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Daftar kawal selia › ASIC › AFSL 443118
CAPITAL GROUP INVESTMENT MANAGEMENT LIMITED
澳大利亚 ASIC · AFSL 443118 · Authorised (AFS licensee — FX/derivatives-related authorisation)
Pengenalan institusi
CAPITAL GROUP INVESTMENT MANAGEMENT LIMITED 是一家在澳大利亚登记的金融机构,登记地址位于悉尼新南威尔士州2000。
该机构的牌照/登记号为 AFSL 443118,登记状态为授权(AFS持牌人 —— 外汇/衍生品相关授权),牌照生效日期为2013年10月23日。
该机构被授权提供以下金融服务:为特定类别的金融产品提供一般金融产品建议,包括基本存款产品、衍生品、外汇合约、政府发行的债券、不包括投资者定向投资服务的管理投资方案权益,以及证券;进行特定金融产品的交易,包括衍生品、外汇合约及仅限于自身管理投资方案的权益;并作为责任方运营特定类型的注册投资方案。
目前未提供商号、网站或跨境服务相关信息。
请读者注意,以上信息仅基于官方登记内容,建议以澳大利亚证券与投资委员会(ASIC)的官方登记页面为准,同时警惕冒用该名称的克隆网站。
📋 根据官方监管公开信息整理,AI辅助撰写。内容仅限官方登记事实,不含点差、入金、评分等信息;如有出入以官方登记为准。
Medan daftar rasmi
| Pengawal selia | ASIC |
| No. lesen / daftar | AFSL 443118 |
| Status pendaftaran | Authorised (AFS licensee — FX/derivatives-related authorisation) |
| ABN/ACN | 73164174501 |
| Tarikh kuat kuasa lesen | 23/10/2013 |
| Wilayah berdaftar | SYDNEY NSW 2000 Australia |
数据来源:ASIC AFS Licensee dataset (data.gov.au) · 同步日期 2026-10-28
Syarat kebenaran (asal ASIC)
This licence authorises the licensee to carry on a financial services business to:
(a) provide general financial product advice for the following classes of financial products:
(i) deposit and payment products limited to:
(A) basic deposit products;
(ii) derivatives;
(iii) foreign exchange contracts;
(iv) debentures, stocks or bonds issued or proposed to be issued by a government;
(v) interests in managed investment schemes excluding investor directed portfolio services; and
(vi) securities;
(b) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) derivatives;
(B) foreign exchange contracts; and
(C) interests in managed investment schemes limited to:
(1) own managed investment scheme only; and
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) deposit and payment products limited to:
(1) basic deposit products;
(B) derivatives;
(C) foreign exchange contracts;
(D) debentures, stocks or bonds issued or proposed to be issued by a government;
(E) interests in managed investment schemes excluding investor directed portfolio services; and
(F) securities; and
(c) operate the following kinds of registered managed investment schemes (including the holding of any incidental property) in its capacity as responsible entity:
(i) schemes which only hold the following types of property:
(A) derivatives; and
(B) financial assets;
to retail and wholesale clients.
(a) provide general financial product advice for the following classes of financial products:
(i) deposit and payment products limited to:
(A) basic deposit products;
(ii) derivatives;
(iii) foreign exchange contracts;
(iv) debentures, stocks or bonds issued or proposed to be issued by a government;
(v) interests in managed investment schemes excluding investor directed portfolio services; and
(vi) securities;
(b) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) derivatives;
(B) foreign exchange contracts; and
(C) interests in managed investment schemes limited to:
(1) own managed investment scheme only; and
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) deposit and payment products limited to:
(1) basic deposit products;
(B) derivatives;
(C) foreign exchange contracts;
(D) debentures, stocks or bonds issued or proposed to be issued by a government;
(E) interests in managed investment schemes excluding investor directed portfolio services; and
(F) securities; and
(c) operate the following kinds of registered managed investment schemes (including the holding of any incidental property) in its capacity as responsible entity:
(i) schemes which only hold the following types of property:
(A) derivatives; and
(B) financial assets;
to retail and wholesale clients.
⚠ Pemberitahuan Risiko: Forex dan kontrak perbezaan (CFD) adalah produk leverage, mempunyai risiko tinggi, kerugian mungkin melebihi pelaburan awal, tidak sesuai untuk semua pelabur. Kandungan halaman ini adalah maklumat pendidikan umum, bukan nasihat pelaburan, dan bukan merupakan cadangan untuk sebarang produk, broker atau aktiviti dagangan. Sebelum berdagang, sila fahami risiko secara menyeluruh dan patuhi undang-undang dan peraturan tempatan.