ALPHA SECURITIES PTY LTD
澳大利亚 ASIC · AFSL 330757 · Authorised (AFS licensee — FX/derivatives-related authorisation)
机构介绍
ALPHA SECURITIES PTY LTD 是一家在澳大利亚证券及投资委员会（ASIC）登记的金融机构，其登记地址位于悉尼新南威尔士州2000。
该机构的牌照/登记号为AFSL 330757，登记状态为授权（AFS持牌人—涉及外汇和衍生品的授权），牌照生效日期为2008年11月6日。
该机构被授权提供金融产品建议，包括存款和支付产品、衍生品、外汇合约、政府发行的债券、管理投资方案的权益、证券以及保证金贷款设施等。同时，该机构也被授权交易相关金融产品，并为客户提供托管或保管服务。
目前未提供商号、网站或跨境服务的相关信息。
请读者注意，任何与该机构相关的业务应以澳大利亚证券及投资委员会的官方登记页面为准，同时警惕冒用该名称的克隆网站。
📋 根据官方监管公开信息整理，AI辅助撰写（qwen3-30b-a3b-fp8）。内容仅限官方登记事实，不含点差、入金、评分等信息；如有出入以官方登记为准。
官方登记字段
| 监管机构 | ASIC |
| 牌照/登记号 | AFSL 330757 |
| 登记状态 | Authorised (AFS licensee — FX/derivatives-related authorisation) |
| ABN/ACN | 96124327064 |
| 牌照生效日期 | 06/11/2008 |
| 登记地区 | SYDNEY NSW 2000 Australia |
数据来源：ASIC AFS Licensee dataset (data.gov.au) · 同步日期 2026-10-28 · 明细抓取 2026-10-28
授权条件（ASIC 原文）
This licence authorises the licensee to carry on a financial services business to:
(a) provide financial product advice for the following classes of financial products:
(i) deposit and payment products limited to:
(A) basic deposit products;
(B) deposit products other than basic deposit products;
(ii) derivatives;
(iii) foreign exchange contracts;
(iv) debentures, stocks or bonds issued or proposed to be issued by a government;
(v) interests in managed investment schemes including:
(A) investor directed portfolio services;
(vi) interests in managed investment schemes limited to:
(B) MDA services;
(vii) securities;
(viii non-standard margin lending facility; and
(ix) standard margin lending facility;
(b) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) derivatives;
(B) foreign exchange contracts;
(C) interests in managed investment schemes including:
(1) investor directed portfolio services; and
(D) interests in managed investment schemes limited to:
(2) MDA services; and
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) deposit and payment products limited to:
(1) basic deposit products;
(2) deposit products other than basic deposit products;
(B) derivatives;
(C) foreign exchange contracts;
(D) debentures, stocks or bonds issued or proposed to be issued by a government;
(E) interests in managed investment schemes including:
(1) investor directed portfolio services;
(F) interests in managed investment schemes limited to:
(2) MDA services;
(G) securities;
(H) non-standard margin lending facility; and
(I) standard margin lending facility; and
(c) provide the following custodial or depository services:
(i) operate custodial or depository services other than investor directed portfolio services and managed discretionary accounts
to retail and wholesale clients.
(a) provide financial product advice for the following classes of financial products:
(i) deposit and payment products limited to:
(A) basic deposit products;
(B) deposit products other than basic deposit products;
(ii) derivatives;
(iii) foreign exchange contracts;
(iv) debentures, stocks or bonds issued or proposed to be issued by a government;
(v) interests in managed investment schemes including:
(A) investor directed portfolio services;
(vi) interests in managed investment schemes limited to:
(B) MDA services;
(vii) securities;
(viii non-standard margin lending facility; and
(ix) standard margin lending facility;
(b) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) derivatives;
(B) foreign exchange contracts;
(C) interests in managed investment schemes including:
(1) investor directed portfolio services; and
(D) interests in managed investment schemes limited to:
(2) MDA services; and
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) deposit and payment products limited to:
(1) basic deposit products;
(2) deposit products other than basic deposit products;
(B) derivatives;
(C) foreign exchange contracts;
(D) debentures, stocks or bonds issued or proposed to be issued by a government;
(E) interests in managed investment schemes including:
(1) investor directed portfolio services;
(F) interests in managed investment schemes limited to:
(2) MDA services;
(G) securities;
(H) non-standard margin lending facility; and
(I) standard margin lending facility; and
(c) provide the following custodial or depository services:
(i) operate custodial or depository services other than investor directed portfolio services and managed discretionary accounts
to retail and wholesale clients.
⚠ 风险提示：外汇及差价合约（CFD）为杠杆产品，风险高，亏损可能超过初始投入，不适合所有投资者。本页内容仅为一般性教育资料，不构成投资建议，也不构成对任何产品、交易商或交易行为的推荐。交易前请充分了解风险，并遵守所在地法律法规。