ROCKGLOBAL CAPITAL MARKETS PTY LTD
澳大利亚 ASIC · AFSL 282288 · Authorised (AFS licensee — FX/derivatives-related authorisation)
机构介绍
ROCKGLOBAL CAPITAL MARKETS PTY LTD 是一家在澳大利亚登记的金融机构,注册地为南亚拉维多利亚州。
该机构的牌照/登记号为 AFSL 282288,登记状态为授权(AFS持牌人),牌照生效日期为 2005 年 2 月 18 日。
该机构获授权提供金融产品建议和交易服务,包括存款和支付产品、衍生品、外汇合约、政府发行的债券、管理投资计划、退休储蓄账户产品、证券以及养老金服务。
目前未提供商号、网站或跨境服务信息。
请读者注意,所有信息以澳大利亚证券与投资委员会(ASIC)官方登记页面为准,谨防冒用该名称的克隆网站。
📋 根据官方监管公开信息整理,AI辅助撰写。内容仅限官方登记事实,不含点差、入金、评分等信息;如有出入以官方登记为准。
官方登记字段
| 监管机构 | ASIC |
| 牌照/登记号 | AFSL 282288 |
| 登记状态 | Authorised (AFS licensee — FX/derivatives-related authorisation) |
| ABN/ACN | 12108915233 |
| 牌照生效日期 | 18/02/2005 |
| 登记地区 | SOUTH YARRA VIC 3141 Australia |
数据来源:ASIC AFS Licensee dataset (data.gov.au) · 同步日期 2026-10-28
授权条件(ASIC 原文)
This licence authorises the licensee to carry on a financial services business to:
(a) provide general financial product advice for the following classes of financial products:
(i) deposit and payment products limited to:
(A) basic deposit products;
(B) deposit products other than basic deposit products;
(ii) derivatives;
(iii) foreign exchange contracts;
(iv) debentures, stocks or bonds issued or proposed to be issued by a government;
(v) interests in managed investment schemes including:
(A) investor directed portfolio services;
(vi) retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
(vii) securities; and
(viii superannuation; and
(b) deal in a financial product by:
(i) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) deposit and payment products limited to:
(1) basic deposit products;
(2) deposit products other than basic deposit products;
(B) derivatives;
(C) foreign exchange contracts;
(D) debentures, stocks or bonds issued or proposed to be issued by a government;
(E) interests in managed investment schemes including:
(1) investor directed portfolio services;
(F) retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
(G) securities; and
(H) superannuation;
to retail and wholesale clients.
(a) provide general financial product advice for the following classes of financial products:
(i) deposit and payment products limited to:
(A) basic deposit products;
(B) deposit products other than basic deposit products;
(ii) derivatives;
(iii) foreign exchange contracts;
(iv) debentures, stocks or bonds issued or proposed to be issued by a government;
(v) interests in managed investment schemes including:
(A) investor directed portfolio services;
(vi) retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
(vii) securities; and
(viii superannuation; and
(b) deal in a financial product by:
(i) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) deposit and payment products limited to:
(1) basic deposit products;
(2) deposit products other than basic deposit products;
(B) derivatives;
(C) foreign exchange contracts;
(D) debentures, stocks or bonds issued or proposed to be issued by a government;
(E) interests in managed investment schemes including:
(1) investor directed portfolio services;
(F) retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
(G) securities; and
(H) superannuation;
to retail and wholesale clients.
⚠ 风险提示:外汇及差价合约(CFD)为杠杆产品,风险高,亏损可能超过初始投入,不适合所有投资者。本页内容仅为一般性教育资料,不构成投资建议,也不构成对任何产品、交易商或交易行为的推荐。交易前请充分了解风险,并遵守所在地法律法规。