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监管登记库 › ASIC › AFSL 412901

BANK OF AMERICA, NATIONAL ASSOCIATION

澳大利亚 ASIC · AFSL 412901 · Authorised (AFS licensee — FX/derivatives-related authorisation)

机构介绍

BANK OF AMERICA, NATIONAL ASSOCIATION是在澳大利亚登记的金融机构,登记地址位于SYDNEY NSW 2000。

该机构的牌照/登记号为AFSL 412901,登记状态为Authorised(AFS许可人—外汇/衍生品相关授权),牌照生效日期为2012年1月17日。

该机构被授权提供金融产品建议,包括存款和支付产品、衍生品、外汇合约、政府发行的债券、股票或债券、非投资者定向投资方案的权益以及证券。同时,该机构可进行金融产品的交易、市场操作及托管服务,主要面向批发客户。

目前未提供商号、网站或跨境服务的相关信息。

请读者注意,以上信息基于官方登记内容,建议以官方登记页面为准,警惕冒用该名称的克隆网站。

📋 根据官方监管公开信息整理,AI辅助撰写(qwen3-30b-a3b-fp8)。内容仅限官方登记事实,不含点差、入金、评分等信息;如有出入以官方登记为准。

在 ASIC 官方登记处核实 ↗

官方登记字段

监管机构ASIC
牌照/登记号AFSL 412901
登记状态Authorised (AFS licensee — FX/derivatives-related authorisation)
ABN/ACN51064874531
牌照生效日期17/01/2012
登记地区SYDNEY NSW 2000 Australia

数据来源:ASIC AFS Licensee dataset (data.gov.au) · 同步日期 2026-10-28 · 明细抓取 2026-10-28

授权条件(ASIC 原文)

This licence authorises the licensee to carry on a financial services business to:
(a) provide financial product advice for the following classes of financial products:
(i) deposit and payment products including:
(A) basic deposit products;
(B) deposit products other than basic deposit products; and
(C) non-cash payment products;
(ii) derivatives;
(iii) foreign exchange contracts;
(iv) debentures, stocks or bonds issued or proposed to be issued by a government;
(v) interests in managed investment schemes excluding investor directed portfolio services; and
(vi) securities;
(b) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) deposit and payment products including:
(1) basic deposit products;
(2) deposit products other than basic deposit products; and
(3) non-cash payment products;
(B) derivatives;
(C) foreign exchange contracts;
(D) debentures, stocks or bonds issued or proposed to be issued by a government;
(E) interests in managed investment schemes excluding investor directed portfolio services; and
(F) securities; and
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) deposit and payment products including:
(1) basic deposit products;
(2) deposit products other than basic deposit products; and
(3) non-cash payment products;
(B) derivatives;
(C) foreign exchange contracts;
(D) debentures, stocks or bonds issued or proposed to be issued by a government;
(E) interests in managed investment schemes excluding investor directed portfolio services; and
(F) securities;
(c) make a market for the following financial products:
(i) foreign exchange contracts;
(ii) derivatives; and
(iii) debentures, stocks or bonds issued or proposed to be issued by a government and/or debentures issued by any other body; and
(d) provide the following custodial or depository services:
(i) operate custodial or depository services other than investor directed portfolio services;
to wholesale clients.
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