POLAR 993 LIMITED
澳大利亚 ASIC · AFSL 525458 · Authorised (AFS licensee — FX/derivatives-related authorisation)
机构介绍
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官方登记字段
| 监管机构 | ASIC |
| 牌照/登记号 | AFSL 525458 |
| 登记状态 | Authorised (AFS licensee — FX/derivatives-related authorisation) |
| ABN/ACN | 77642129226 |
| 牌照生效日期 | 18/11/2020 |
| 登记地区 | MELBOURNE VIC 3004 Australia |
数据来源:ASIC AFS Licensee dataset (data.gov.au) · 同步日期 2026-10-28
授权条件(ASIC 原文)
This licence authorises the licensee to carry on a financial services business to:
(a) provide financial product advice to wholesale clients only for the following classes of financial products:
(i) deposit and payment products limited to:
(A) basic deposit products;
(ii) derivatives;
(iii) foreign exchange contracts;
(iv) general insurance products;
(v) debentures, stocks or bonds issued or proposed to be issued by a government;
(vi) interests in managed investment schemes excluding investor directed portfolio services; and
(vii) securities;
(b) provide general financial product advice to retail clients only for the following classes of financial products:
(i) deposit and payment products limited to:
(A) basic deposit products;
(ii) derivatives;
(iii) foreign exchange contracts;
(iv) general insurance products;
(v) debentures, stocks or bonds issued or proposed to be issued by a government;
(vi) interests in managed investment schemes excluding investor directed portfolio services; and
(vii) securities;
(c) deal in a financial product to retail and wholesale clients by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) derivatives;
(B) foreign exchange contracts;
(C) interests in managed investment schemes excluding investor directed portfolio services; and
(D) securities; and
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) deposit and payment products limited to:
(1) basic deposit products;
(B) derivatives;
(C) foreign exchange contracts;
(D) general insurance products;
(E) debentures, stocks or bonds issued or proposed to be issued by a government;
(F) interests in managed investment schemes excluding investor directed portfolio services; and
(G) securities;
(d) operate the following kinds of registered managed investment schemes (including the holding of any incidental property) in its capacity as responsible entity to retail and wholesale clients:
(i) schemes which only hold the following types of property:
(A) derivatives;
(B) direct real property;
(C) financial assets; and
(D) mortgages;
(e) provide the following custodial or depository services to wholesale clients only:
(i) operate custodial or depository services other than investor directed portfolio services; and
(f) operate the business and conduct the affairs of a wholesale CCIV(s) which only holds the following types of CCIV assets (including the holding of any incidental property):
(i) Commodities;
(ii) Crypto assets;
(iii) Derivatives;
(iv) Direct Real Property;
(v) Financial assets;
(vi) Mortgages; and
(vii) Primary Production;.
(a) provide financial product advice to wholesale clients only for the following classes of financial products:
(i) deposit and payment products limited to:
(A) basic deposit products;
(ii) derivatives;
(iii) foreign exchange contracts;
(iv) general insurance products;
(v) debentures, stocks or bonds issued or proposed to be issued by a government;
(vi) interests in managed investment schemes excluding investor directed portfolio services; and
(vii) securities;
(b) provide general financial product advice to retail clients only for the following classes of financial products:
(i) deposit and payment products limited to:
(A) basic deposit products;
(ii) derivatives;
(iii) foreign exchange contracts;
(iv) general insurance products;
(v) debentures, stocks or bonds issued or proposed to be issued by a government;
(vi) interests in managed investment schemes excluding investor directed portfolio services; and
(vii) securities;
(c) deal in a financial product to retail and wholesale clients by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) derivatives;
(B) foreign exchange contracts;
(C) interests in managed investment schemes excluding investor directed portfolio services; and
(D) securities; and
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) deposit and payment products limited to:
(1) basic deposit products;
(B) derivatives;
(C) foreign exchange contracts;
(D) general insurance products;
(E) debentures, stocks or bonds issued or proposed to be issued by a government;
(F) interests in managed investment schemes excluding investor directed portfolio services; and
(G) securities;
(d) operate the following kinds of registered managed investment schemes (including the holding of any incidental property) in its capacity as responsible entity to retail and wholesale clients:
(i) schemes which only hold the following types of property:
(A) derivatives;
(B) direct real property;
(C) financial assets; and
(D) mortgages;
(e) provide the following custodial or depository services to wholesale clients only:
(i) operate custodial or depository services other than investor directed portfolio services; and
(f) operate the business and conduct the affairs of a wholesale CCIV(s) which only holds the following types of CCIV assets (including the holding of any incidental property):
(i) Commodities;
(ii) Crypto assets;
(iii) Derivatives;
(iv) Direct Real Property;
(v) Financial assets;
(vi) Mortgages; and
(vii) Primary Production;.
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