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RESOLUTION CAPITAL LIMITED
澳大利亚 ASIC · AFSL 274491 · Authorised (AFS licensee — FX/derivatives-related authorisation)
機関紹介
RESOLUTION CAPITAL LIMITED 是一家在澳大利亚注册的金融服务机构,登记地址位于悉尼新南威尔士州2000。
该机构的牌照/登记号为 AFSL 274491,当前登记状态为授权(AFS持牌人 —— 外汇/衍生品相关授权),牌照生效日期为 2004 年 8 月 11 日。
该机构被授权向零售和批发客户提供一般金融产品建议,涉及的金融产品包括管理投资计划权益(不包括投资者定向组合服务)和证券;同时,仅向批发客户提供特定存款和支付产品、政府发行的债券、股票或票据的建议;此外,还被授权代表批发客户进行特定金融产品的交易,包括存款和支付产品、外汇合约、政府发行的债券、股票或票据、管理投资计划权益(不包括投资者定向组合服务)和证券。
目前未提供商号、网站或跨境服务信息。
请读者注意,所有信息以官方登记页面为准,谨防冒用该名称的克隆网站。
📋 根据官方监管公开信息整理,AI辅助撰写。内容仅限官方登记事实,不含点差、入金、评分等信息;如有出入以官方登记为准。
公式登録フィールド
| 規制当局 | ASIC |
| ライセンス/登録番号 | AFSL 274491 |
| 登録ステータス | Authorised (AFS licensee — FX/derivatives-related authorisation) |
| ABN/ACN | 50108584167 |
| ライセンス発効日 | 11/08/2004 |
| 登録地域 | SYDNEY NSW 2000 Australia |
数据来源:ASIC AFS Licensee dataset (data.gov.au) · 同步日期 2026-10-28
認可条件(ASIC原文)
This licence authorises the licensee to carry on a financial services business to:
(a) provide general financial product advice to retail and wholesale clients for the following classes of financial products:
(i) interests in managed investment schemes excluding investor directed portfolio services; and
(ii) securities;
(b) provide general financial product advice to wholesale clients only for the following classes of financial products:
(i) deposit and payment products limited to:
(1) basic deposit products;
(2) deposit products other than basic deposit products;
(ii) debentures, stocks or bonds issued or proposed to be issued by a government; and
(c) deal in a financial product by:
(i) applying for, acquiring, varying or disposing of a financial product on behalf of another person to wholesale clients only in respect of the following classes of products:
(1) deposit and payment products limited to:
(a)
basic deposit products;
(b)
deposit products other than basic deposit products;
(2) foreign exchange contracts;
(3) debentures, stocks or bonds issued or proposed to be issued by a government;
(4) interests in managed investment schemes excluding investor directed portfolio services; and
(5) securities.
(a) provide general financial product advice to retail and wholesale clients for the following classes of financial products:
(i) interests in managed investment schemes excluding investor directed portfolio services; and
(ii) securities;
(b) provide general financial product advice to wholesale clients only for the following classes of financial products:
(i) deposit and payment products limited to:
(1) basic deposit products;
(2) deposit products other than basic deposit products;
(ii) debentures, stocks or bonds issued or proposed to be issued by a government; and
(c) deal in a financial product by:
(i) applying for, acquiring, varying or disposing of a financial product on behalf of another person to wholesale clients only in respect of the following classes of products:
(1) deposit and payment products limited to:
(a)
basic deposit products;
(b)
deposit products other than basic deposit products;
(2) foreign exchange contracts;
(3) debentures, stocks or bonds issued or proposed to be issued by a government;
(4) interests in managed investment schemes excluding investor directed portfolio services; and
(5) securities.
⚠ リスク警告:為替や差金取引(CFD)はレバレッジ商品であり、リスクが高く、初期投資を上回る損失が生じる可能性があります。すべての投資家に適しているわけではありません。本ページの内容は一般的な教育資料であり、投資の勧めや、いかなる製品、トレーダーまたはトレーディング行為の推奨を意味するものではありません。取引を行う前にリスクを十分に理解し、お住まいの地域の法律および規制を遵守してください。