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UBS SECURITIES AUSTRALIA LTD
澳大利亚 ASIC · AFSL 231098 · Authorised (AFS licensee — FX/derivatives-related authorisation)
機関紹介
UBS Securities Australia Ltd 是一家在澳大利亚证券与投资委员会（ASIC）登记的金融机构，注册地址位于悉尼新南威尔士州2000。
该机构的牌照/登记号为AFSL 231098，登记状态为授权（AFS持牌人—涉及外汇和衍生品的授权），牌照生效日期为2004年1月1日。
该机构被授权提供金融产品建议、交易金融产品、为金融产品做市以及提供托管或保管服务，主要面向批发客户，涉及的业务包括外汇合约、衍生品、证券、政府发行的债券等。
目前未提供商号、网站或跨境服务的相关信息。
请读者注意，以上信息基于官方登记内容，建议通过ASIC官方网站核实最新信息，并警惕冒用该名称的克隆网站。
📋 根据官方监管公开信息整理，AI辅助撰写（qwen3-30b-a3b-fp8）。内容仅限官方登记事实，不含点差、入金、评分等信息；如有出入以官方登记为准。
公式登録フィールド
| 規制当局 | ASIC |
| ライセンス／登録番号 | AFSL 231098 |
| 登録ステータス | Authorised (AFS licensee — FX/derivatives-related authorisation) |
| ABN/ACN | 62008586481 |
| ライセンス発効日 | 01/01/2004 |
| 登録地域 | SYDNEY NSW 2000 Australia |
数据来源：ASIC AFS Licensee dataset (data.gov.au) · 同步日期 2026-10-28 · 明细抓取 2026-10-28
認可条件（ASIC原文）
1. Provide financial product advice","1.1 Provide personal and general financial product advice","1.1.1 Australian carbon credit units","Wholesale clients
,"","1.1.2 Basic deposit products","Wholesale clients
,"","1.1.3 Debentures, stocks or bonds issued or proposed to be issued by a government","Wholesale clients
,"","1.1.4 Derivatives","Wholesale clients
,"","1.1.5 Eligible international emissions units","Wholesale clients
,"","1.1.6 Foreign exchange contracts","Wholesale clients
,"","1.1.7 Managed investment schemes excluding IDPS","Wholesale clients
,"","1.1.8 Non-basic deposit products","Wholesale clients
,"","1.1.9 Non-cash payment products","Wholesale clients
,"","1.1.10 Securities","Wholesale clients
2. Deal in a financial product","2.1 Issue, apply for, acquire, vary or dispose of a financial product","2.1.1 Derivatives","Wholesale clients
,"","2.1.2 Foreign exchange contracts","Wholesale clients
,"","2.1.3 Managed investment schemes excluding IDPS","Wholesale clients
,"","2.1.4 Securities","Wholesale clients
,"2.2 Apply for, acquire, vary or dispose of a financial product on behalf of another person","2.2.1 Australian carbon credit units","Wholesale clients
,"","2.2.2 Basic deposit products","Wholesale clients
,"","2.2.3 Debentures, stocks or bonds issued or proposed to be issued by a government","Wholesale clients
,"","2.2.4 Derivatives","Wholesale clients
,"","2.2.5 Eligible international emissions units","Wholesale clients
,"","2.2.6 Foreign exchange contracts","Wholesale clients
,"","2.2.7 Managed investment schemes excluding IDPS","Wholesale clients
,"","2.2.8 Non-basic deposit products","Wholesale clients
,"","2.2.9 Securities","Wholesale clients
,"2.3 Underwrite a financial product","2.3.1 Managed investment schemes","Wholesale clients
,"","2.3.2 Securities","Wholesale clients
3. Make a market for a financial product, null, null","3.1.1 Australian carbon credit units","Wholesale clients
,"","3.1.2 Debentures, stocks or bonds issued or proposed to be issued by a government and/or debentures issued by any other body","Wholesale clients
,"","3.1.3 Derivatives","Wholesale clients
,"","3.1.4 Eligible international emissions units","Wholesale clients
,"","3.1.5 Financial products other than: (a) derivatives; (b) foreign exchange contracts; and (c) debentures, stocks or bonds issued or proposed to be issued by a government and/or debentures issued by any other body","Wholesale clients
4. Provide a custodial or depository service","4.1 Other than IDPS","","Wholesale clients
,"","1.1.2 Basic deposit products","Wholesale clients
,"","1.1.3 Debentures, stocks or bonds issued or proposed to be issued by a government","Wholesale clients
,"","1.1.4 Derivatives","Wholesale clients
,"","1.1.5 Eligible international emissions units","Wholesale clients
,"","1.1.6 Foreign exchange contracts","Wholesale clients
,"","1.1.7 Managed investment schemes excluding IDPS","Wholesale clients
,"","1.1.8 Non-basic deposit products","Wholesale clients
,"","1.1.9 Non-cash payment products","Wholesale clients
,"","1.1.10 Securities","Wholesale clients
2. Deal in a financial product","2.1 Issue, apply for, acquire, vary or dispose of a financial product","2.1.1 Derivatives","Wholesale clients
,"","2.1.2 Foreign exchange contracts","Wholesale clients
,"","2.1.3 Managed investment schemes excluding IDPS","Wholesale clients
,"","2.1.4 Securities","Wholesale clients
,"2.2 Apply for, acquire, vary or dispose of a financial product on behalf of another person","2.2.1 Australian carbon credit units","Wholesale clients
,"","2.2.2 Basic deposit products","Wholesale clients
,"","2.2.3 Debentures, stocks or bonds issued or proposed to be issued by a government","Wholesale clients
,"","2.2.4 Derivatives","Wholesale clients
,"","2.2.5 Eligible international emissions units","Wholesale clients
,"","2.2.6 Foreign exchange contracts","Wholesale clients
,"","2.2.7 Managed investment schemes excluding IDPS","Wholesale clients
,"","2.2.8 Non-basic deposit products","Wholesale clients
,"","2.2.9 Securities","Wholesale clients
,"2.3 Underwrite a financial product","2.3.1 Managed investment schemes","Wholesale clients
,"","2.3.2 Securities","Wholesale clients
3. Make a market for a financial product, null, null","3.1.1 Australian carbon credit units","Wholesale clients
,"","3.1.2 Debentures, stocks or bonds issued or proposed to be issued by a government and/or debentures issued by any other body","Wholesale clients
,"","3.1.3 Derivatives","Wholesale clients
,"","3.1.4 Eligible international emissions units","Wholesale clients
,"","3.1.5 Financial products other than: (a) derivatives; (b) foreign exchange contracts; and (c) debentures, stocks or bonds issued or proposed to be issued by a government and/or debentures issued by any other body","Wholesale clients
4. Provide a custodial or depository service","4.1 Other than IDPS","","Wholesale clients
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