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CITIC SECURITIES (UK)

英国 FCA · FRN 140836 · Authorised

機関紹介

中文介绍正在根据官方登记信息生成中，请先参考下方官方字段。

📋 根据官方监管公开信息整理，AI辅助撰写。内容仅限官方登记事实，不含点差、入金、评分等信息；如有出入以官方登记为准。

公式登録フィールド

規制当局	FCA
ライセンス／登録番号	FRN 140836
登録ステータス	Authorised（生效 01/12/2001）
事業種別	Regulated
住所	Level 34, 8 Bishopsgate, London, EC2N 4BQ
ウェブサイト	https://www.clsa.com/global-2/europe/
現行商号	CITIC Securities International CITIC Securities CLSA CITIC Securities CITIC CLSA
旧商号	Blocsec Laing & Cruickshank Credit Lyonnais Securities CLSA (UK) CL-Alexanders Laing & Cruickshank
顧客資金	Hold and control client money
Companies House	01008262

数据来源：FCA Register API · 同步日期 2026-10-28

許可業務（FCA Permissions原文）

規制対象業務	顧客区分	投资品
Agreeing to carry on a regulated activity
Safeguarding and administration of assets (without arranging)	Professional, Eligible Counterparty	Share Debenture Warrant Certificates representing certain security Unit Rights to or interests in investments (Security) Option (excluding a commodity option and an option on a commodity future) Commodity option and option on commodity future Future (excluding a commodity future and a rolling spot forex contract) Commodity Future Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet) Spread Bet
Making arrangements with a view to transactions in investments	Professional, Eligible Counterparty	Share Debenture Warrant Certificates representing certain security Unit Rights to or interests in investments (Security) Option (excluding a commodity option and an option on a commodity future) Commodity option and option on commodity future Future (excluding a commodity future and a rolling spot forex contract) Commodity Future Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet) Rights to or interests in investments (Contractually Based Investments)
Dealing in investments as principal	Professional, Eligible Counterparty	Share Debenture Warrant Certificates representing certain security Rights to or interests in investments (Security) Option (excluding a commodity option and an option on a commodity future) Commodity option and option on commodity future Future (excluding a commodity future and a rolling spot forex contract) Commodity Future Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet) Spread Bet Rights to or interests in investments (Contractually Based Investments)
Dealing in investments as agent	Professional, Eligible Counterparty	Share Debenture Warrant Certificates representing certain security Unit Rights to or interests in investments (Security) Option (excluding a commodity option and an option on a commodity future) Commodity option and option on commodity future Future (excluding a commodity future and a rolling spot forex contract) Commodity Future Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet) Spread Bet
Arranging safeguarding and administration of assets	Professional, Eligible Counterparty	Share Debenture Warrant Certificates representing certain security Unit Rights to or interests in investments (Security) Option (excluding a commodity option and an option on a commodity future) Commodity option and option on commodity future Future (excluding a commodity future and a rolling spot forex contract) Commodity Future Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet) Spread Bet
Arranging (bringing about) deals in investments	Professional, Eligible Counterparty	Share Debenture Warrant Certificates representing certain security Unit Rights to or interests in investments (Security) Option (excluding a commodity option and an option on a commodity future) Commodity option and option on commodity future Future (excluding a commodity future and a rolling spot forex contract) Commodity Future Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet) Rights to or interests in investments (Contractually Based Investments)
Advising on investments (except on Pension Transfers and Pension Opt Outs)	Professional, Eligible Counterparty	Share Debenture Warrant Certificates representing certain security Unit Rights to or interests in investments (Security) Option (excluding a commodity option and an option on a commodity future) Commodity option and option on commodity future Future (excluding a commodity future and a rolling spot forex contract) Commodity Future Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet) Spread Bet

⚠ 风险提示：外汇及差价合约（CFD）为杠杆产品，风险高，亏损可能超过初始投入，不适合所有投资者。本页内容仅为一般性教育资料，不构成投资建议，也不构成对任何产品、交易商或交易行为的推荐。交易前请充分了解风险，并遵守所在地法律法规。