EC POHL & CO RE LTD
澳大利亚 ASIC · AFSL 554769 · Authorised (AFS licensee — FX/derivatives-related authorisation)
机构介绍
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官方登记字段
| 监管机构 | ASIC |
| 牌照/登记号 | AFSL 554769 |
| 登记状态 | Authorised (AFS licensee — FX/derivatives-related authorisation) |
| ABN/ACN | 41671793365 |
| 牌照生效日期 | 27/08/2024 |
| 登记地区 | BUNDALL QLD 4217 Australia |
数据来源：ASIC AFS Licensee dataset (data.gov.au) · 同步日期 2026-10-28
授权条件（ASIC 原文）
1. Provide financial product advice","1.1 Provide personal and general financial product advice","1.1.1 Basic deposit products","Wholesale clients
,"","1.1.2 Debentures, stocks or bonds issued or proposed to be issued by a government","Wholesale clients
,"","1.1.3 Derivatives","Wholesale clients
,"","1.1.4 Foreign exchange contracts","Wholesale clients
,"","1.1.5 Managed investment schemes excluding IDPS","Wholesale clients
,"","1.1.6 Non-basic deposit products","Wholesale clients
,"","1.1.7 Securities","Wholesale clients
,"1.2 Provide general financial product advice","1.2.1 Managed investment schemes excluding IDPS","Retail clients
2. Deal in a financial product","2.1 Issue, apply for, acquire, vary or dispose of a financial product","2.1.1 Derivatives","Retail and wholesale clients
,"","2.1.2 Foreign exchange contracts","Retail and wholesale clients
,"","2.1.3 Managed investment schemes excluding IDPS","Retail and wholesale clients
,"2.2 Apply for, acquire, vary or dispose of a financial product on behalf of another person","2.2.1 Basic deposit products","Retail and wholesale clients
,"","2.2.2 Debentures, stocks or bonds issued or proposed to be issued by a government","Retail and wholesale clients
,"","2.2.3 Derivatives","Retail and wholesale clients
,"","2.2.4 Foreign exchange contracts","Retail and wholesale clients
,"","2.2.5 Managed investment schemes including IDPS","Retail and wholesale clients
,"","2.2.6 Non-basic deposit products","Retail and wholesale clients
,"","2.2.7 Securities","Retail and wholesale clients
3. Operate a registered management investment scheme as responsible entity (includes holding any incidental property)","3.1 The specified scheme type(s) only","3.1.1 Financial assets","Retail and wholesale clients
4. Provide a custodial or depository service","4.1 Other than IDPS","","Retail and wholesale clients
,"","1.1.2 Debentures, stocks or bonds issued or proposed to be issued by a government","Wholesale clients
,"","1.1.3 Derivatives","Wholesale clients
,"","1.1.4 Foreign exchange contracts","Wholesale clients
,"","1.1.5 Managed investment schemes excluding IDPS","Wholesale clients
,"","1.1.6 Non-basic deposit products","Wholesale clients
,"","1.1.7 Securities","Wholesale clients
,"1.2 Provide general financial product advice","1.2.1 Managed investment schemes excluding IDPS","Retail clients
2. Deal in a financial product","2.1 Issue, apply for, acquire, vary or dispose of a financial product","2.1.1 Derivatives","Retail and wholesale clients
,"","2.1.2 Foreign exchange contracts","Retail and wholesale clients
,"","2.1.3 Managed investment schemes excluding IDPS","Retail and wholesale clients
,"2.2 Apply for, acquire, vary or dispose of a financial product on behalf of another person","2.2.1 Basic deposit products","Retail and wholesale clients
,"","2.2.2 Debentures, stocks or bonds issued or proposed to be issued by a government","Retail and wholesale clients
,"","2.2.3 Derivatives","Retail and wholesale clients
,"","2.2.4 Foreign exchange contracts","Retail and wholesale clients
,"","2.2.5 Managed investment schemes including IDPS","Retail and wholesale clients
,"","2.2.6 Non-basic deposit products","Retail and wholesale clients
,"","2.2.7 Securities","Retail and wholesale clients
3. Operate a registered management investment scheme as responsible entity (includes holding any incidental property)","3.1 The specified scheme type(s) only","3.1.1 Financial assets","Retail and wholesale clients
4. Provide a custodial or depository service","4.1 Other than IDPS","","Retail and wholesale clients
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