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Daftar kawal selia › ASIC › AFSL 246901
KPMG FINANCIAL ADVISORY SERVICES (AUSTRALIA) PTY LTD
澳大利亚 ASIC · AFSL 246901 · Authorised (AFS licensee — FX/derivatives-related authorisation)
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Medan daftar rasmi
| Pengawal selia | ASIC |
| No. lesen / daftar | AFSL 246901 |
| Status pendaftaran | Authorised (AFS licensee — FX/derivatives-related authorisation) |
| ABN/ACN | 43007363215 |
| Tarikh kuat kuasa lesen | 10/03/2004 |
| Wilayah berdaftar | SYDNEY NSW 2000 Australia |
数据来源：ASIC AFS Licensee dataset (data.gov.au) · 同步日期 2026-10-28
Syarat kebenaran (asal ASIC)
This licence authorises the licensee to carry on a financial services business to:
(a) provide financial product advice to both retail and wholesale clients for the following classes of financial products:
(i) deposit and payment products including:
(A) basic deposit products;
(B) deposit products other than basic deposit products; and
(C) non-cash payment products;
(ii) derivatives;
(iii) foreign exchange contracts;
(iv) debentures, stocks or bonds issued or proposed to be issued by a government;
(v) interests in managed investment schemes including:
(A) investor directed portfolio services;
(vi) securities;
(vii) superannuation;
(viii carbon units;
(ix) Australian carbon credit units;
(x) eligible international emissions units; and
(b) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product to wholesale clients only in respect of the following classes of financial products:
(A) derivatives;
(B) foreign exchange contracts; and
(ii) arranging for another person to issue, apply for, acquire, vary or dispose of a financial product to both retail and wholesale clients in respect of the following classes of financial products:
(A) deposit and payment products including:
(1) basic deposit products;
(2) deposit products other than basic deposit products; and
(3) non-cash payment products;
(B) debentures, stocks or bonds issued or proposed to be issued by a government;
(C) interests in managed investment schemes excluding investor directed portfolio services;
(D) securities; and
(iv) applying for, acquiring, varying or disposing of a financial product on behalf of another person to both retail and wholesale clients in respect of the following classes of products:
(A) deposit and payment products including:
(1) basic deposit products;
(2) deposit products other than basic deposit products; and
(3) non-cash payment products;
(B) derivatives;
(C) foreign exchange contracts;
(D) debentures, stocks or bonds issued or proposed to be issued by a government;
(E) interests in managed investment schemes including:
(1) investor directed portfolio services;
(F) securities;
(G) carbon units;
(H) Australian carbon credit units;
(I) eligible international emissions units; and
(v) arranging for another person to underwrite for both retail and wholesale clients:
(1) interests in managed investment schemes; and
(2) an issue of securities.
(a) provide financial product advice to both retail and wholesale clients for the following classes of financial products:
(i) deposit and payment products including:
(A) basic deposit products;
(B) deposit products other than basic deposit products; and
(C) non-cash payment products;
(ii) derivatives;
(iii) foreign exchange contracts;
(iv) debentures, stocks or bonds issued or proposed to be issued by a government;
(v) interests in managed investment schemes including:
(A) investor directed portfolio services;
(vi) securities;
(vii) superannuation;
(viii carbon units;
(ix) Australian carbon credit units;
(x) eligible international emissions units; and
(b) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product to wholesale clients only in respect of the following classes of financial products:
(A) derivatives;
(B) foreign exchange contracts; and
(ii) arranging for another person to issue, apply for, acquire, vary or dispose of a financial product to both retail and wholesale clients in respect of the following classes of financial products:
(A) deposit and payment products including:
(1) basic deposit products;
(2) deposit products other than basic deposit products; and
(3) non-cash payment products;
(B) debentures, stocks or bonds issued or proposed to be issued by a government;
(C) interests in managed investment schemes excluding investor directed portfolio services;
(D) securities; and
(iv) applying for, acquiring, varying or disposing of a financial product on behalf of another person to both retail and wholesale clients in respect of the following classes of products:
(A) deposit and payment products including:
(1) basic deposit products;
(2) deposit products other than basic deposit products; and
(3) non-cash payment products;
(B) derivatives;
(C) foreign exchange contracts;
(D) debentures, stocks or bonds issued or proposed to be issued by a government;
(E) interests in managed investment schemes including:
(1) investor directed portfolio services;
(F) securities;
(G) carbon units;
(H) Australian carbon credit units;
(I) eligible international emissions units; and
(v) arranging for another person to underwrite for both retail and wholesale clients:
(1) interests in managed investment schemes; and
(2) an issue of securities.
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