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UBS NOMINEES PTY LTD
澳大利亚 ASIC · AFSL 231088 · Authorised (AFS licensee — FX/derivatives-related authorisation)
機関紹介
UBS NOMINEES PTY LTD 是一家在澳大利亚证券与投资委员会(ASIC)登记的金融机构,注册地址位于悉尼新南威尔士州2000。
该机构的牌照/登记号为AFSL 231088,登记状态为授权(AFS持牌人),牌照生效日期为2004年1月1日。
该机构获授权从事金融产品交易,包括存款和支付产品、衍生品、外汇合约、政府发行的债券、投资管理计划及证券等,并提供投资者定向投资服务(IDPS)及托管或保管服务。
该机构未提供商号或网站信息,也未提及跨境服务。
请读者注意,所有信息应以澳大利亚证券与投资委员会的官方登记页面为准,谨防冒用该名称的克隆网站。
📋 根据官方监管公开信息整理,AI辅助撰写。内容仅限官方登记事实,不含点差、入金、评分等信息;如有出入以官方登记为准。
公式登録フィールド
| 規制当局 | ASIC |
| ライセンス/登録番号 | AFSL 231088 |
| 登録ステータス | Authorised (AFS licensee — FX/derivatives-related authorisation) |
| ABN/ACN | 32001450522 |
| ライセンス発効日 | 01/01/2004 |
| 登録地域 | SYDNEY NSW 2000 Australia |
数据来源:ASIC AFS Licensee dataset (data.gov.au) · 同步日期 2026-10-28
認可条件(ASIC原文)
This licence authorises the licensee to carry on a financial services business to:
(a) deal in a financial product by:
(i) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) deposit and payment products limited to:
(1) basic deposit products;
(2) deposit products other than basic deposit products;
(B) derivatives;
(C) foreign exchange contracts;
(D) debentures, stocks or bonds issued or proposed to be issued by a government;
(E) interests in managed investment schemes including:
(1) investor directed portfolio services; and
(F) securities; and
(b) provide the following custodial or depository services:
(i) operate investor directed portfolio services (each of which is referred to as the IDPS); and
(ii) operate custodial or depository services other than investor directed portfolio services;
to retail and wholesale clients.
(a) deal in a financial product by:
(i) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) deposit and payment products limited to:
(1) basic deposit products;
(2) deposit products other than basic deposit products;
(B) derivatives;
(C) foreign exchange contracts;
(D) debentures, stocks or bonds issued or proposed to be issued by a government;
(E) interests in managed investment schemes including:
(1) investor directed portfolio services; and
(F) securities; and
(b) provide the following custodial or depository services:
(i) operate investor directed portfolio services (each of which is referred to as the IDPS); and
(ii) operate custodial or depository services other than investor directed portfolio services;
to retail and wholesale clients.
⚠ リスク警告:為替や差金取引(CFD)はレバレッジ商品であり、リスクが高く、初期投資を上回る損失が生じる可能性があります。すべての投資家に適しているわけではありません。本ページの内容は一般的な教育資料であり、投資の勧めや、いかなる製品、トレーダーまたはトレーディング行為の推奨を意味するものではありません。取引を行う前にリスクを十分に理解し、お住まいの地域の法律および規制を遵守してください。