal and general financial product advice","1.1.1 Basic deposit products","Wholesale clients
,"","1.1.2 Debentures, stocks or bonds issued or proposed to be issued by a government","Wholesale clients
,"","1.1.3 Derivatives","Wholesale clients
,"","1.1.4 Managed investment schemes excluding IDPS","Wholesale clients
,"","1.1.5 Managed investment schemes limited to MDA services","Wholesale clients
,"","1.1.6 Non-basic deposit products","Wholesale clients
,"","1.1.7 Non-cash payment products","Wholesale clients
,"","1.1.8 Securities","Wholesale clients
,"1.2 Provide general financial product advice","1.2.1 Basic deposit products","Retail clients
,"","1.2.2 Debentures, stocks or bonds issued or proposed to be issued by a government","Retail clients
,"","1.2.3 Managed investment schemes excluding IDPS","Retail clients
,"","1.2.4 Non-basic deposit products","Retail clients
,"","1.2.5 Non-cash payment products","Retail clients
,"","1.2.6 Securities","Retail clients
2. Deal in a financial product","2.1 Issue, apply for, acquire, vary or dispose of a financial product","2.1.1 Derivatives","Wholesale clients
,"","2.1.2 Managed investment schemes excluding IDPS","Wholesale clients
,"","2.1.3 Managed investment schemes limited to MDA services","Wholesale clients
,"","2.1.4 Securities","Retail and wholesale clients
,"2.2 Apply for, acquire, vary or dispose of a financial product on behalf of another person","2.2.1 Basic deposit products","Retail and wholesale clients
,"","2.2.2 Debentures, stocks or bonds issued or proposed to be issued by a government","Retail and wholesale clients
,"","2.2.3 Derivatives","Wholesale clients
,"","2.2.4 Managed investment schemes excluding IDPS","Retail and wholesale clients
,"","2.2.5 Managed investment schemes limited to MDA services","Wholesale clients
,"","2.2.6 Non-basic deposit products","Retail and wholesale clients
,"","2.2.7 Non-cash payment products","Retail and wholesale clients
,"","2.2.8 Securities","Retail and wholesale clients
3. Make a market for a financial product, null, null","3.1.1 Financial products other than: (a) derivatives; (b) foreign exchange contracts; and (c) debentures, stocks or bonds issued or proposed to be issued by a government and/or debentures issued by any other body","Wholesale clients
4. Provide a custodial or depository service","4.1 Other than IDPS","","Retail and wholesale clients
,"","1.1.2 Debentures, stocks or bonds issued or proposed to be issued by a government","Wholesale clients
,"","1.1.3 Derivatives","Wholesale clients
,"","1.1.4 Managed investment schemes excluding IDPS","Wholesale clients
,"","1.1.5 Managed investment schemes limited to MDA services","Wholesale clients
,"","1.1.6 Non-basic deposit products","Wholesale clients
,"","1.1.7 Non-cash payment products","Wholesale clients
,"","1.1.8 Securities","Wholesale clients
,"1.2 Provide general financial product advice","1.2.1 Basic deposit products","Retail clients
,"","1.2.2 Debentures, stocks or bonds issued or proposed to be issued by a government","Retail clients
,"","1.2.3 Managed investment schemes excluding IDPS","Retail clients
,"","1.2.4 Non-basic deposit products","Retail clients
,"","1.2.5 Non-cash payment products","Retail clients
,"","1.2.6 Securities","Retail clients
2. Deal in a financial product","2.1 Issue, apply for, acquire, vary or dispose of a financial product","2.1.1 Derivatives","Wholesale clients
,"","2.1.2 Managed investment schemes excluding IDPS","Wholesale clients
,"","2.1.3 Managed investment schemes limited to MDA services","Wholesale clients
,"","2.1.4 Securities","Retail and wholesale clients
,"2.2 Apply for, acquire, vary or dispose of a financial product on behalf of another person","2.2.1 Basic deposit products","Retail and wholesale clients
,"","2.2.2 Debentures, stocks or bonds issued or proposed to be issued by a government","Retail and wholesale clients
,"","2.2.3 Derivatives","Wholesale clients
,"","2.2.4 Managed investment schemes excluding IDPS","Retail and wholesale clients
,"","2.2.5 Managed investment schemes limited to MDA services","Wholesale clients
,"","2.2.6 Non-basic deposit products","Retail and wholesale clients
,"","2.2.7 Non-cash payment products","Retail and wholesale clients
,"","2.2.8 Securities","Retail and wholesale clients
3. Make a market for a financial product, null, null","3.1.1 Financial products other than: (a) derivatives; (b) foreign exchange contracts; and (c) debentures, stocks or bonds issued or proposed to be issued by a government and/or debentures issued by any other body","Wholesale clients
4. Provide a custodial or depository service","4.1 Other than IDPS","","Retail and wholesale clients
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