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RIVER CAPITAL PTY LTD
澳大利亚 ASIC · AFSL 237985 · Authorised (AFS licensee — FX/derivatives-related authorisation)
機関紹介
RIVER CAPITAL PTY LTD 是一家在澳大利亚注册的金融机构,登记地址位于南亚拉,维多利亚州,邮编3141。
该机构的牌照/登记号为AFSL 237985,登记状态为授权(AFS持牌人,涉及外汇和衍生品相关授权),牌照生效日期为2004年1月31日。
RIVER CAPITAL PTY LTD 获授权提供金融产品建议,包括基本存款产品、政府债券、衍生品、外汇合约、管理投资计划(包括IDPS)以及证券等,服务对象包括零售和批发客户。同时,该机构也获授权交易金融产品,如衍生品、外汇合约、管理投资计划等,并可代表他人处理相关事务。
目前未提供商号、网站或跨境服务信息。
请读者注意,以上信息仅基于官方登记内容,建议通过官方登记页面核实信息,警惕冒用该名称的克隆网站。
📋 根据官方监管公开信息整理,AI辅助撰写。内容仅限官方登记事实,不含点差、入金、评分等信息;如有出入以官方登记为准。
公式登録フィールド
| 規制当局 | ASIC |
| ライセンス/登録番号 | AFSL 237985 |
| 登録ステータス | Authorised (AFS licensee — FX/derivatives-related authorisation) |
| ABN/ACN | 64073531469 |
| ライセンス発効日 | 31/01/2004 |
| 登録地域 | SOUTH YARRA VIC 3141 Australia |
数据来源:ASIC AFS Licensee dataset (data.gov.au) · 同步日期 2026-10-28
認可条件(ASIC原文)
1. Provide financial product advice","1.1 Provide personal and general financial product advice","1.1.1 Basic deposit products","Wholesale clients
,"","1.1.2 Debentures, stocks or bonds issued or proposed to be issued by a government","Wholesale clients
,"","1.1.3 Derivatives","Wholesale clients
,"","1.1.4 Foreign exchange contracts","Wholesale clients
,"","1.1.5 Managed investment schemes including IDPS","Wholesale clients
,"","1.1.6 Non-basic deposit products","Wholesale clients
,"","1.1.7 Securities","Wholesale clients
,"1.2 Provide general financial product advice","1.2.1 Basic deposit products","Retail clients
,"","1.2.2 Debentures, stocks or bonds issued or proposed to be issued by a government","Retail clients
,"","1.2.3 Derivatives","Retail clients
,"","1.2.4 Foreign exchange contracts","Retail clients
,"","1.2.5 Managed investment schemes including IDPS","Retail clients
,"","1.2.6 Non-basic deposit products","Retail clients
,"","1.2.7 Securities","Retail clients
2. Deal in a financial product","2.1 Issue, apply for, acquire, vary or dispose of a financial product","2.1.1 Derivatives","Retail and wholesale clients
,"","2.1.2 Foreign exchange contracts","Retail and wholesale clients
,"","2.1.3 Managed investment schemes including IDPS","Retail and wholesale clients
,"2.2 Apply for, acquire, vary or dispose of a financial product on behalf of another person","2.2.1 Basic deposit products","Retail and wholesale clients
,"","2.2.2 Debentures, stocks or bonds issued or proposed to be issued by a government","Retail and wholesale clients
,"","2.2.3 Derivatives","Retail and wholesale clients
,"","2.2.4 Foreign exchange contracts","Retail and wholesale clients
,"","2.2.5 Managed investment schemes including IDPS","Retail and wholesale clients
,"","2.2.6 Non-basic deposit products","Retail and wholesale clients
,"","2.2.7 Securities","Retail and wholesale clients
3. Provide a custodial or depository service","3.1 Other than IDPS","","Retail and wholesale clients
,"","1.1.2 Debentures, stocks or bonds issued or proposed to be issued by a government","Wholesale clients
,"","1.1.3 Derivatives","Wholesale clients
,"","1.1.4 Foreign exchange contracts","Wholesale clients
,"","1.1.5 Managed investment schemes including IDPS","Wholesale clients
,"","1.1.6 Non-basic deposit products","Wholesale clients
,"","1.1.7 Securities","Wholesale clients
,"1.2 Provide general financial product advice","1.2.1 Basic deposit products","Retail clients
,"","1.2.2 Debentures, stocks or bonds issued or proposed to be issued by a government","Retail clients
,"","1.2.3 Derivatives","Retail clients
,"","1.2.4 Foreign exchange contracts","Retail clients
,"","1.2.5 Managed investment schemes including IDPS","Retail clients
,"","1.2.6 Non-basic deposit products","Retail clients
,"","1.2.7 Securities","Retail clients
2. Deal in a financial product","2.1 Issue, apply for, acquire, vary or dispose of a financial product","2.1.1 Derivatives","Retail and wholesale clients
,"","2.1.2 Foreign exchange contracts","Retail and wholesale clients
,"","2.1.3 Managed investment schemes including IDPS","Retail and wholesale clients
,"2.2 Apply for, acquire, vary or dispose of a financial product on behalf of another person","2.2.1 Basic deposit products","Retail and wholesale clients
,"","2.2.2 Debentures, stocks or bonds issued or proposed to be issued by a government","Retail and wholesale clients
,"","2.2.3 Derivatives","Retail and wholesale clients
,"","2.2.4 Foreign exchange contracts","Retail and wholesale clients
,"","2.2.5 Managed investment schemes including IDPS","Retail and wholesale clients
,"","2.2.6 Non-basic deposit products","Retail and wholesale clients
,"","2.2.7 Securities","Retail and wholesale clients
3. Provide a custodial or depository service","3.1 Other than IDPS","","Retail and wholesale clients
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