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EPOCH INVESTMENT PARTNERS, INC.
澳大利亚 ASIC · AFSL 530587 · Authorised (AFS licensee — FX/derivatives-related authorisation)
機関紹介
EPOCH INVESTMENT PARTNERS, INC. 是一家在澳大利亚证券和投资委员会(ASIC)登记的机构。
该机构的牌照/登记号为AFSL 530587,登记状态为授权(AFS持牌人),牌照生效日期为2022年10月10日。
该机构获授权提供金融产品建议,包括衍生品、外汇合约、政府发行的债券、股票或债券、非投资者定向投资方案的权益以及证券。同时,该机构可代表批发客户安排发行、申请、收购、变更或处置相关金融产品。
该机构登记地址为国际,未提供商号或网站信息。
请读者注意,任何与该机构相关的业务或服务应以ASIC官方登记页面为准,谨防冒用该名称的克隆网站。
📋 根据官方监管公开信息整理,AI辅助撰写。内容仅限官方登记事实,不含点差、入金、评分等信息;如有出入以官方登记为准。
公式登録フィールド
| 規制当局 | ASIC |
| ライセンス/登録番号 | AFSL 530587 |
| 登録ステータス | Authorised (AFS licensee — FX/derivatives-related authorisation) |
| ABN/ACN | 59636409320 |
| ライセンス発効日 | 10/10/2022 |
| 登録地域 | International |
数据来源:ASIC AFS Licensee dataset (data.gov.au) · 同步日期 2026-10-28
認可条件(ASIC原文)
This licence authorises the licensee to carry on a financial services business to:
(a) provide financial product advice for the following classes of financial products:
(i) derivatives;
(ii) foreign exchange contracts;
(iii) debentures, stocks or bonds issued or proposed to be issued by a government;
(iv) interests in managed investment schemes excluding investor directed portfolio services; and
(v) securities; and
(b) deal in a financial product by:
(i) arranging for another person to issue, apply for, acquire, vary or dispose of a financial product in respect of the following classes of financial products:
(A) debentures, stocks or bonds issued or proposed to be issued by a government;
(B) interests in managed investment schemes excluding investor directed portfolio services; and
(C) securities;
(ii) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) derivatives; and
(B) foreign exchange contracts; and
(iii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) derivatives;
(B) foreign exchange contracts;
(C) debentures, stocks or bonds issued or proposed to be issued by a government;
(D) interests in managed investment schemes excluding investor directed portfolio services; and
(E) securities;
to wholesale clients.
(a) provide financial product advice for the following classes of financial products:
(i) derivatives;
(ii) foreign exchange contracts;
(iii) debentures, stocks or bonds issued or proposed to be issued by a government;
(iv) interests in managed investment schemes excluding investor directed portfolio services; and
(v) securities; and
(b) deal in a financial product by:
(i) arranging for another person to issue, apply for, acquire, vary or dispose of a financial product in respect of the following classes of financial products:
(A) debentures, stocks or bonds issued or proposed to be issued by a government;
(B) interests in managed investment schemes excluding investor directed portfolio services; and
(C) securities;
(ii) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) derivatives; and
(B) foreign exchange contracts; and
(iii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) derivatives;
(B) foreign exchange contracts;
(C) debentures, stocks or bonds issued or proposed to be issued by a government;
(D) interests in managed investment schemes excluding investor directed portfolio services; and
(E) securities;
to wholesale clients.
⚠ リスク警告:為替や差金取引(CFD)はレバレッジ商品であり、リスクが高く、初期投資を上回る損失が生じる可能性があります。すべての投資家に適しているわけではありません。本ページの内容は一般的な教育資料であり、投資の勧めや、いかなる製品、トレーダーまたはトレーディング行為の推奨を意味するものではありません。取引を行う前にリスクを十分に理解し、お住まいの地域の法律および規制を遵守してください。