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TAYLOR COLLISON LIMITED
澳大利亚 ASIC · AFSL 247083 · Authorised (AFS licensee — FX/derivatives-related authorisation)
機関紹介
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公式登録フィールド
| 規制当局 | ASIC |
| ライセンス/登録番号 | AFSL 247083 |
| 登録ステータス | Authorised (AFS licensee — FX/derivatives-related authorisation) |
| ABN/ACN | 53008172450 |
| ライセンス発効日 | 10/03/2004 |
| 登録地域 | ADELAIDE SA 5000 Australia |
数据来源:ASIC AFS Licensee dataset (data.gov.au) · 同步日期 2026-10-28
認可条件(ASIC原文)
This licence authorises the licensee to carry on a financial services business to:
(a) provide financial product advice to wholesale clients only for the following classes of financial products:
(i) non-standard margin lending facility; and
(b) deal in a financial product to wholesale clients only by:
(i) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of financial products:
(A) non-standard margin lending facility; and
(c) provide financial product advice to retail and wholesale clients for the following classes of financial products:
(A) deposit and payment products limited to:
(1) basic deposit products;
(2) deposit products other than basic deposit products;
(B) derivatives limited to:
(1) old law securities options contracts and warrants;
(C) foreign exchange contracts;
(D) debentures, stocks or bonds issued or proposed to be issued by a government;
(E) interests in managed investment schemes including:
(1) investor directed portfolio services;
(F) retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
(G) securities;
(H) standard margin lending facility;
(I) superannuation; and
(J) financial products limited to:
(1) miscellaneous financial investment products;
(d) deal in a financial product to retail and wholesale clients by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) deposit and payment products limited to:
(B) basic deposit products;
(C) deposit products other than basic deposit products;
(D) derivatives limited to:
(1) old law securities options contracts and warrants;
(E) foreign exchange contracts;
(F) debentures, stocks or bonds issued or proposed to be issued by a government;
(G) interests in managed investment schemes including:
(H) investor directed portfolio services;
(I) retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
(J) securities;
(K) superannuation; and
(L) financial products limited to:
(1) miscellaneous financial investment products;
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(1) deposit and payment products limited to:
(a)
basic deposit products;
(b)
deposit products other than basic deposit products;
(2) derivatives limited to:
(a)
old law securities options contracts and warrants;
(3) foreign exchange contracts;
(4) debentures, stocks or bonds issued or proposed to be issued by a government;
(5) interests in managed investment schemes including:
(a)
investor directed portfolio services;
(6) retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
(7) securities;
(8) standard margin lending facility;
(9) superannuation; and
(10) financial products limited to:
(a)
miscellaneous financial investment products; and
(iii) underwriting:
(a) provide financial product advice to wholesale clients only for the following classes of financial products:
(i) non-standard margin lending facility; and
(b) deal in a financial product to wholesale clients only by:
(i) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of financial products:
(A) non-standard margin lending facility; and
(c) provide financial product advice to retail and wholesale clients for the following classes of financial products:
(A) deposit and payment products limited to:
(1) basic deposit products;
(2) deposit products other than basic deposit products;
(B) derivatives limited to:
(1) old law securities options contracts and warrants;
(C) foreign exchange contracts;
(D) debentures, stocks or bonds issued or proposed to be issued by a government;
(E) interests in managed investment schemes including:
(1) investor directed portfolio services;
(F) retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
(G) securities;
(H) standard margin lending facility;
(I) superannuation; and
(J) financial products limited to:
(1) miscellaneous financial investment products;
(d) deal in a financial product to retail and wholesale clients by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) deposit and payment products limited to:
(B) basic deposit products;
(C) deposit products other than basic deposit products;
(D) derivatives limited to:
(1) old law securities options contracts and warrants;
(E) foreign exchange contracts;
(F) debentures, stocks or bonds issued or proposed to be issued by a government;
(G) interests in managed investment schemes including:
(H) investor directed portfolio services;
(I) retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
(J) securities;
(K) superannuation; and
(L) financial products limited to:
(1) miscellaneous financial investment products;
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(1) deposit and payment products limited to:
(a)
basic deposit products;
(b)
deposit products other than basic deposit products;
(2) derivatives limited to:
(a)
old law securities options contracts and warrants;
(3) foreign exchange contracts;
(4) debentures, stocks or bonds issued or proposed to be issued by a government;
(5) interests in managed investment schemes including:
(a)
investor directed portfolio services;
(6) retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
(7) securities;
(8) standard margin lending facility;
(9) superannuation; and
(10) financial products limited to:
(a)
miscellaneous financial investment products; and
(iii) underwriting:
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