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Daftar kawal selia › ASIC › AFSL 350159
CLSA AUSTRALIA PTY LTD
澳大利亚 ASIC · AFSL 350159 · Authorised (AFS licensee — FX/derivatives-related authorisation)
Pengenalan institusi
CLSA AUSTRALIA PTY LTD 是一家在澳大利亚证券与投资委员会（ASIC）登记的金融机构，其登记地址位于悉尼新南威尔士州2000。
该机构的牌照/登记号为AFSL 350159，当前登记状态为授权（AFS持牌人—涉及外汇和衍生品的授权），牌照生效日期为2010年7月22日。
该机构获授权提供金融产品建议、交易金融产品、为金融产品做市以及提供托管或保管服务，服务对象主要为批发客户，涉及的金融产品包括政府发行的债券、衍生品、外汇合约、证券等。
目前未提供商号、网站或跨境服务的相关信息。
请读者注意，任何与该机构相关的业务应以澳大利亚证券与投资委员会的官方登记页面为准，谨防冒用该名称的克隆网站。
📋 根据官方监管公开信息整理，AI辅助撰写（qwen3-30b-a3b-fp8）。内容仅限官方登记事实，不含点差、入金、评分等信息；如有出入以官方登记为准。
Medan daftar rasmi
| Pengawal selia | ASIC |
| No. lesen / daftar | AFSL 350159 |
| Status pendaftaran | Authorised (AFS licensee — FX/derivatives-related authorisation) |
| ABN/ACN | 53139992331 |
| Tarikh kuat kuasa lesen | 22/07/2010 |
| Wilayah berdaftar | SYDNEY NSW 2000 Australia |
数据来源：ASIC AFS Licensee dataset (data.gov.au) · 同步日期 2026-10-28 · 明细抓取 2026-10-28
Syarat kebenaran (asal ASIC)
1. Provide financial product advice","1.1 Provide personal and general financial product advice","1.1.1 Debentures, stocks or bonds issued or proposed to be issued by a government","Wholesale clients
,"","1.1.2 Derivatives","Wholesale clients
,"","1.1.3 Foreign exchange contracts","Wholesale clients
,"","1.1.4 Managed investment schemes excluding IDPS","Wholesale clients
,"","1.1.5 Securities","Wholesale clients
2. Deal in a financial product","2.1 Issue, apply for, acquire, vary or dispose of a financial product","2.1.1 Foreign exchange contracts","Wholesale clients
,"","2.1.2 Securities","Wholesale clients
,"2.2 Apply for, acquire, vary or dispose of a financial product on behalf of another person","2.2.1 Debentures, stocks or bonds issued or proposed to be issued by a government","Wholesale clients
,"","2.2.2 Derivatives","Wholesale clients
,"","2.2.3 Foreign exchange contracts","Wholesale clients
,"","2.2.4 Managed investment schemes excluding IDPS","Wholesale clients
,"","2.2.5 Securities","Wholesale clients
,"2.3 Underwrite a financial product","2.3.1 Managed investment schemes","Wholesale clients
,"","2.3.2 Securities","Wholesale clients
3. Make a market for a financial product, null, null","3.1.1 Financial products other than: (a) derivatives; (b) foreign exchange contracts; and (c) debentures, stocks or bonds issued or proposed to be issued by a government and/or debentures issued by any other body","Wholesale clients
4. Provide a custodial or depository service","4.1 Other than IDPS","","Wholesale clients
,"","1.1.2 Derivatives","Wholesale clients
,"","1.1.3 Foreign exchange contracts","Wholesale clients
,"","1.1.4 Managed investment schemes excluding IDPS","Wholesale clients
,"","1.1.5 Securities","Wholesale clients
2. Deal in a financial product","2.1 Issue, apply for, acquire, vary or dispose of a financial product","2.1.1 Foreign exchange contracts","Wholesale clients
,"","2.1.2 Securities","Wholesale clients
,"2.2 Apply for, acquire, vary or dispose of a financial product on behalf of another person","2.2.1 Debentures, stocks or bonds issued or proposed to be issued by a government","Wholesale clients
,"","2.2.2 Derivatives","Wholesale clients
,"","2.2.3 Foreign exchange contracts","Wholesale clients
,"","2.2.4 Managed investment schemes excluding IDPS","Wholesale clients
,"","2.2.5 Securities","Wholesale clients
,"2.3 Underwrite a financial product","2.3.1 Managed investment schemes","Wholesale clients
,"","2.3.2 Securities","Wholesale clients
3. Make a market for a financial product, null, null","3.1.1 Financial products other than: (a) derivatives; (b) foreign exchange contracts; and (c) debentures, stocks or bonds issued or proposed to be issued by a government and/or debentures issued by any other body","Wholesale clients
4. Provide a custodial or depository service","4.1 Other than IDPS","","Wholesale clients
⚠ Pemberitahuan Risiko: Forex dan kontrak perbezaan (CFD) adalah produk leverage, mempunyai risiko tinggi, kerugian mungkin melebihi pelaburan awal, tidak sesuai untuk semua pelabur. Kandungan halaman ini adalah maklumat pendidikan umum, bukan nasihat pelaburan, dan bukan merupakan cadangan untuk sebarang produk, broker atau aktiviti dagangan. Sebelum berdagang, sila fahami risiko secara menyeluruh dan patuhi undang-undang dan peraturan tempatan.