AUSTRALIAN INVESTMENT EXCHANGE LIMITED
澳大利亚 ASIC · AFSL 241400 · Authorised (AFS licensee — FX/derivatives-related authorisation)
机构介绍
AUSTRALIAN INVESTMENT EXCHANGE LIMITED 是一家在澳大利亚证券与投资委员会(ASIC)登记的金融机构,注册地址位于悉尼新南威尔士州。
该机构的牌照/登记号为 AFSL 241400,登记状态为授权(AFS持牌人 — 外汇/衍生品相关授权),牌照生效日期为 2004 年 3 月 10 日。
该机构获授权提供以下业务和服务:为特定类别的金融产品提供财务产品建议,包括基本存款产品、衍生品、政府发行的债券、投资于管理投资计划的权益(包括 AUSIEX 管理基金服务)以及证券;从事衍生品、管理投资计划权益(包括 AUSIEX 管理基金服务)和证券的交易;以及为零售和批发客户提供非投资导向型的托管或保管服务。
目前未提供商号、网站或跨境服务相关信息。
请读者注意,以上信息基于官方登记内容,建议以 ASIC 官方登记页面为准,同时警惕冒用该名称的克隆网站。
📋 根据官方监管公开信息整理,AI辅助撰写(qwen3-30b-a3b-fp8)。内容仅限官方登记事实,不含点差、入金、评分等信息;如有出入以官方登记为准。
官方登记字段
| 监管机构 | ASIC |
| 牌照/登记号 | AFSL 241400 |
| 登记状态 | Authorised (AFS licensee — FX/derivatives-related authorisation) |
| ABN/ACN | 71076515930 |
| 牌照生效日期 | 10/03/2004 |
| 登记地区 | SYDNEY NSW 2000 Australia |
数据来源:ASIC AFS Licensee dataset (data.gov.au) · 同步日期 2026-10-28 · 明细抓取 2026-10-28
授权条件(ASIC 原文)
This licence authorises the licensee to carry on a financial services business to:
(a) provide financial product advice for the following classes of financial products:
(i) deposit and payment products limited to:
(A) basic deposit products;
(ii) derivatives;
(iii) debentures, stocks or bonds issued or proposed to be issued by a government;
(iv) interests in managed investment schemes including:
(A) investor directed portfolio services; and
(v) securities;
(b) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) derivatives;
(B) interests in managed investment schemes including:
(1) the investor directed portfolio service known as "AUSIEX Managed Funds Service"; and
(C) securities; and
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) deposit and payment products limited to:
(1) basic deposit products;
(B) derivatives;
(C) foreign exchange contracts;
(D) debentures, stocks or bonds issued or proposed to be issued by a government;
(E) interests in managed investment schemes including:
(1) the investor directed portfolio service known as "AUSIEX Managed Funds Service";
(F) securities; and
(G) standard margin lending facility; and
(c) provide the following custodial or depository services:
(i) operate custodial or depository services other than investor directed portfolio services;
to retail and wholesale clients.
(a) provide financial product advice for the following classes of financial products:
(i) deposit and payment products limited to:
(A) basic deposit products;
(ii) derivatives;
(iii) debentures, stocks or bonds issued or proposed to be issued by a government;
(iv) interests in managed investment schemes including:
(A) investor directed portfolio services; and
(v) securities;
(b) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) derivatives;
(B) interests in managed investment schemes including:
(1) the investor directed portfolio service known as "AUSIEX Managed Funds Service"; and
(C) securities; and
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) deposit and payment products limited to:
(1) basic deposit products;
(B) derivatives;
(C) foreign exchange contracts;
(D) debentures, stocks or bonds issued or proposed to be issued by a government;
(E) interests in managed investment schemes including:
(1) the investor directed portfolio service known as "AUSIEX Managed Funds Service";
(F) securities; and
(G) standard margin lending facility; and
(c) provide the following custodial or depository services:
(i) operate custodial or depository services other than investor directed portfolio services;
to retail and wholesale clients.
⚠ 风险提示:外汇及差价合约(CFD)为杠杆产品,风险高,亏损可能超过初始投入,不适合所有投资者。本页内容仅为一般性教育资料,不构成投资建议,也不构成对任何产品、交易商或交易行为的推荐。交易前请充分了解风险,并遵守所在地法律法规。