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Daftar kawal selia › ASIC › AFSL 307727
CLEARBRIDGE INVESTMENTS LIMITED
澳大利亚 ASIC · AFSL 307727 · Authorised (AFS licensee — FX/derivatives-related authorisation)
Gambaran
CLEARBRIDGE INVESTMENTS LIMITED 是一家在澳大利亚证券和投资委员会（ASIC）登记的金融机构，注册地址位于悉尼。
该机构的牌照/登记号为 AFSL 307727，登记状态为授权（AFS持牌人 —— 涉及外汇和衍生品的授权），牌照生效日期为 2007 年 1 月 17 日。
该机构被授权提供一般金融产品建议，涉及的金融产品包括基本存款产品、衍生品、外汇合约、政府发行的债券、股票或凭证、排除投资者定向投资服务的管理投资计划权益以及证券。同时，该机构可从事衍生品和外汇合约的发行、申请、获取、变更或处置，也可代表他人申请、获取、变更或处置上述金融产品。
目前未提供商号、网站或跨境服务相关信息。
请读者注意，所有信息以澳大利亚证券和投资委员会的官方登记页面为准，谨防冒用该名称的克隆网站。
📋 根据官方监管公开信息整理，AI辅助撰写（qwen3-30b-a3b-fp8）。内容仅限官方登记事实，不含点差、入金、评分等信息；如有出入以官方登记为准。
Medan daftar rasmi
| Pengawal selia | ASIC |
| No. lesen / daftar | AFSL 307727 |
| Status pendaftaran | Authorised (AFS licensee — FX/derivatives-related authorisation) |
| ABN/ACN | 84119339052 |
| Tarikh kuat kuasa lesen | 17/01/2007 |
| Wilayah berdaftar | SYDNEY NSW 2000 Australia |
数据来源：ASIC AFS Licensee dataset (data.gov.au) · 同步日期 2026-10-28
Syarat kebenaran (asal ASIC)
This licence authorises the licensee to carry on a financial services business to:
(a) provide general financial product advice only, for the following classes of financial products:
(i) deposit and payment products limited to:
(A) basic deposit products;
(ii) derivatives;
(iii) foreign exchange contracts;
(iv) debentures, stocks or bonds issued or proposed to be issued by a government;
(v) interests in managed investment schemes excluding investor directed portfolio services; and
(vi) securities; and
(b) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) derivatives; and
(B) foreign exchange contracts;
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) deposit and payment products limited to:
(1) basic deposit products;
(B) derivatives;
(C) foreign exchange contracts;
(D) debentures, stocks or bonds issued or proposed to be issued by a government;
(E) interests in managed investment schemes excluding investor directed portfolio services; and
(F) securities; and
(iii) underwriting:
(A) interests in managed investment schemes; and
(B) an issue of securities;
to wholesale clients.
(a) provide general financial product advice only, for the following classes of financial products:
(i) deposit and payment products limited to:
(A) basic deposit products;
(ii) derivatives;
(iii) foreign exchange contracts;
(iv) debentures, stocks or bonds issued or proposed to be issued by a government;
(v) interests in managed investment schemes excluding investor directed portfolio services; and
(vi) securities; and
(b) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) derivatives; and
(B) foreign exchange contracts;
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) deposit and payment products limited to:
(1) basic deposit products;
(B) derivatives;
(C) foreign exchange contracts;
(D) debentures, stocks or bonds issued or proposed to be issued by a government;
(E) interests in managed investment schemes excluding investor directed portfolio services; and
(F) securities; and
(iii) underwriting:
(A) interests in managed investment schemes; and
(B) an issue of securities;
to wholesale clients.
⚠ Pemberitahuan Risiko: Forex dan kontrak perbezaan (CFD) adalah produk leverage, mempunyai risiko tinggi, kerugian mungkin melebihi pelaburan awal, tidak sesuai untuk semua pelabur. Kandungan halaman ini adalah maklumat pendidikan umum, bukan nasihat pelaburan, dan bukan merupakan cadangan untuk sebarang produk, broker atau aktiviti dagangan. Sebelum berdagang, sila fahami risiko secara menyeluruh dan patuhi undang-undang dan peraturan tempatan.