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PLATO INVESTMENT MANAGEMENT LIMITED
澳大利亚 ASIC · AFSL 504616 · Authorised (AFS licensee — FX/derivatives-related authorisation)
機関紹介
PLATO INVESTMENT MANAGEMENT LIMITED 是一家在澳大利亚登记的金融机构，注册地址位于悉尼新南威尔士州。
该机构的牌照/登记号为 AFSL 504616，登记状态为授权（AFS持牌人），牌照生效日期为 2018 年 6 月 29 日。
该机构被授权提供金融产品建议及交易服务，包括针对批发客户和零售客户的衍生品、外汇合约、证券等金融产品。
目前未提供商号、网站或跨境服务相关信息。
请读者注意，任何与该机构相关的业务应以官方登记页面信息为准，谨防冒用该名称的克隆网站。
📋 根据官方监管公开信息整理，AI辅助撰写。内容仅限官方登记事实，不含点差、入金、评分等信息；如有出入以官方登记为准。
公式登録フィールド
| 規制当局 | ASIC |
| ライセンス／登録番号 | AFSL 504616 |
| 登録ステータス | Authorised (AFS licensee — FX/derivatives-related authorisation) |
| ABN/ACN | 77120730136 |
| ライセンス発効日 | 29/06/2018 |
| 登録地域 | SYDNEY NSW 2000 Australia |
数据来源：ASIC AFS Licensee dataset (data.gov.au) · 同步日期 2026-10-28
認可条件（ASIC原文）
This licence authorises the licensee to carry on a financial services business to:
(a) provide general financial product advice to wholesale clients only for the following classes of financial products:
(i) deposit and payment products limited to:
(A) basic deposit products;
(B) deposit products other than basic deposit products;
(ii) derivatives;
(iii) foreign exchange contracts;
(iv) debentures, stocks or bonds issued or proposed to be issued by a government;
(v) interests in managed investment schemes excluding investor directed portfolio services; and
(vi) securities; and
(b) provide general financial product advice to retail clients for the following classes of financial products:
(i) derivatives;
(ii) interests in managed investment schemes excluding investor directed portfolio services; and
(iii) securities; and
(c) deal in a financial product to retail and wholesale clients by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) derivatives; and
(B) foreign exchange contracts; and
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) deposit and payment products limited to:
(1) basic deposit products;
(2) deposit products other than basic deposit products;
(B) derivatives;
(C) foreign exchange contracts;
(D) debentures, stocks or bonds issued or proposed to be issued by a government;
(E) interests in managed investment schemes excluding investor directed portfolio services; and
(F) securities.
(a) provide general financial product advice to wholesale clients only for the following classes of financial products:
(i) deposit and payment products limited to:
(A) basic deposit products;
(B) deposit products other than basic deposit products;
(ii) derivatives;
(iii) foreign exchange contracts;
(iv) debentures, stocks or bonds issued or proposed to be issued by a government;
(v) interests in managed investment schemes excluding investor directed portfolio services; and
(vi) securities; and
(b) provide general financial product advice to retail clients for the following classes of financial products:
(i) derivatives;
(ii) interests in managed investment schemes excluding investor directed portfolio services; and
(iii) securities; and
(c) deal in a financial product to retail and wholesale clients by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) derivatives; and
(B) foreign exchange contracts; and
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) deposit and payment products limited to:
(1) basic deposit products;
(2) deposit products other than basic deposit products;
(B) derivatives;
(C) foreign exchange contracts;
(D) debentures, stocks or bonds issued or proposed to be issued by a government;
(E) interests in managed investment schemes excluding investor directed portfolio services; and
(F) securities.
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