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規制登録庫 › ASIC › AFSL 458978

AAM LICENSEES PTY LTD

澳大利亚 ASIC · AFSL 458978 · Authorised (AFS licensee — FX/derivatives-related authorisation)

機関紹介

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公式登録フィールド

規制当局ASIC
ライセンス/登録番号AFSL 458978
登録ステータスAuthorised (AFS licensee — FX/derivatives-related authorisation)
ABN/ACN94169645416
ライセンス発効日23/07/2014
登録地域BRISBANE QLD 4000 Australia

数据来源:ASIC AFS Licensee dataset (data.gov.au) · 同步日期 2026-10-28

認可条件(ASIC原文)

1. Provide financial product advice","1.1 Provide general financial product advice to wholesale clients only","1.1.1 Managed investment schemes excluding IDPS","Wholesale clients
,"","1.1.2 Securities limited to shares in a CCIV","Wholesale clients
2. Deal in a financial product","2.1 Issue, apply for, acquire, vary or dispose of a financial product","2.1.1 Derivatives","Wholesale clients
,"","2.1.2 Foreign exchange contracts","Wholesale clients
,"","2.1.3 Managed investment schemes limited to own managed investment schemes","Wholesale clients
,"2.2 Apply for, acquire, vary or dispose of a financial product on behalf of another person","2.2.1 Basic deposit products","Wholesale clients
,"","2.2.2 Debentures, stocks or bonds issued or proposed to be issued by a government","Wholesale clients
,"","2.2.3 Derivatives","Wholesale clients
,"","2.2.4 Foreign exchange contracts","Wholesale clients
,"","2.2.5 General insurance products","Wholesale clients
,"","2.2.6 Managed investment schemes excluding IDPS","Wholesale clients
,"","2.2.7 Securities","Wholesale clients
3. Provide a custodial or depository service","3.1 Other than IDPS","","Wholesale clients
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