COMMONWEALTH SECURITIES LIMITED
澳大利亚 ASIC · AFSL 238814 · Authorised (AFS licensee — FX/derivatives-related authorisation)
机构介绍
COMMONWEALTH SECURITIES LIMITED 是一家在澳大利亚证券与投资委员会(ASIC)登记的金融机构,其登记地址位于悉尼新南威尔士州2000。
该机构的牌照/登记号为 AFSL 238814,登记状态为授权(AFS持牌人),牌照生效日期为 2003 年 12 月 1 日。
该机构获授权提供多种金融服务,包括为零售和批发客户提供金融产品建议、交易金融产品、做市以及托管服务。具体包括存款和支付产品、衍生品、外汇合约、政府发行的债券、投资管理计划、证券等。
目前未提供商号、网站或跨境服务的相关信息。
请读者注意,任何与该机构相关的业务应以澳大利亚证券与投资委员会(ASIC)的官方登记页面为准,同时警惕冒用该名称的克隆网站。
📋 根据官方监管公开信息整理,AI辅助撰写(qwen3-30b-a3b-fp8)。内容仅限官方登记事实,不含点差、入金、评分等信息;如有出入以官方登记为准。
官方登记字段
| 监管机构 | ASIC |
| 牌照/登记号 | AFSL 238814 |
| 登记状态 | Authorised (AFS licensee — FX/derivatives-related authorisation) |
| ABN/ACN | 60067254399 |
| 牌照生效日期 | 01/12/2003 |
| 登记地区 | SYDNEY NSW 2000 Australia |
数据来源:ASIC AFS Licensee dataset (data.gov.au) · 同步日期 2026-10-28 · 明细抓取 2026-10-28
授权条件(ASIC 原文)
This licence authorises the licensee to carry on a financial services business to:
(a) provide financial product advice for the following classes of financial products:
(i) deposit and payment products limited to:
(A) basic deposit products;
(B) deposit products other than basic deposit products;
(ii) derivatives;
(iii) foreign exchange contracts;
(iv) debentures, stocks or bonds issued or proposed to be issued by a government;
(v) interests in managed investment schemes including:
(A) investor directed portfolio services;
(vi) securities; and
(vii) standard margin lending facility;
(b) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) derivatives;
(B) foreign exchange contracts; and
(C) securities;
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) deposit and payment products limited to:
(1) basic deposit products;
(2) deposit products other than basic deposit products;
(B) derivatives;
(C) foreign exchange contracts;
(D) debentures, stocks or bonds issued or proposed to be issued by a government;
(E) interests in managed investment schemes including:
(1) investor directed portfolio services;
(F) securities; and
(G) standard margin lending facility; and
(iii) underwriting:
(A) an issue of securities;
(c) make a market for the following financial products:
(i) derivatives;
(ii) debentures, stocks or bonds issued or proposed to be issued by a government and/or debentures issued by any other body; and
(iii) limited to financial products other than:
(A) derivatives;
(B) foreign exchange contracts; and
(C) debentures, stocks or bonds issued or proposed to be issued by a government and/or debentures issued by any other body; and
(d) provide the following custodial or depository services:
(i) operate custodial or depository services other than investor directed portfolio services;
to retail and wholesale clients.
(a) provide financial product advice for the following classes of financial products:
(i) deposit and payment products limited to:
(A) basic deposit products;
(B) deposit products other than basic deposit products;
(ii) derivatives;
(iii) foreign exchange contracts;
(iv) debentures, stocks or bonds issued or proposed to be issued by a government;
(v) interests in managed investment schemes including:
(A) investor directed portfolio services;
(vi) securities; and
(vii) standard margin lending facility;
(b) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) derivatives;
(B) foreign exchange contracts; and
(C) securities;
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) deposit and payment products limited to:
(1) basic deposit products;
(2) deposit products other than basic deposit products;
(B) derivatives;
(C) foreign exchange contracts;
(D) debentures, stocks or bonds issued or proposed to be issued by a government;
(E) interests in managed investment schemes including:
(1) investor directed portfolio services;
(F) securities; and
(G) standard margin lending facility; and
(iii) underwriting:
(A) an issue of securities;
(c) make a market for the following financial products:
(i) derivatives;
(ii) debentures, stocks or bonds issued or proposed to be issued by a government and/or debentures issued by any other body; and
(iii) limited to financial products other than:
(A) derivatives;
(B) foreign exchange contracts; and
(C) debentures, stocks or bonds issued or proposed to be issued by a government and/or debentures issued by any other body; and
(d) provide the following custodial or depository services:
(i) operate custodial or depository services other than investor directed portfolio services;
to retail and wholesale clients.
⚠ 风险提示:外汇及差价合约(CFD)为杠杆产品,风险高,亏损可能超过初始投入,不适合所有投资者。本页内容仅为一般性教育资料,不构成投资建议,也不构成对任何产品、交易商或交易行为的推荐。交易前请充分了解风险,并遵守所在地法律法规。