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Daftar kawal selia › ASIC › AFSL 238947
MACQUARIE SECURITIES (AUSTRALIA) LIMITED
澳大利亚 ASIC · AFSL 238947 · Authorised (AFS licensee — FX/derivatives-related authorisation)
Pengenalan institusi
MACQUARIE SECURITIES (AUSTRALIA) LIMITED 是一家在澳大利亚证券及投资委员会（ASIC）登记的金融机构，注册地址位于悉尼新南威尔士州2000。
该机构的牌照/登记号为AFSL 238947，登记状态为授权（AFS持牌人，涉及外汇和衍生品的授权），牌照生效日期为2004年3月1日。
该机构被授权提供金融产品建议，包括存款和支付产品、衍生品、外汇合约、政府发行的债券、管理投资计划权益、证券等，并可进行相关金融产品的交易、做市及托管服务。
该机构未提供商号、网站或跨境服务信息。
请读者注意，任何与该机构相关的业务应以澳大利亚证券及投资委员会的官方登记页面为准，谨防冒用该名称的克隆网站。
📋 根据官方监管公开信息整理，AI辅助撰写（qwen3-30b-a3b-fp8）。内容仅限官方登记事实，不含点差、入金、评分等信息；如有出入以官方登记为准。
Medan daftar rasmi
| Pengawal selia | ASIC |
| No. lesen / daftar | AFSL 238947 |
| Status pendaftaran | Authorised (AFS licensee — FX/derivatives-related authorisation) |
| ABN/ACN | 58002832126 |
| Tarikh kuat kuasa lesen | 01/03/2004 |
| Wilayah berdaftar | SYDNEY NSW 2000 Australia |
数据来源：ASIC AFS Licensee dataset (data.gov.au) · 同步日期 2026-10-28 · 明细抓取 2026-10-28
Syarat kebenaran (asal ASIC)
This licence authorises the licensee to carry on a financial services business to:
(a) provide financial product advice to retail and wholesale clients for the following classes of financial products:
(i) deposit and payment products limited to:
(A) basic deposit products;
(B) deposit products other than basic deposit products;
(ii) derivatives;
(iii) foreign exchange contracts;
(iv) debentures, stocks or bonds issued or proposed to be issued by a government;
(v) interests in managed investment schemes excluding investor directed portfolio services;
(vi) securities; and
(vii) financial products limited to:
(A) miscellaneous financial investment products;
(b) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product to retail and wholesale clients in respect of the following classes of financial products:
(A) foreign exchange contracts;
(B) interests in managed investment schemes excluding investor directed portfolio services;
(C) securities; and
(D) financial products limited to:
(1) miscellaneous financial investment products;
(ii) issuing, applying for, acquiring, varying or disposing of a financial product to wholesale clients in respect of the following classes of financial products:
(A) derivatives; and
(iii) applying for, acquiring, varying or disposing of a financial product on behalf of another person to retail and wholesale clients in respect of the following classes of products:
(A) derivatives;
(B) foreign exchange contracts;
(C) debentures, stocks or bonds issued or proposed to be issued by a government;
(D) interests in managed investment schemes excluding investor directed portfolio services;
(E) securities; and
(F) financial products limited to:
(1) miscellaneous financial investment products; and
(iv) underwriting to retail and wholesale clients:
(A) interests in managed investment schemes; and
(B) an issue of securities;
(c) make a market to retail and wholesale clients for the following financial products:
(i) derivatives;
(ii) debentures, stocks or bonds issued or proposed to be issued by a government and/or debentures issued by any other body; and
(iii) limited to financial products other than:
(A) derivatives;
(B) foreign exchange contracts; and
(C) debentures, stocks or bonds issued or proposed to be issued by a government and/or debentures issued by any other body; and
(d) provide the following custodial or depository services to retail and wholesale clients:
(i) operate custodial or depository services other than investor directed portfolio services.
(a) provide financial product advice to retail and wholesale clients for the following classes of financial products:
(i) deposit and payment products limited to:
(A) basic deposit products;
(B) deposit products other than basic deposit products;
(ii) derivatives;
(iii) foreign exchange contracts;
(iv) debentures, stocks or bonds issued or proposed to be issued by a government;
(v) interests in managed investment schemes excluding investor directed portfolio services;
(vi) securities; and
(vii) financial products limited to:
(A) miscellaneous financial investment products;
(b) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product to retail and wholesale clients in respect of the following classes of financial products:
(A) foreign exchange contracts;
(B) interests in managed investment schemes excluding investor directed portfolio services;
(C) securities; and
(D) financial products limited to:
(1) miscellaneous financial investment products;
(ii) issuing, applying for, acquiring, varying or disposing of a financial product to wholesale clients in respect of the following classes of financial products:
(A) derivatives; and
(iii) applying for, acquiring, varying or disposing of a financial product on behalf of another person to retail and wholesale clients in respect of the following classes of products:
(A) derivatives;
(B) foreign exchange contracts;
(C) debentures, stocks or bonds issued or proposed to be issued by a government;
(D) interests in managed investment schemes excluding investor directed portfolio services;
(E) securities; and
(F) financial products limited to:
(1) miscellaneous financial investment products; and
(iv) underwriting to retail and wholesale clients:
(A) interests in managed investment schemes; and
(B) an issue of securities;
(c) make a market to retail and wholesale clients for the following financial products:
(i) derivatives;
(ii) debentures, stocks or bonds issued or proposed to be issued by a government and/or debentures issued by any other body; and
(iii) limited to financial products other than:
(A) derivatives;
(B) foreign exchange contracts; and
(C) debentures, stocks or bonds issued or proposed to be issued by a government and/or debentures issued by any other body; and
(d) provide the following custodial or depository services to retail and wholesale clients:
(i) operate custodial or depository services other than investor directed portfolio services.
⚠ Pemberitahuan Risiko: Forex dan kontrak perbezaan (CFD) adalah produk leverage, mempunyai risiko tinggi, kerugian mungkin melebihi pelaburan awal, tidak sesuai untuk semua pelabur. Kandungan halaman ini adalah maklumat pendidikan umum, bukan nasihat pelaburan, dan bukan merupakan cadangan untuk sebarang produk, broker atau aktiviti dagangan. Sebelum berdagang, sila fahami risiko secara menyeluruh dan patuhi undang-undang dan peraturan tempatan.