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Daftar kawal selia › ASIC › AFSL 354564
MONTGOMERY INVESTMENT MANAGEMENT PTY. LTD.
澳大利亚 ASIC · AFSL 354564 · Authorised (AFS licensee — FX/derivatives-related authorisation)
Pengenalan institusi
MONTGOMERY INVESTMENT MANAGEMENT PTY. LTD. 是一家在澳大利亚悉尼注册的金融机构。
该机构在澳大利亚证券与投资委员会（ASIC）登记，牌照/登记号为AFSL 354564，登记状态为授权（AFS持牌人—外汇/衍生品相关授权），牌照生效日期为2010年8月30日。
该机构被授权提供金融产品建议，包括存款和支付产品、衍生品、政府发行的债券、非投资者定向投资方案的权益以及证券；同时被授权进行金融产品的交易，包括衍生品、外汇合约、仅限于自身投资方案的权益以及证券；此外，还被授权提供非投资者定向投资方案的托管或保管服务。
目前未提供商号、网站或跨境服务信息。
请读者注意，以上信息基于官方登记内容，建议通过ASIC官方网站核实信息，警惕冒用该名称的克隆网站。
📋 根据官方监管公开信息整理，AI辅助撰写（qwen3-30b-a3b-fp8）。内容仅限官方登记事实，不含点差、入金、评分等信息；如有出入以官方登记为准。
Medan daftar rasmi
| Pengawal selia | ASIC |
| No. lesen / daftar | AFSL 354564 |
| Status pendaftaran | Authorised (AFS licensee — FX/derivatives-related authorisation) |
| ABN/ACN | 73139161701 |
| Tarikh kuat kuasa lesen | 30/08/2010 |
| Wilayah berdaftar | SYDNEY NSW 2000 Australia |
数据来源：ASIC AFS Licensee dataset (data.gov.au) · 同步日期 2026-10-28 · 明细抓取 2026-10-28
Syarat kebenaran (asal ASIC)
This licence authorises the licensee to carry on a financial services business to:
(a) provide financial product advice for the following classes of financial products:
(i) deposit and payment products limited to:
(A) basic deposit products;
(B) deposit products other than basic deposit products;
(ii) derivatives;
(iii) debentures, stocks or bonds issued or proposed to be issued by a government;
(iv) interests in managed investment schemes excluding investor directed portfolio services; and
(v) securities;
(b) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) derivatives;
(B) foreign exchange contracts;
(C) interests in managed investment schemes limited to:
(1) own managed investment scheme only; and
(D) securities; and
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) deposit and payment products limited to:
(1) basic deposit products;
(2) deposit products other than basic deposit products;
(B) derivatives;
(C) foreign exchange contracts;
(D) debentures, stocks or bonds issued or proposed to be issued by a government;
(E) interests in managed investment schemes excluding investor directed portfolio services; and
(F) securities; and
(c) provide the following custodial or depository services:
(i) operate custodial or depository services other than investor directed portfolio services;
to retail and wholesale clients.
(a) provide financial product advice for the following classes of financial products:
(i) deposit and payment products limited to:
(A) basic deposit products;
(B) deposit products other than basic deposit products;
(ii) derivatives;
(iii) debentures, stocks or bonds issued or proposed to be issued by a government;
(iv) interests in managed investment schemes excluding investor directed portfolio services; and
(v) securities;
(b) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) derivatives;
(B) foreign exchange contracts;
(C) interests in managed investment schemes limited to:
(1) own managed investment scheme only; and
(D) securities; and
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) deposit and payment products limited to:
(1) basic deposit products;
(2) deposit products other than basic deposit products;
(B) derivatives;
(C) foreign exchange contracts;
(D) debentures, stocks or bonds issued or proposed to be issued by a government;
(E) interests in managed investment schemes excluding investor directed portfolio services; and
(F) securities; and
(c) provide the following custodial or depository services:
(i) operate custodial or depository services other than investor directed portfolio services;
to retail and wholesale clients.
⚠ Pemberitahuan Risiko: Forex dan kontrak perbezaan (CFD) adalah produk leverage, mempunyai risiko tinggi, kerugian mungkin melebihi pelaburan awal, tidak sesuai untuk semua pelabur. Kandungan halaman ini adalah maklumat pendidikan umum, bukan nasihat pelaburan, dan bukan merupakan cadangan untuk sebarang produk, broker atau aktiviti dagangan. Sebelum berdagang, sila fahami risiko secara menyeluruh dan patuhi undang-undang dan peraturan tempatan.