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Daftar kawal selia › ASIC › AFSL 274900
STATE STREET GLOBAL ADVISORS, AUSTRALIA SERVICES LIMITED
澳大利亚 ASIC · AFSL 274900 · Authorised (AFS licensee — FX/derivatives-related authorisation)
Gambaran
STATE STREET GLOBAL ADVISORS, AUSTRALIA SERVICES LIMITED 是一家在澳大利亚登记的金融机构,其登记地址位于悉尼新南威尔士州2000。
该机构的牌照/登记号为AFSL 274900,登记状态为授权(AFS持牌人——涉及外汇和衍生品的授权),牌照生效日期为2004年6月22日。
该机构被授权提供一般金融产品建议,涉及管理投资计划的权益(不包括投资者定向组合服务),并可进行金融产品的交易,包括发行、申请、获取、变更或处置衍生品和管理投资计划的权益。此外,该机构还可代表他人申请、获取、变更或处置衍生品、外汇合约、政府发行的债券、管理投资计划的权益以及证券。
该机构还被授权作为责任实体运营特定类型的注册管理投资计划,这些计划仅持有衍生品和金融资产。
请读者注意,所有信息应以澳大利亚证券与投资委员会(ASIC)的官方登记页面为准,同时警惕可能冒用该名称的克隆网站。
📋 根据官方监管公开信息整理,AI辅助撰写(qwen3-30b-a3b-fp8)。内容仅限官方登记事实,不含点差、入金、评分等信息;如有出入以官方登记为准。
Medan daftar rasmi
| Pengawal selia | ASIC |
| No. lesen / daftar | AFSL 274900 |
| Status pendaftaran | Authorised (AFS licensee — FX/derivatives-related authorisation) |
| ABN/ACN | 16108671441 |
| Tarikh kuat kuasa lesen | 22/06/2004 |
| Wilayah berdaftar | SYDNEY NSW 2000 Australia |
数据来源:ASIC AFS Licensee dataset (data.gov.au) · 同步日期 2026-10-28
Syarat kebenaran (asal ASIC)
This licence authorises the licensee to carry on a financial services business to:
(a) provide general financial product advice for the following classes of financial products:
(i) interests in managed investment schemes excluding investor directed portfolio services;
(b) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) derivatives; and
(B) interests in managed investment schemes excluding investor directed portfolio services; and
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) derivatives;
(B) foreign exchange contracts;
(C) debentures, stocks or bonds issued or proposed to be issued by a government;
(D) interests in managed investment schemes excluding investor directed portfolio services; and
(E) securities; and
(c) operate the following kinds of registered managed investment schemes (including the holding of any incidental property) in its capacity as responsible entity:
(i) schemes which only hold the following types of property:
(A) derivatives; and
(B) financial assets;
to retail and wholesale clients.
(a) provide general financial product advice for the following classes of financial products:
(i) interests in managed investment schemes excluding investor directed portfolio services;
(b) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) derivatives; and
(B) interests in managed investment schemes excluding investor directed portfolio services; and
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) derivatives;
(B) foreign exchange contracts;
(C) debentures, stocks or bonds issued or proposed to be issued by a government;
(D) interests in managed investment schemes excluding investor directed portfolio services; and
(E) securities; and
(c) operate the following kinds of registered managed investment schemes (including the holding of any incidental property) in its capacity as responsible entity:
(i) schemes which only hold the following types of property:
(A) derivatives; and
(B) financial assets;
to retail and wholesale clients.
⚠ Pemberitahuan Risiko: Forex dan kontrak perbezaan (CFD) adalah produk leverage, mempunyai risiko tinggi, kerugian mungkin melebihi pelaburan awal, tidak sesuai untuk semua pelabur. Kandungan halaman ini adalah maklumat pendidikan umum, bukan nasihat pelaburan, dan bukan merupakan cadangan untuk sebarang produk, broker atau aktiviti dagangan. Sebelum berdagang, sila fahami risiko secara menyeluruh dan patuhi undang-undang dan peraturan tempatan.