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PENGANA INVESTMENT MANAGEMENT LIMITED
澳大利亚 ASIC · AFSL 219462 · Authorised (AFS licensee — FX/derivatives-related authorisation)
機関紹介
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公式登録フィールド
| 規制当局 | ASIC |
| ライセンス／登録番号 | AFSL 219462 |
| 登録ステータス | Authorised (AFS licensee — FX/derivatives-related authorisation) |
| ABN/ACN | 69063081612 |
| ライセンス発効日 | 05/06/2002 |
| 登録地域 | SYDNEY NSW 2000 Australia |
数据来源：ASIC AFS Licensee dataset (data.gov.au) · 同步日期 2026-10-28
認可条件（ASIC原文）
This licence authorises the licensee to carry on a financial services business to:
(a) provide general financial product advice for the following classes of financial products:
(i) interests in managed investment schemes limited to:
(A) own managed investment scheme only;
(b) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) derivatives;
(B) foreign exchange contracts;
(C) interests in managed investment schemes limited to:
(1) own managed investment scheme only;
(D) securities; and
(E) superannuation; and
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) derivatives;
(B) foreign exchange contracts; and
(C) securities; and
(c) operate the following kinds of registered managed investment schemes (including the holding of any incidental property) in its capacity as responsible entity:
(i) schemes which only hold the following types of property:
(A) financial assets;
to retail and wholesale clients.
(a) provide general financial product advice for the following classes of financial products:
(i) interests in managed investment schemes limited to:
(A) own managed investment scheme only;
(b) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) derivatives;
(B) foreign exchange contracts;
(C) interests in managed investment schemes limited to:
(1) own managed investment scheme only;
(D) securities; and
(E) superannuation; and
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) derivatives;
(B) foreign exchange contracts; and
(C) securities; and
(c) operate the following kinds of registered managed investment schemes (including the holding of any incidental property) in its capacity as responsible entity:
(i) schemes which only hold the following types of property:
(A) financial assets;
to retail and wholesale clients.
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