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規制登録庫 › FCA › FRN 115248

Hargreaves Lansdown Asset Management Limited

英国 FCA · FRN 115248 · Authorised

機関紹介

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公式登録フィールド

規制当局FCA
ライセンス/登録番号FRN 115248
登録ステータスAuthorised(生效 01/12/2001)
事業種別Regulated
住所Hargreaves Lansdown, Welcome Building, Avon Street, Bristol, BS2 0TR
ウェブサイトwww.hl.co.uk
現行商号HL Workplace Solutions
Hargreaves Lansdown Currency Service
Hargreaves Lansdown
旧商号Hargreaves Lansdown Financial Practitioners
Hargreaves Lansdown Financial Planning
Hargreaves Lansdown Direct
Hargreaves Lansdown Demutualisation Rollover Club
Hargreaves Lansdown Corporate Solutions
Equity News
顧客資金Hold and control client money
Companies House01896481

数据来源:FCA Register API · 同步日期 2026-10-28

許可業務(FCA Permissions原文)

規制対象業務顧客区分投资品
Agreeing to carry on a regulated activity
Sending dematerialised instructionsRetail (Investment), ProfessionalOption (excluding a commodity option and an option on a commodity future)
Rights to or interests in investments (Security)
Warrant
Government and public security
Unit
Debenture
Personal pension scheme
Stakeholder pension scheme
Share
Rights to or interests in investments (Contractually Based Investments)
Certificates representing certain security
Safeguarding and administration of assets (without arranging)Retail (Investment), ProfessionalShare
Debenture
Government and public security
Warrant
Certificates representing certain security
Unit
Life Policy
Rights to or interests in investments (Security)
Rights to or interests in investments (Contractually Based Investments)
Personal pension scheme
Providing Targeted SupportRetail (Investment)Unit
Rights to or interests in investments (Security)
Share
Government and public security
Personal pension scheme
Certificates representing certain security
Life Policy
Rights to or interests in investments (Contractually Based Investments)
Debenture
Managing investmentsRetail (Investment), ProfessionalShare
Debenture
Government and public security
Warrant
Certificates representing certain security
Unit
Life Policy
Rights to or interests in investments (Security)
Rights to or interests in investments (Contractually Based Investments)
Option (excluding a commodity option and an option on a commodity future)
Personal pension scheme
Establishing/operating/winding up a personal pension schemePersonal pension scheme
Dealing in investments as principalRetail (Investment)Personal pension scheme
Causing dematerialised instructions to be sentRetail (Investment), ProfessionalOption (excluding a commodity option and an option on a commodity future)
Rights to or interests in investments (Security)
Rights to or interests in investments (Contractually Based Investments)
Stakeholder pension scheme
Share
Warrant
Personal pension scheme
Debenture
Unit
Certificates representing certain security
Government and public security
Arranging safeguarding and administration of assetsRetail (Investment), ProfessionalShare
Debenture
Government and public security
Warrant
Certificates representing certain security
Unit
Life Policy
Rights to or interests in investments (Security)
Rights to or interests in investments (Contractually Based Investments)
Personal pension scheme
Making arrangements with a view to transactions in investmentsRetail (Non-Investment Insurance), Commercial, Retail (Investment), ProfessionalShare
Debenture
Government and public security
Warrant
Certificates representing certain security
Unit
Life Policy
Stakeholder pension scheme
Rights to or interests in investments (Security)
Rights to or interests in investments (Contractually Based Investments)
Non-investment insurance contracts
Personal pension scheme
Dealing in investments as agentRetail (Non-Investment Insurance), Commercial, Retail (Investment), ProfessionalShare
Debenture
Government and public security
Warrant
Certificates representing certain security
Unit
Life Policy
Rights to or interests in investments (Security)
Rights to or interests in investments (Contractually Based Investments)
Non-investment insurance contracts
Personal pension scheme
Arranging (bringing about) deals in investmentsRetail (Non-Investment Insurance), Commercial, Retail (Investment), ProfessionalShare
Debenture
Government and public security
Warrant
Certificates representing certain security
Unit
Life Policy
Stakeholder pension scheme
Rights to or interests in investments (Security)
Rights to or interests in investments (Contractually Based Investments)
Non-investment insurance contracts
Personal pension scheme
Advising on investments (except on Pension Transfers and Pension Opt Outs)Retail (Non-Investment Insurance), Commercial, Retail (Investment), ProfessionalShare
Debenture
Government and public security
Warrant
Certificates representing certain security
Unit
Life Policy
Stakeholder pension scheme
Rights to or interests in investments (Security)
Rights to or interests in investments (Contractually Based Investments)
Non-investment insurance contracts
Personal pension scheme
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