AQR PTY LIMITED
澳大利亚 ASIC · AFSL 305603 · Authorised (AFS licensee — FX/derivatives-related authorisation)
机构介绍
AQR PTY LIMITED是在澳大利亚证券与投资委员会(ASIC)登记的金融机构,注册地址位于悉尼新南威尔士州2000。
该机构的牌照/登记号为AFSL 305603,登记状态为授权(AFS持牌人—涉及外汇和衍生品的授权),牌照生效日期为2006年11月21日。
AQR PTY LIMITED获授权向零售客户和专业客户提供金融产品建议,包括衍生品、外汇合约、非投资者定向投资服务的管理投资方案权益以及证券。同时,它还被授权代表专业客户进行金融产品的交易,包括发行、买卖、安排发行等。
目前未提供商号、网站或跨境服务的相关信息。
请读者注意,所有信息应以澳大利亚证券与投资委员会的官方登记页面为准,谨防冒用该名称的克隆网站。
📋 根据官方监管公开信息整理,AI辅助撰写(qwen3-30b-a3b-fp8)。内容仅限官方登记事实,不含点差、入金、评分等信息;如有出入以官方登记为准。
官方登记字段
| 监管机构 | ASIC |
| 牌照/登记号 | AFSL 305603 |
| 登记状态 | Authorised (AFS licensee — FX/derivatives-related authorisation) |
| ABN/ACN | 38116067255 |
| 牌照生效日期 | 21/11/2006 |
| 登记地区 | SYDNEY NSW 2000 Australia |
数据来源:ASIC AFS Licensee dataset (data.gov.au) · 同步日期 2026-10-28 · 明细抓取 2026-10-28
授权条件(ASIC 原文)
This licence authorises the licensee to carry on a financial services business to:
(a) provide general financial product advice to retail clients for the following classes of financial products:
(i) derivatives;
(ii) foreign exchange contracts;
(iii) interests in managed investment schemes excluding investor directed portfolio services; and
(iv) securities; and
(b) provide financial product advice to wholesale clients for the following classes of financial products:
(i) derivatives;
(ii) foreign exchange contracts;
(iii) debentures, stocks or bonds issued or proposed to be issued by a government;
(iv) interests in managed investment schemes excluding investor directed portfolio services; and
(v) securities; and
(c) deal in a financial product to wholesale clients by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) derivatives;
(B) foreign exchange contracts;
(ii) arranging for another person to issue, apply for, acquire, vary or dispose of a financial product in respect of the following classes of financial products:
(A) interests in managed investment schemes excluding investor directed portfolio services; and
(B) securities; and
(iii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) deposit and payment products limited to:
(1) basic deposit products;
(2) deposit products other than basic deposit products;
(B) derivatives;
(C) foreign exchange contracts;
(D) debentures, stocks or bonds issued or proposed to be issued by a government;
(E) interests in managed investment schemes excluding investor directed portfolio services; and
(F) securities.
(a) provide general financial product advice to retail clients for the following classes of financial products:
(i) derivatives;
(ii) foreign exchange contracts;
(iii) interests in managed investment schemes excluding investor directed portfolio services; and
(iv) securities; and
(b) provide financial product advice to wholesale clients for the following classes of financial products:
(i) derivatives;
(ii) foreign exchange contracts;
(iii) debentures, stocks or bonds issued or proposed to be issued by a government;
(iv) interests in managed investment schemes excluding investor directed portfolio services; and
(v) securities; and
(c) deal in a financial product to wholesale clients by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) derivatives;
(B) foreign exchange contracts;
(ii) arranging for another person to issue, apply for, acquire, vary or dispose of a financial product in respect of the following classes of financial products:
(A) interests in managed investment schemes excluding investor directed portfolio services; and
(B) securities; and
(iii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) deposit and payment products limited to:
(1) basic deposit products;
(2) deposit products other than basic deposit products;
(B) derivatives;
(C) foreign exchange contracts;
(D) debentures, stocks or bonds issued or proposed to be issued by a government;
(E) interests in managed investment schemes excluding investor directed portfolio services; and
(F) securities.
⚠ 风险提示:外汇及差价合约(CFD)为杠杆产品,风险高,亏损可能超过初始投入,不适合所有投资者。本页内容仅为一般性教育资料,不构成投资建议,也不构成对任何产品、交易商或交易行为的推荐。交易前请充分了解风险,并遵守所在地法律法规。