PACIFIC ROAD CAPITAL MANAGEMENT PTY LTD
澳大利亚 ASIC · AFSL 306837 · Authorised (AFS licensee — FX/derivatives-related authorisation)
机构介绍
PACIFIC ROAD CAPITAL MANAGEMENT PTY LTD 是一家在澳大利亚证券和投资委员会(ASIC)登记的金融机构。
该机构的牌照/登记号为AFSL 306837,登记状态为授权(AFS持牌人),牌照生效日期为2007年3月28日。
该机构被授权提供一般金融产品建议,涉及存款和支付产品、用于风险管理的衍生品(仅限对冲)、管理投资计划权益和证券。同时,该机构可代表批发客户进行相关金融产品的发行、申请、收购、变更或处置。
目前未提供商号、网站或跨境服务信息。
请读者注意,任何与该机构相关的业务应以ASIC官方登记页面信息为准,并警惕可能存在的冒用该名称的克隆网站。
📋 根据官方监管公开信息整理,AI辅助撰写(qwen3-30b-a3b-fp8)。内容仅限官方登记事实,不含点差、入金、评分等信息;如有出入以官方登记为准。
官方登记字段
| 监管机构 | ASIC |
| 牌照/登记号 | AFSL 306837 |
| 登记状态 | Authorised (AFS licensee — FX/derivatives-related authorisation) |
| ABN/ACN | 85117934586 |
| 牌照生效日期 | 28/03/2007 |
| 登记地区 | SYDNEY NSW 2000 Australia |
数据来源:ASIC AFS Licensee dataset (data.gov.au) · 同步日期 2026-10-28 · 明细抓取 2026-10-28
授权条件(ASIC 原文)
This licence authorises the licensee to carry on a financial services business to:
(a) provide general financial product advice only, for the following classes of financial products:
(i) deposit and payment products limited to:
(A) basic deposit products;
(ii) derivatives restricted to derivatives utilised for the management of financial risk (hedging) which only have the purposes of:
(A) management or mitigation of the financial consequences of particular circumstances happening; or
(B) avoiding or limiting the financial consequences of fluctuations, in or in the value of, receipts or costs (including prices and interest rates);
(iii) interests in managed investment schemes excluding investor directed portfolio services; and
(iv) securities; and
(b) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) derivatives restricted to derivatives utilised for the management of financial risk (hedging) which only have the purposes of:
(1) management or mitigation of the financial consequences of particular circumstances happening; or
(2) avoiding or limiting the financial consequences of fluctuations, in or in the value of, receipts or costs (including prices and interest rates);
(B) foreign exchange contracts; and
(C) interests in managed investment schemes excluding investor directed portfolio services; and
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) deposit and payment products limited to:
(1) basic deposit products;
(B) derivatives restricted to derivatives utilised for the management of financial risk (hedging) which only have the purposes of:
(1) management or mitigation of the financial consequences of particular circumstances happening; or
(2) avoiding or limiting the financial consequences of fluctuations, in or in the value of, receipts or costs (including prices and interest rates);
(C) foreign exchange contracts;
(D) interests in managed investment schemes excluding investor directed portfolio services; and
(E) securities;
to wholesale clients.
(a) provide general financial product advice only, for the following classes of financial products:
(i) deposit and payment products limited to:
(A) basic deposit products;
(ii) derivatives restricted to derivatives utilised for the management of financial risk (hedging) which only have the purposes of:
(A) management or mitigation of the financial consequences of particular circumstances happening; or
(B) avoiding or limiting the financial consequences of fluctuations, in or in the value of, receipts or costs (including prices and interest rates);
(iii) interests in managed investment schemes excluding investor directed portfolio services; and
(iv) securities; and
(b) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) derivatives restricted to derivatives utilised for the management of financial risk (hedging) which only have the purposes of:
(1) management or mitigation of the financial consequences of particular circumstances happening; or
(2) avoiding or limiting the financial consequences of fluctuations, in or in the value of, receipts or costs (including prices and interest rates);
(B) foreign exchange contracts; and
(C) interests in managed investment schemes excluding investor directed portfolio services; and
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) deposit and payment products limited to:
(1) basic deposit products;
(B) derivatives restricted to derivatives utilised for the management of financial risk (hedging) which only have the purposes of:
(1) management or mitigation of the financial consequences of particular circumstances happening; or
(2) avoiding or limiting the financial consequences of fluctuations, in or in the value of, receipts or costs (including prices and interest rates);
(C) foreign exchange contracts;
(D) interests in managed investment schemes excluding investor directed portfolio services; and
(E) securities;
to wholesale clients.
⚠ 风险提示:外汇及差价合约(CFD)为杠杆产品,风险高,亏损可能超过初始投入,不适合所有投资者。本页内容仅为一般性教育资料,不构成投资建议,也不构成对任何产品、交易商或交易行为的推荐。交易前请充分了解风险,并遵守所在地法律法规。