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Daftar kawal selia › ASIC › AFSL 241010
GRANT SAMUEL CAPITAL ADVISORY PTY LIMITED
澳大利亚 ASIC · AFSL 241010 · Authorised (AFS licensee — FX/derivatives-related authorisation)
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Medan daftar rasmi
| Pengawal selia | ASIC |
| No. lesen / daftar | AFSL 241010 |
| Status pendaftaran | Authorised (AFS licensee — FX/derivatives-related authorisation) |
| ABN/ACN | 91003241745 |
| Tarikh kuat kuasa lesen | 26/11/2003 |
| Wilayah berdaftar | SYDNEY NSW 2000 Australia |
数据来源：ASIC AFS Licensee dataset (data.gov.au) · 同步日期 2026-10-28
Syarat kebenaran (asal ASIC)
This licence authorises the licensee to carry on a financial services business to:
(a) provide general financial product advice only, for the following classes of financial products:
(i) derivatives;
(ii) foreign exchange contracts;
(iii) interests in managed investment schemes excluding investor directed portfolio services; and
(iv) securities; and
(b) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) interests in managed investment schemes excluding investor directed portfolio services; and
(B) securities;
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) derivatives;
(B) foreign exchange contracts;
(C) interests in managed investment schemes excluding investor directed portfolio services; and
(D) securities; and
(iii) underwriting:
(A) interests in managed investment schemes; and
(B) an issue of securities;
to wholesale clients.
(a) provide general financial product advice only, for the following classes of financial products:
(i) derivatives;
(ii) foreign exchange contracts;
(iii) interests in managed investment schemes excluding investor directed portfolio services; and
(iv) securities; and
(b) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) interests in managed investment schemes excluding investor directed portfolio services; and
(B) securities;
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) derivatives;
(B) foreign exchange contracts;
(C) interests in managed investment schemes excluding investor directed portfolio services; and
(D) securities; and
(iii) underwriting:
(A) interests in managed investment schemes; and
(B) an issue of securities;
to wholesale clients.
⚠ 风险提示：外汇及差价合约（CFD）为杠杆产品，风险高，亏损可能超过初始投入，不适合所有投资者。本页内容仅为一般性教育资料，不构成投资建议，也不构成对任何产品、交易商或交易行为的推荐。交易前请充分了解风险，并遵守所在地法律法规。