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HOULIHAN LOKEY (AUSTRALIA) PTY LIMITED
澳大利亚 ASIC · AFSL 474953 · Authorised (AFS licensee — FX/derivatives-related authorisation)
機関紹介
HOULIHAN LOKEY (AUSTRALIA) PTY LIMITED 是一家在澳大利亚证券与投资委员会（ASIC）登记的金融机构，其登记地址位于悉尼新南威尔士州2000。
该机构的牌照/登记号为AFSL 474953，当前登记状态为“授权（AFS持牌人—涉及外汇/衍生品的授权）”，牌照生效日期为2015年5月22日。
该机构被授权提供以下金融服务：为以下类别的金融产品提供财务产品建议，包括衍生品、外汇合约、政府发行或拟发行的债券、股票或债券、排除投资者定向投资服务的管理投资计划权益以及证券；并为批发客户安排他人发行、申请、获取、变更或处置以下类别的金融产品，包括政府发行或拟发行的债券、股票或债券、排除投资者定向投资服务的管理投资计划权益以及证券。
目前未提供商号、网站或跨境服务信息。
请读者注意，以上信息仅基于官方登记内容，建议通过ASIC官方网站核实详细信息，同时警惕冒用该名称的克隆网站。
📋 根据官方监管公开信息整理，AI辅助撰写。内容仅限官方登记事实，不含点差、入金、评分等信息；如有出入以官方登记为准。
公式登録フィールド
| 規制当局 | ASIC |
| ライセンス／登録番号 | AFSL 474953 |
| 登録ステータス | Authorised (AFS licensee — FX/derivatives-related authorisation) |
| ABN/ACN | 74601825227 |
| ライセンス発効日 | 22/05/2015 |
| 登録地域 | SYDNEY NSW 2000 Australia |
数据来源：ASIC AFS Licensee dataset (data.gov.au) · 同步日期 2026-10-28
認可条件（ASIC原文）
This licence authorises the licensee to carry on a financial services business to:
(a) provide financial product advice for the following classes of financial products:
(i) derivatives;
(ii) foreign exchange contracts;
(iii) debentures, stocks or bonds issued or proposed to be issued by a government;
(iv) interests in managed investment schemes excluding investor directed portfolio services; and
(v) securities; and
(b) deal in a financial product by:
(i) arranging for another person to issue, apply for, acquire, vary or dispose of a financial product in respect of the following classes of financial products:
(A) debentures, stocks or bonds issued or proposed to be issued by a government;
(B) interests in managed investment schemes excluding investor directed portfolio services; and
(C) securities;
to wholesale clients.
(a) provide financial product advice for the following classes of financial products:
(i) derivatives;
(ii) foreign exchange contracts;
(iii) debentures, stocks or bonds issued or proposed to be issued by a government;
(iv) interests in managed investment schemes excluding investor directed portfolio services; and
(v) securities; and
(b) deal in a financial product by:
(i) arranging for another person to issue, apply for, acquire, vary or dispose of a financial product in respect of the following classes of financial products:
(A) debentures, stocks or bonds issued or proposed to be issued by a government;
(B) interests in managed investment schemes excluding investor directed portfolio services; and
(C) securities;
to wholesale clients.
⚠ リスク警告：為替や差金取引（CFD）はレバレッジ商品であり、リスクが高く、初期投資を上回る損失が生じる可能性があります。すべての投資家に適しているわけではありません。本ページの内容は一般的な教育資料であり、投資の勧めや、いかなる製品、トレーダーまたはトレーディング行為の推奨を意味するものではありません。取引を行う前にリスクを十分に理解し、お住まいの地域の法律および規制を遵守してください。