RE1 LIMITED
澳大利亚 ASIC · AFSL 380202 · Authorised (AFS licensee — FX/derivatives-related authorisation)
机构介绍
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官方登记字段
| 监管机构 | ASIC |
| 牌照/登记号 | AFSL 380202 |
| 登记状态 | Authorised (AFS licensee — FX/derivatives-related authorisation) |
| ABN/ACN | 80145743862 |
| 牌照生效日期 | 02/11/2010 |
| 登记地区 | SYDNEY NSW 2000 Australia |
数据来源:ASIC AFS Licensee dataset (data.gov.au) · 同步日期 2026-10-28
授权条件(ASIC 原文)
This licence authorises the licensee to carry on a financial services business to:
(a) provide general financial product advice for the following classes of financial products:
(i) interests in managed investment schemes excluding investor directed portfolio services; and
(ii) securities;
(b) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) derivatives;
(B) foreign exchange contracts;
(C) interests in managed investment schemes excluding investor directed portfolio services; and
(D) securities; and
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) deposit and payment products including:
(1) basic deposit products;
(2) deposit products other than basic deposit products; and
(3) non-cash payment products;
(B) derivatives;
(C) foreign exchange contracts;
(D) general insurance products;
(E) debentures, stocks or bonds issued or proposed to be issued by a government;
(F) interests in managed investment schemes excluding investor directed portfolio services; and
(G) securities; and
(c) operate the following kinds of registered managed investment schemes (including the holding of any incidental property) in its capacity as responsible entity:
(i) "Westfield Retail Trust 1" scheme (ARSN: 146 934 536),
(A) a scheme which only holds the following types of property:
(1) derivatives;
(2) direct real property; and
(3) financial assets;
to retail and wholesale clients.
(a) provide general financial product advice for the following classes of financial products:
(i) interests in managed investment schemes excluding investor directed portfolio services; and
(ii) securities;
(b) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) derivatives;
(B) foreign exchange contracts;
(C) interests in managed investment schemes excluding investor directed portfolio services; and
(D) securities; and
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) deposit and payment products including:
(1) basic deposit products;
(2) deposit products other than basic deposit products; and
(3) non-cash payment products;
(B) derivatives;
(C) foreign exchange contracts;
(D) general insurance products;
(E) debentures, stocks or bonds issued or proposed to be issued by a government;
(F) interests in managed investment schemes excluding investor directed portfolio services; and
(G) securities; and
(c) operate the following kinds of registered managed investment schemes (including the holding of any incidental property) in its capacity as responsible entity:
(i) "Westfield Retail Trust 1" scheme (ARSN: 146 934 536),
(A) a scheme which only holds the following types of property:
(1) derivatives;
(2) direct real property; and
(3) financial assets;
to retail and wholesale clients.
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