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TORONTO DOMINION AUSTRALIA LIMITED
澳大利亚 ASIC · AFSL 404698 · Authorised (AFS licensee — FX/derivatives-related authorisation)
機関紹介
TORONTO DOMINION AUSTRALIA LIMITED 是一家在澳大利亚证券和投资委员会(ASIC)登记的金融机构。
该机构的牌照/登记号为 AFSL 404698,登记状态为 Authorised(AFS 许可人 —— 涉及外汇和衍生品的授权),牌照生效日期为 01/07/2011。
该机构获授权提供以下服务:为特定金融产品提供财务产品建议,包括存款和支付产品、政府发行的债券、股票或债券,以及证券;为衍生品和外汇合约提供一般财务产品建议;代表他人处理存款和支付产品、政府发行的债券、股票或债券,以及证券;承销证券发行;并为政府发行的债券、股票或债券及其他实体发行的债券做市。
该机构的登记地址为 International,未提供具体商号或网站信息。
请读者注意,所有信息应以 ASIC 官方登记页面为准,谨防冒用该名称的克隆网站。
📋 根据官方监管公开信息整理,AI辅助撰写。内容仅限官方登记事实,不含点差、入金、评分等信息;如有出入以官方登记为准。
公式登録フィールド
| 規制当局 | ASIC |
| ライセンス/登録番号 | AFSL 404698 |
| 登録ステータス | Authorised (AFS licensee — FX/derivatives-related authorisation) |
| ABN/ACN | 73004858020 |
| ライセンス発効日 | 01/07/2011 |
| 登録地域 | International |
数据来源:ASIC AFS Licensee dataset (data.gov.au) · 同步日期 2026-10-28
認可条件(ASIC原文)
This licence authorises the licensee to carry on a financial services business to:
(a) provide financial product advice for the following classes of financial products:
(i) deposit and payment products including:
(A) basic deposit products;
(B) deposit products other than basic deposit products; and
(C) non-cash payment products;
(ii) debentures, stocks or bonds issued or proposed to be issued by a government; and
(iii) securities;
(b) provide general financial product advice for the following clases of financial products:
(i) derivatives; and
(ii) foreign exchange contracts;
(c) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) securities;
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) deposit and payment products including:
(1) basic deposit products;
(2) deposit products other than basic deposit products; and
(3) non-cash payment products;
(B) debentures, stocks or bonds issued or proposed to be issued by a government; and
(C) securities; and
(d) underwriting:
(i) an issue of securities; and
(e) make a market for the following financial products:
(i) debentures, stocks or bonds issued or proposed to be issued by a government and/or debentures issued by any other body;
to wholesale clients.
(a) provide financial product advice for the following classes of financial products:
(i) deposit and payment products including:
(A) basic deposit products;
(B) deposit products other than basic deposit products; and
(C) non-cash payment products;
(ii) debentures, stocks or bonds issued or proposed to be issued by a government; and
(iii) securities;
(b) provide general financial product advice for the following clases of financial products:
(i) derivatives; and
(ii) foreign exchange contracts;
(c) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) securities;
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) deposit and payment products including:
(1) basic deposit products;
(2) deposit products other than basic deposit products; and
(3) non-cash payment products;
(B) debentures, stocks or bonds issued or proposed to be issued by a government; and
(C) securities; and
(d) underwriting:
(i) an issue of securities; and
(e) make a market for the following financial products:
(i) debentures, stocks or bonds issued or proposed to be issued by a government and/or debentures issued by any other body;
to wholesale clients.
⚠ リスク警告:為替や差金取引(CFD)はレバレッジ商品であり、リスクが高く、初期投資を上回る損失が生じる可能性があります。すべての投資家に適しているわけではありません。本ページの内容は一般的な教育資料であり、投資の勧めや、いかなる製品、トレーダーまたはトレーディング行為の推奨を意味するものではありません。取引を行う前にリスクを十分に理解し、お住まいの地域の法律および規制を遵守してください。