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JUDO BANK PTY LTD
澳大利亚 ASIC · AFSL 501091 · Authorised (AFS licensee — FX/derivatives-related authorisation)
機関紹介
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公式登録フィールド
| 規制当局 | ASIC |
| ライセンス/登録番号 | AFSL 501091 |
| 登録ステータス | Authorised (AFS licensee — FX/derivatives-related authorisation) |
| ABN/ACN | 11615995581 |
| ライセンス発効日 | 24/04/2019 |
| 登録地域 | MELBOURNE VIC 3000 Australia |
数据来源:ASIC AFS Licensee dataset (data.gov.au) · 同步日期 2026-10-28
認可条件(ASIC原文)
This licence authorises the licensee to carry on a financial services business to:
(a) provide general financial product advice to retail and wholesale clients for the following classes of financial products:
(i) deposit and payment products including:
(A) basic deposit products;
(B) deposit products other than basic deposit products; and
(C) non-cash payment products; and
(b) provide general financial product advice to wholesale clients for the following classes of financial products:
(i) securities; and
(c) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product to retail and wholesale clients in respect of the following classes of financial products:
(A) deposit and payment products including:
(1) basic deposit products;
(2) deposit products other than basic deposit products; and
(3) non-cash payment products;
(ii) issuing, applying for, acquiring, varying or disposing of a financial product to wholesale clients in respect of the following classes of financial products:
(A) derivatives;
(B) foreign exchange contracts; and
(C) securities;
(iii) applying for, acquiring, varying or disposing of a financial product on behalf of another person to retail and wholesale clients in respect of the following classes of products:
(A) deposit and payment products including:
(1) basic deposit products;
(2) deposit products other than basic deposit products; and
(3) non-cash payment products;
(iv) applying for, acquiring, varying or disposing of a financial product on behalf of another person to wholesale clients in respect of the following classes of products:
(A) derivatives;
(B) foreign exchange contracts; and
(C) securities.
(a) provide general financial product advice to retail and wholesale clients for the following classes of financial products:
(i) deposit and payment products including:
(A) basic deposit products;
(B) deposit products other than basic deposit products; and
(C) non-cash payment products; and
(b) provide general financial product advice to wholesale clients for the following classes of financial products:
(i) securities; and
(c) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product to retail and wholesale clients in respect of the following classes of financial products:
(A) deposit and payment products including:
(1) basic deposit products;
(2) deposit products other than basic deposit products; and
(3) non-cash payment products;
(ii) issuing, applying for, acquiring, varying or disposing of a financial product to wholesale clients in respect of the following classes of financial products:
(A) derivatives;
(B) foreign exchange contracts; and
(C) securities;
(iii) applying for, acquiring, varying or disposing of a financial product on behalf of another person to retail and wholesale clients in respect of the following classes of products:
(A) deposit and payment products including:
(1) basic deposit products;
(2) deposit products other than basic deposit products; and
(3) non-cash payment products;
(iv) applying for, acquiring, varying or disposing of a financial product on behalf of another person to wholesale clients in respect of the following classes of products:
(A) derivatives;
(B) foreign exchange contracts; and
(C) securities.
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